# Research Papers — 2026-03 · bundle page 193 of 243

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### Masking Causality and Conditional Dependence

Authors: Zou Yang, Sophia Xiao, Bijan Mazaheri
Published: 2026-03-07
Categories: stat.ML, cs.AI, cs.GT, cs.LG, cs.SI
arXiv: https://arxiv.org/abs/2603.06984v2

Many regulatory and analytic problems require that a prohibited variable influence a decision only through a designated allowable channel -- a conditional-independence requirement that arises in path-specific fairness, the handling of classified information, and the regulation of trading on non-public information, among other settings. Such requirements may be enforced either stratum-by-stratum or, more commonly (and more efficiently), through a single averaged constraint on the conditional effect. We study the resulting enforcement problem from two perspectives. From the regulator's side, we formulate causal masking as a linear program and show that averaged-constraint optimization almost surely produces policies that violate the stratum-wise requirement while satisfying the averaged one exactly. The gains from masking grow with confounding and outcome heterogeneity, and detection requires precisely the conditional-independence tests that average constraints aim to avoid. From the optimizer's side, the same construction shows that masked policies recover most of the reward of unconstrained exploitation while being far harder to detect, making them attractive in any setting where the basis of decisions is itself sensitive. Together, these results argue that regulating direct dependence through averaged statistics on observed decisions is structurally limited, and that meaningful enforcement must operate at the level of the decision rule itself.

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### Optimizing Multi-Modal Models for Image-Based Shape Retrieval: The Role of Pre-Alignment and Hard Contrastive Learning

Authors: Paul Julius Kühn, Cedric Spengler, Michael Weinmann, Arjan Kuijper, Saptarshi Neil Sinha
Published: 2026-03-07
Categories: cs.CV, cs.IR
arXiv: https://arxiv.org/abs/2603.06982v1

Image-based shape retrieval (IBSR) aims to retrieve 3D models from a database given a query image, hence addressing a classical task in computer vision, computer graphics, and robotics. Recent approaches typically rely on bridging the domain gap between 2D images and 3D shapes based on the use of multi-view renderings as well as task-specific metric learning to embed shapes and images into a common latent space. In contrast, we address IBSR through large-scale multi-modal pretraining and show that explicit view-based supervision is not required. Inspired by pre-aligned image--point-cloud encoders from ULIP and OpenShape that have been used for tasks such as 3D shape classification, we propose the use of pre-aligned image and shape encoders for zero-shot and standard IBSR by embedding images and point clouds into a shared representation space and performing retrieval via similarity search over compact single-embedding shape descriptors. This formulation allows skipping view synthesis and naturally enables zero-shot and cross-domain retrieval without retraining on the target database. We evaluate pre-aligned encoders in both zero-shot and supervised IBSR settings and additionally introduce a multi-modal hard contrastive loss (HCL) to further increase retrieval performance. Our evaluation demonstrates state-of-the-art performance, outperforming related methods on $Acc_{Top1}$ and $Acc_{Top10}$ for shape retrieval across multiple datasets, with best results observed for OpenShape combined with Point-BERT. Furthermore, training on our proposed multi-modal HCL yields dataset-dependent gains in standard instance retrieval tasks on shape-centric data, underscoring the value of pretraining and hard contrastive learning for 3D shape retrieval. The code will be made available via the project website.

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### Diffusion Controller: Framework, Algorithms and Parameterization

Authors: Tong Yang, Moonkyung Ryu, Chih-Wei Hsu, Guy Tennenholtz, Yuejie Chi, Craig Boutilier, Bo Dai
Published: 2026-03-07
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2603.06981v1

Controllable diffusion generation often relies on various heuristics that are seemingly disconnected without a unified understanding. We bridge this gap with Diffusion Controller (DiffCon), a unified control-theoretic view that casts reverse diffusion sampling as state-only stochastic control within (generalized) linearly-solvable Markov Decision Processes (LS-MDPs). Under this framework, control acts by reweighting the pretrained reverse-time transition kernels, balancing terminal objectives against an $f$-divergence cost. From the resulting optimality conditions, we derive practical reinforcement learning methods for diffusion fine-tuning: (i) f-divergence-regularized policy-gradient updates, including a PPO-style rule, and (ii) a regularizer-determined reward-weighted regression objective with a minimizer-preservation guarantee under the Kullback-Leibler (KL) divergence. The LS-MDP framework further implies a principled model form: the optimal score decomposes into a fixed pretrained baseline plus a lightweight control correction, motivating a side-network parameterization conditioned on exposed intermediate denoising outputs, enabling effective gray-box adaptation with a frozen backbone. Experiments on Stable Diffusion v1.4 across supervised and reward-driven finetuning show consistent gains in preference-alignment win rates and improved quality-efficiency trade-offs versus gray-box baselines and even the parameter-efficient white-box adapter LoRA.

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### NePPO: Near-Potential Policy Optimization for General-Sum Multi-Agent Reinforcement Learning

Authors: Addison Kalanther, Sanika Bharvirkar, Shankar Sastry, Chinmay Maheshwari
Published: 2026-03-07
Categories: cs.LG, cs.AI, cs.GT
arXiv: https://arxiv.org/abs/2603.06977v2

Multi-agent reinforcement learning (MARL) is increasingly used to design learning-enabled agents that interact in shared environments. However, training MARL algorithms in general-sum games remains challenging: learning dynamics can become unstable, and convergence guarantees typically hold only in restricted settings such as two-player zero-sum or fully cooperative games. Moreover, when agents have heterogeneous and potentially conflicting preferences, it is unclear what system-level objective should guide learning. In this paper, we propose a new MARL pipeline called Near-Potential Policy Optimization (NePPO) for computing approximate Nash equilibria in mixed cooperative--competitive environments. The core idea is to learn a player-independent potential function such that the Nash equilibrium of a cooperative game with this potential as the common utility approximates a Nash equilibrium of the original game. To this end, we introduce a novel MARL objective such that minimizing this objective yields the best possible potential function candidate and consequently an approximate Nash equilibrium of the original game. We develop an algorithmic pipeline that minimizes this objective using zeroth-order gradient descent and returns an approximate Nash equilibrium policy. We empirically show the superior performance of this approach compared to popular baselines such as IPPO and MAPPO.

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### A Systematic Investigation of Document Chunking Strategies and Embedding Sensitivity

Authors: Muhammad Arslan Shaukat, Muntasir Adnan, Carlos C. N. Kuhn
Published: 2026-03-07
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.06976v1

We present the first large-scale, cross-domain evaluation of document chunking strategies for dense retrieval, addressing a critical but underexplored aspect of retrieval-augmented systems. In our study, 36 segmentation methods spanning fixed-size, semantic, structure-aware, hierarchical, adaptive, and LLM-assisted approaches are benchmarked across six diverse knowledge domains using five different embedding models. Retrieval performance is assessed using graded relevance scores from a state-of-the-art LLM evaluator, with Normalised DCG@5 as the primary metric (complemented by Hit@5 and MRR). Our experiments show that content-aware chunking significantly improves retrieval effectiveness over naive fixed-length splitting. The top-performing strategy, Paragraph Group Chunking, achieved the highest overall accuracy (mean nDCG@5~0.459) and substantially better top-rank hit rates (Precision@1~24%, Hit@5~59%). In contrast, simple fixed-size character chunking as baselines performed poorly (nDCG@5 &lt; 0.244, Precision@1~2-3%). We observe pronounced domain-specific differences: dynamic token sizing is strongest in biology, physics and health, while paragraph grouping is strongest in legal and maths. Larger embedding models yield higher absolute scores but remain sensitive to suboptimal segmentation, indicating that better chunking and large embeddings provide complementary benefits. In addition to accuracy gains, we quantify the efficiency trade-offs of advanced chunking. Producing more, smaller chunks can increase index size and latency. Consequently, we identify methods (like dynamic chunking) that approach an optimal balance of effectiveness and efficiency. These findings establish chunking as a vital lever for improving retrieval performance and reliability.

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### Elenchus: Generating Knowledge Bases from Prover-Skeptic Dialogues

Authors: Bradley P. Allen
Published: 2026-03-07
Categories: cs.CL, cs.AI, cs.LO
arXiv: https://arxiv.org/abs/2603.06974v1

We present Elenchus, a dialogue system for knowledge base construction grounded in inferentialist semantics, where knowledge engineering is re-conceived as explicitation rather than extraction from expert testimony or textual content. A human expert develops a bilateral position (commitments and denials) about a topic through prover-skeptic dialogue with a large language model (LLM) opponent. The LLM proposes tensions (claims that parts of the position are jointly incoherent) which the expert resolves by retraction, refinement, or contestation. The LLM thus serves as a defeasible derivability oracle whose unreliability is structurally contained by the expert's authority. Our main technical contribution is a mapping from Elenchus dialectical states to material bases in Hlobil and Brandom's NonMonotonic MultiSuccedent (NMMS) logic, satisfying Containment and enabling the elaboration of logical vocabulary that makes explicit the inferential relationships negotiated in the dialectic. We demonstrate the approach on the W3C PROV-O provenance ontology, where a single dialogue session elicits and structures design tensions that a domain expert can articulate, corresponding to decisions documented in a retrospective analysis of the ontology's design. Using pyNMMS, an automated NMMS reasoner, we verify that the structural properties of the resulting material base (nontransitivity, nonmonotonicity, and independence) correspond to specific PROV design rationales, demonstrating end-to-end integration from dialogue through formal reasoning.

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### T2SGrid: Temporal-to-Spatial Gridification for Video Temporal Grounding

Authors: Chaohong Guo, Yihan He, Yongwei Nie, Fei Ma, Xuemiao Xu, Chengjiang Long
Published: 2026-03-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2603.06973v1

Video Temporal Grounding (VTG) aims to localize the video segment that corresponds to a natural language query, which requires a comprehensive understanding of complex temporal dynamics. Existing Vision-LMMs typically perceive temporal dynamics via positional encoding, text-based timestamps, or visual frame numbering. However, these approaches exhibit notable limitations: assigning each frame a text-based timestamp token introduces additional computational overhead and leads to sparsity in visual attention, positional encoding struggles to capture absolute temporal information, and visual frame numbering often compromises spatial detail. To address these issues, we propose Temporal to Spatial Gridification (T2SGrid), a novel framework that reformulates video temporal understanding as a spatial understanding task. The core idea of T2SGrid is to process video content in clips rather than individual frames. we employ a overlapping sliding windows mechanism to segment the video into temporal clips. Within each window, frames are arranged chronologically in a row-major order into a composite grid image, effectively transforming temporal sequences into structured 2D layouts. The gridification not only encodes temporal information but also enhances local attention within each grid. Furthermore, T2SGrid enables the use of composite text timestamps to establish global temporal awareness. Experiments on standard VTG benchmarks demonstrate that T2SGrid achieves superior performance.

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### Conditional Unbalanced Optimal Transport Maps: An Outlier-Robust Framework for Conditional Generative Modeling

Authors: Jiwoo Yoon, Kyumin Choi, Jaewoong Choi
Published: 2026-03-07
Categories: cs.LG, cs.CV
arXiv: https://arxiv.org/abs/2603.06972v2

Conditional Optimal Transport (COT) problem aims to find a transport map between conditional source and target distributions while minimizing the transport cost. Recently, these transport maps have been utilized in conditional generative modeling tasks to establish efficient mappings between the distributions. However, classical COT inherits a fundamental limitation of optimal transport, i.e., sensitivity to outliers, which arises from the hard distribution matching constraints. This limitation becomes more pronounced in a conditional setting, where each conditional distribution is estimated from a limited subset of data. To address this, we introduce the Conditional Unbalanced Optimal Transport (CUOT) framework, which relaxes conditional distribution-matching constraints through Csiszár divergence penalties while strictly preserving the conditioning marginals. We establish a rigorous formulation of the CUOT problem and derive its dual and semi-dual formulations. Based on the semi-dual form, we propose Conditional Unbalanced Optimal Transport Maps (CUOTM), an outlier-robust conditional generative model built upon a triangular $c$-transform parameterization. We theoretically justify the validity of this parameterization by proving that the optimal triangular map satisfies the $c$-transform relationships. Our experiments on 2D synthetic and image-scale datasets demonstrate that CUOTM achieves superior outlier robustness and competitive distribution-matching performance compared to existing COT-based baselines, while maintaining high sampling efficiency.

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### SurgCUT3R: Surgical Scene-Aware Continuous Understanding of Temporal 3D Representation

Authors: Kaiyuan Xu, Fangzhou Hong, Daniel Elson, Baoru Huang
Published: 2026-03-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2603.06971v1

Reconstructing surgical scenes from monocular endoscopic video is critical for advancing robotic-assisted surgery. However, the application of state-of-the-art general-purpose reconstruction models is constrained by two key challenges: the lack of supervised training data and performance degradation over long video sequences. To overcome these limitations, we propose SurgCUT3R, a systematic framework that adapts unified 3D reconstruction models to the surgical domain. Our contributions are threefold. First, we develop a data generation pipeline that exploits public stereo surgical datasets to produce large-scale, metric-scale pseudo-ground-truth depth maps, effectively bridging the data gap. Second, we propose a hybrid supervision strategy that couples our pseudo-ground-truth with geometric self-correction to enhance robustness against inherent data imperfections. Third, we introduce a hierarchical inference framework that employs two specialized models to effectively mitigate accumulated pose drift over long surgical videos: one for global stability and one for local accuracy. Experiments on the SCARED and StereoMIS datasets demonstrate that our method achieves a competitive balance between accuracy and efficiency, delivering near state-of-the-art but substantially faster pose estimation and offering a practical and effective solution for robust reconstruction in surgical environments. Project page: https://chumo-xu.github.io/SurgCUT3R-ICRA26/.

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### Topology-Aware Reinforcement Learning over Graphs for Resilient Power Distribution Networks

Authors: Roshni Anna Jacob, Prithvi Poddar, Jaidev Goel, Souma Chowdhury, Yulia R. Gel, Jie Zhang
Published: 2026-03-07
Categories: eess.SY, cs.LG
arXiv: https://arxiv.org/abs/2603.06964v1

Extreme weather events and cyberattacks can cause component failures and disrupt the operation of power distribution networks (DNs), during which reconfiguration and load shedding are often adopted for resilience enhancement. This study introduces a topology-aware graph reinforcement learning (RL) framework for outage management that embeds higher-order topological features of the DN into a graph-based RL model, enabling reconfiguration and load shedding to maximize energy supply while maintaining operational stability. Results on the modified IEEE 123-bus feeder across 300 diverse outage scenarios demonstrate that incorporating the topological data analysis (TDA) tool, persistence homology (PH), yields 9-18% higher cumulative rewards, up to 6% increase in power delivery, and 6-8% fewer voltage violations compared to a baseline graph-RL model. These findings highlight the potential of integrating RL with TDA to enable self-healing in DNs, facilitating fast, adaptive, and automated restoration.

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### A SISA-based Machine Unlearning Framework for Power Transformer Inter-Turn Short-Circuit Fault Localization

Authors: Nanhong Liu, Jingyi Yan, Mucun Sun, Jie Zhang
Published: 2026-03-07
Categories: eess.SY, cs.LG
arXiv: https://arxiv.org/abs/2603.06962v1

In practical data-driven applications on electrical equipment fault diagnosis, training data can be poisoned by sensor failures, which can severely degrade the performance of machine learning (ML) models. However, once the ML model has been trained, removing the influence of such harmful data is challenging, as full retraining is both computationally intensive and time-consuming. To address this challenge, this paper proposes a SISA (Sharded, Isolated, Sliced, and Aggregated)-based machine unlearning (MU) framework for power transformer inter-turn short-circuit fault (ITSCF) localization. The SISA method partitions the training data into shards and slices, ensuring that the influence of each data point is isolated within specific constituent models through independent training. When poisoned data are detected, only the affected shards are retrained, avoiding retraining the entire model from scratch. Experiments on simulated ITSCF conditions demonstrate that the proposed framework achieves almost identical diagnostic accuracy to full retraining, while reducing retraining time significantly.

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### Learning Quadruped Walking from Seconds of Demonstration

Authors: Ruipeng Zhang, Hongzhan Yu, Ya-Chien Chang, Chenghao Li, Henrik I. Christensen, Sicun Gao
Published: 2026-03-07
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2603.06961v1

Quadruped locomotion provides a natural setting for understanding when model-free learning can outperform model-based control design, by exploiting data patterns to bypass the difficulty of optimizing over discrete contacts and the combinatorial explosion of mode changes. We give a principled analysis of why imitation learning with quadrupeds can be inherently effective in a small data regime, based on the structure of its limit cycles, Poincaré return maps, and local numerical properties of neural networks. The understanding motivates a new imitation learning method that regulates the alignment between variations in a latent space and those over the output actions. Hardware experiments confirm that a few seconds of demonstration is sufficient to train various locomotion policies from scratch entirely offline with reasonable robustness.

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### Chart-RL: Generalized Chart Comprehension via Reinforcement Learning with Verifiable Rewards

Authors: Xin Zhang, Xingyu Li, Rongguang Wang, Ruizhong Miao, Zheng Wang, Dan Roth, Chenyang Li
Published: 2026-03-07
Categories: cs.LG, cs.CL
arXiv: https://arxiv.org/abs/2603.06958v1

Accurate chart comprehension represents a critical challenge in advancing multimodal learning systems, as extensive information is compressed into structured visual representations. However, existing vision-language models (VLMs) frequently struggle to generalize on unseen charts because it requires abstract, symbolic, and quantitative reasoning over structured visual representations. In this work, we introduce Chart-RL, an effective reinforcement learning (RL) method that employs mathematically verifiable rewards to enhance chart question answering in VLMs. Our experiments demonstrate that Chart-RL consistently outperforms supervised fine-tuning (SFT) across different chart understanding benchmarks, achieving relative improvements of 16.7% on MutlChartQA, and 11.5% on ChartInsights. We conduct robustness analysis, where Chart-RL achieves enhanced performance in 18 of 25 perturbed chart categories, demonstrating strong consistency and reasoning capability across visual variations. Furthermore, we demonstrate that task difficulty and inherent complexity are more critical than data quantity in RL training. For instance, Chart-RL trained on merely 10 complex chart-query examples significantly outperforms models trained on over 6,000 simple examples. Additionally, training on challenging reasoning tasks not only improves in-domain generalization relative to simpler tasks, but also facilitate strong transfer to out-of-domain visual mathematical problems.

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### Post-Training with Policy Gradients: Optimality and the Base Model Barrier

Authors: Alireza Mousavi-Hosseini, Murat A. Erdogdu
Published: 2026-03-07
Categories: stat.ML, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2603.06957v2

We study post-training linear autoregressive models with outcome and process rewards. Given a context $\boldsymbol{x}$, the model must predict the response $\boldsymbol{y} \in Y^N$, a sequence of length $N$ that satisfies a $γ$ margin condition, an extension of the standard separability to sequences. We prove that on test samples where the base model achieves a non-trivial likelihood $α$, a variant of policy gradient (PG) can achieve likelihood $1 - \varepsilon$ with an essentially minimax optimal number of reward queries $\tilde{O}((α^{-1} + \varepsilon^{-1})/γ^2)$. However, a barrier arises for going beyond the support of the base model. We prove that the overall expected error after post-training with outcome rewards is governed by a property of the base model called the Likelihood Quantile (LQ), and that variants of PG, while minimax optimal, may require a number of reward queries exponential in $N$ to go beyond this support, regardless of the pre-training algorithm. To overcome this barrier, we study post-training with a process reward model, and demonstrate how PG variants in this setting avoid the curse of dimensionality in $N$ via dependence on a token-level LQ. Along the way, we prove that under the margin condition, SGD with adaptive learning rate (LR) achieves a near optimal test error for statistical learning, and PG with adaptive LR achieves a near optimal number of mistakes for online learning while being computationally efficient whenever possible, both of which may be of independent interest.

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### Post-Training with Policy Gradients: Optimality and the Base Model Barrier

Authors: Alireza Mousavi-Hosseini, Murat A. Erdogdu
Published: 2026-03-07
Categories: stat.ML, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2603.06957v1

We study post-training linear autoregressive models with outcome and process rewards. Given a context $\boldsymbol{x}$, the model must predict the response $\boldsymbol{y} \in Y^N$, a sequence of length $N$ that satisfies a $γ$ margin condition, an extension of the standard separability to sequences. We prove that on test samples where the base model achieves a non-trivial likelihood $α$, a variant of policy gradient (PG) can achieve likelihood $1 - \varepsilon$ with an essentially minimax optimal number of reward queries $\tilde{O}((α^{-1} + \varepsilon^{-1})/γ^2)$. However, a barrier arises for going beyond the support of the base model. We prove that the overall expected error after post-training with outcome rewards is governed by a property of the base model called the Likelihood Quantile (LQ), and that variants of PG, while minimax optimal, may require a number of reward queries exponential in $N$ to go beyond this support, regardless of the pre-training algorithm. To overcome this barrier, we study post-training with a process reward model, and demonstrate how PG variants in this setting avoid the curse of dimensionality in $N$ via dependence on a token-level LQ. Along the way, we prove that under the margin condition, SGD with adaptive learning rate (LR) achieves a near optimal test error for statistical learning, and PG with adaptive LR achieves a near optimal number of mistakes for online learning while being computationally efficient whenever possible, both of which may be of independent interest.

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### Virtual Intraoperative CT (viCT): Sequential Anatomic Updates for Modeling Tissue Resection Throughout Endoscopic Sinus Surgery

Authors: Nicole M. Gunderson, Graham J. Harris, Jeremy S. Ruthberg, Pengcheng Chen, Di Mao, Randall A. Bly, Waleed M. Abuzeid, Eric J. Seibel
Published: 2026-03-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2603.06956v1

Purpose: Incomplete dissection is a common cause of persistent disease and revision endoscopic sinus surgery (ESS) in chronic rhinosinusitis. Current image-guided surgery systems typically reference static preoperative CT (pCT), and do not model evolving resection boundaries. We present Virtual Intraoperative CT (viCT), a method for sequentially updating pCT throughout ESS using intraoperative 3D reconstructions from monocular endoscopic video to enable visualization of evolving anatomy in CT format. Methods: Monocular endoscopic video is processed using a depth-supervised NeRF framework with virtual stereo synthesis to generate metrically scaled 3D reconstructions at multiple surgical intervals. Reconstructions undergo rigid, landmark-based registration in 3D Slicer guided by anatomical correspondences, and are then voxelized into the pCT grid. viCT volumes were generated using a ray-based occupancy comparison between pCT and reconstruction to delete outdated voxels and remap preserved anatomy and updated boundaries. Performance is evaluated in a cadaveric feasibility study of four specimens across four ESS stages using volumetric overlap (DSC, Jaccard) and surface metrics (HD95, Chamfer, MSD, RMSD), and qualitative comparisons to ground-truth CT. Results: viCT updates show agreement with ground-truth anatomy across surgical stages, with submillimeter mean surface errors. Dice Similarity Coefficient (DSC) = 0.88 +/- 0.05 and Jaccard Index = 0.79 +/- 0.07, and Hausdorff Distance 95% (HD95) = 0.69 +/- 0.28 mm, Chamfer Distance = 0.09 +/- 0.05 mm, Mean Surface Distance (MSD) = 0.11 +/- 0.05 mm, and Root Mean Square Distance (RMSD) = 0.32 +/- 0.10 mm. Conclusion: viCT enables CT-format anatomic updating in an ESS setting without ancillary hardware. Future work will focus on fully automating registration, validation in live cases, and optimizing runtime for real-time deployment.

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### Not All Neighbors Matter: Understanding the Impact of Graph Sparsification on GNN Pipelines

Authors: Yuhang Song, Naima Abrar Shami, Romaric Duvignau, Vasiliki Kalavri
Published: 2026-03-07
Categories: cs.LG, cs.DB
arXiv: https://arxiv.org/abs/2603.06952v2

As graphs scale to billions of nodes and edges, graph Machine Learning workloads are constrained by the cost of multi-hop traversals over exponentially growing neighborhoods. While various system-level and algorithmic optimizations have been proposed to accelerate Graph Neural Network (GNN) pipelines, data management and movement remain the primary bottlenecks at scale. In this paper, we explore whether graph sparsification, a well-established technique that reduces edges to create sparser neighborhoods, can serve as a lightweight pre-processing step to address these bottlenecks while preserving accuracy on node classification tasks. We develop an extensible experimental framework that enables systematic evaluation of how different sparsification methods affect the performance and accuracy of GNN models. We conduct the first comprehensive study of GNN training and inference on sparsified graphs, revealing several key findings. First, sparsification often preserves or even improves predictive performance. As an example, random sparsification raises the accuracy of the GAT model by 6.8% on the PubMed graph. Second, benefits increase with scale, substantially accelerating both training and inference. Our results show that the K-Neighbor sparsifier improves model serving performance on the Products graph by 11.7x with only a 0.7% accuracy drop. Importantly, we find that the computational overhead of sparsification is quickly amortized, making it practical for very large graphs.

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### Not All Neighbors Matter: Understanding the Impact of Graph Sparsification on GNN Pipelines

Authors: Yuhang Song, Naima Abrar Shami, Romaric Duvignau, Vasiliki Kalavri
Published: 2026-03-07
Categories: cs.LG, cs.DB
arXiv: https://arxiv.org/abs/2603.06952v1

As graphs scale to billions of nodes and edges, graph Machine Learning workloads are constrained by the cost of multi-hop traversals over exponentially growing neighborhoods. While various system-level and algorithmic optimizations have been proposed to accelerate Graph Neural Network (GNN) pipelines, data management and movement remain the primary bottlenecks at scale. In this paper, we explore whether graph sparsification, a well-established technique that reduces edges to create sparser neighborhoods, can serve as a lightweight pre-processing step to address these bottlenecks while preserving accuracy on node classification tasks. We develop an extensible experimental framework that enables systematic evaluation of how different sparsification methods affect the performance and accuracy of GNN models. We conduct the first comprehensive study of GNN training and inference on sparsified graphs, revealing several key findings. First, sparsification often preserves or even improves predictive performance. As an example, random sparsification raises the accuracy of the GAT model by 6.8% on the PubMed graph. Second, benefits increase with scale, substantially accelerating both training and inference. Our results show that the K-Neighbor sparsifier improves model serving performance on the Products graph by 11.7x with only a 0.7% accuracy drop. Importantly, we find that the computational overhead of sparsification is quickly amortized, making it practical for very large graphs.

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### StratRAG: A Multi-Hop Retrieval Evaluation Dataset for Retrieval-Augmented Generation Systems

Authors: Aryan Patodiya
Published: 2026-03-06
Categories: cs.IR, cs.AI
arXiv: https://arxiv.org/abs/2604.22757v1

We introduce StratRAG, an open-source retrieval evaluation dataset for benchmarking Retrieval-Augmented Generation (RAG) systems on multi-hop reasoning tasks under realistic, noisy document-pool conditions. Derived from HotpotQA (distractor setting), StratRAG comprises 2,200 examples across three question types -- bridge, comparison, and yes-no -- each paired with a pool of 15 candidate documents containing exactly 2 gold documents and 13 topically related distractors. We benchmark three retrieval strategies -- BM25, dense retrieval (all-MiniLM-L6-v2), and hybrid fusion -- reporting Recall@k, MRR, and NDCG@5 on the validation set. Hybrid retrieval achieves the best overall performance (Recall@2 = 0.70, MRR = 0.93), yet bridge questions remain substantially harder (Recall@2 = 0.67), motivating future work on reinforcement-learning-based retrieval policies. StratRAG is publicly available at https://huggingface.co/datasets/Aryanp088/StratRAG.

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### Your Reviews Replicate You: LLM-Based Agents as Customer Digital Twins for Conjoint Analysis

Authors: Bin Xuan, Jungmin Hwang, Hakyeon Lee
Published: 2026-03-06
Categories: cs.IR, cs.AI
arXiv: https://arxiv.org/abs/2604.22756v1

Conjoint analysis is a cornerstone of market research for estimating consumer preferences; however, traditional methods face persistent challenges regarding time, cost, and respondent fatigue. To address these limitations, this study proposes a framework that utilizes large language model (LLM)-based "customer digital twins (CDT)" as virtual respondents. We identified active users within the Reddit community and aggregated their comprehensive review histories to construct individualized vector databases. By integrating retrieval-augmented generation (RAG) with prompt engineering, this study developed customer agents capable of dynamically retrieving and reasoning upon their specific past preferences and constraints. These customer agents, called CDTs, performed pairwise comparison tasks on product profiles generated via fractional factorial design, and the resulting choice data was analyzed to estimate part-worth utilities by logistic regression. Empirical validation demonstrates that these CDTs predict the preferences of actual users with 87.73% accuracy. Furthermore, a case study on the computer monitor category successfully quantified trade-offs between attributes such as panel type and resolution, deriving preference structures consistent with market realities. Ultimately, this study contributes to marketing research by presenting a scalable alternative that significantly improves both agility and cost-efficiency to traditional methods.

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### UniMamba: A Unified Spatial-Temporal Modeling Framework with State-Space and Attention Integration

Authors: Xingsheng Chen, Xianpei Mu, Deyu Yi, Yilin Yuan, Xingwei He, Bo Gao, Regina Zhang, Pietro Lio, Siu-Ming Yiu
Published: 2026-03-06
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.16325v3

Multivariate time series forecasting is fundamental to numerous domains such as energy, finance, and environmental monitoring, where complex temporal dependencies and cross-variable interactions pose enduring challenges. Existing Transformer-based methods capture temporal correlations through attention mechanisms but suffer from quadratic computational cost, while state-space models like Mamba achieve efficient long-context modeling yet lack explicit temporal pattern recognition. Therefore we introduce UniMamba, a unified spatial-temporal forecasting framework that integrates efficient state-space dynamics with attention-based dependency learning. UniMamba employs a Mamba Variate-Channel Encoding Layer enhanced with FFT-Laplace Transform and TCN to capture global temporal dependencies, and a Spatial Temporal Attention Layer to jointly model inter-variate correlations and temporal evolution. A Feedforward Temporal Dynamics Layer further fuses continuous and discrete contexts for accurate forecasting. Comprehensive experiments on eight public benchmark datasets demonstrate that UniMamba consistently outperforms state-of-the-art forecasting models in both forecasting accuracy and computational efficiency, establishing a scalable and robust solution for long-sequence multivariate time-series prediction.

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### Eco-Bee: A Personalised Multi-Modal Agent for Advancing Student Climate Awareness and Sustainable Behaviour in Campus Ecosystems

Authors: Caleb Adu, Neil Kapadia, Binhe Liu, Jonathan Randall, Sruthi Viswanathan
Published: 2026-03-06
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2604.15327v1

Universities are microcosms of urban ecosystems, with concentrated consumption patterns in food, transport, energy, and product usage. These environments not only contribute substantially to sustainability pressures but also provide a unique opportunity to advance sustainability education and behavioural change at scale. As in most sectors, digital sustainability initiatives within universities remain narrowly focused on carbon calculations, typically providing static feedback that limits opportunities for sustained behavioural change. To address this gap, we propose Eco-Bee, integrating large language models, a translation of the Planetary Boundaries framework (as Eco-Score), and a conversational agent that connects individual choices to environmental limits. Tailored for students at the cusp of lifelong habits, Eco-Bee delivers actionable insights, peer benchmarking, and gamified challenges to sustain engagement and drive measurable progress toward boundary-aligned living. In a pilot tested across multiple campus networks (n=52), 96% of the student participants supported a campus-wide rollout and reported a clearer understanding of how daily behaviours collectively impact the planet's limits. By embedding planetary science, behavioural reinforcement, and AI-driven personalisation into a single platform, Eco-Bee establishes a scalable foundation for climate-conscious universities and future AI-mediated sustainability infrastructures.

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### From Theory to Protocol: Executable Frameworks for Creative Emergence and Strategic Foresight

Authors: Shun Fujiyoshi
Published: 2026-03-06
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2604.09597v1

Creativity and strategic foresight have been extensively studied through descriptive theories -- Koestler's bisociation (1964), de Bono's lateral thinking (1967), and Ansoff's weak signals (1975) explain why creative and strategic insights occur, but offer limited guidance on how to produce them on demand. This paper presents two executable protocols that bridge this theory-practice gap: GHOSTY COLLIDER, a 5-step protocol for cross-domain creative emergence through structural de-labeling and collision, and PRECOG PROTOCOL, a 5-step protocol for signal-based strategic foresight with multi-axis timing judgment. We formalize established theories into repeatable, step-by-step procedures with explicit quality criteria, anti-pattern detection, and measurable outputs. We evaluate the protocols through three complementary methods: (1) five detailed case studies across distinct domains, (2) controlled comparisons against standard methods using identical inputs, and (3) a batch experiment across eight random domain pairings (N=8, success rate 87.5%, failure rate 12.5%) with one blind evaluation. Preliminary evidence suggests that protocol-driven outputs exhibit greater structural novelty, higher parameter specificity, and qualitatively distinct creative directions compared to outputs from standard methods. The blind evaluation confirmed the direction of author assessments (protocol output scored 74/80 vs. brainstorming 49/80). These results, while limited by single-operator execution, indicate that the theory-to-protocol translation preserves and potentially enhances the generative power of the underlying theories. The protocols, updated to version 2 incorporating lessons from failure case analysis, are released as open-access documents under CC BY-NC 4.0 at https://github.com/GhostyAI-HA/ghosty-collider.

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### DERM-3R: A Resource-Efficient Multimodal Agents Framework for Dermatologic Diagnosis and Treatment in Real-World Clinical Settings

Authors: Ziwen Chen, Zhendong Wang, Chongjing Wang, Yurui Dong, Luozhijie Jin, Jihao Gu, Kui Chen, Jiaxi Yang, Bingjie Lu, Zhou Zhang, Jirui Dai, Changyong Luo et al.
Published: 2026-03-06
Categories: cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2604.09596v1

Dermatologic diseases impose a large and growing global burden, affecting billions and substantially reducing quality of life. While modern therapies can rapidly control acute symptoms, long-term outcomes are often limited by single-target paradigms, recurrent courses, and insufficient attention to systemic comorbidities. Traditional Chinese medicine (TCM) provides a complementary holistic approach via syndrome differentiation and individualized treatment, but practice is hindered by non-standardized knowledge, incomplete multimodal records, and poor scalability of expert reasoning. We propose DERM-3R, a resource-efficient multimodal agent framework to model TCM dermatologic diagnosis and treatment under limited data and compute. Based on real-world workflows, we reformulate decision-making into three core issues: fine-grained lesion recognition, multi-view lesion representation with specialist-level pathogenesis modeling, and holistic reasoning for syndrome differentiation and treatment planning. DERM-3R comprises three collaborative agents: DERM-Rec, DERM-Rep, and DERM-Reason, each targeting one component of this pipeline. Built on a lightweight multimodal LLM and partially fine-tuned on 103 real-world TCM psoriasis cases, DERM-3R performs strongly across dermatologic reasoning tasks. Evaluations using automatic metrics, LLM-as-a-judge, and physician assessment show that despite minimal data and parameter updates, DERM-3R matches or surpasses large general-purpose multimodal models. These results suggest structured, domain-aware multi-agent modeling can be a practical alternative to brute-force scaling for complex clinical tasks in dermatology and integrative medicine.

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### FVRuleLearner: Operator-Level Reasoning Tree (Op-Tree)-Based Rules Learning for Formal Verification

Authors: Lily Jiaxin Wan, Chia-Tung Ho, Yunsheng Bai, Cunxi Yu, Ghaith Bany Hamad, Deming Chen, Haoxing Ren
Published: 2026-03-06
Categories: cs.AR, cs.AI, cs.SE
arXiv: https://arxiv.org/abs/2604.03245v2

The remarkable reasoning and code generation capabilities of large language models (LLMs) have recently motivated increasing interest in automating formal verification (FV), a process that ensures hardware correctness through mathematically precise assertions but remains highly labor-intensive, particularly through the translation of natural language into SystemVerilog Assertions (NL-to-SVA). However, LLMs still struggle with SVA generation due to limited training data and the intrinsic complexity of FV operators. Consequently, a more efficient and robust methodology for ensuring correct SVA operator selection is essential for producing functionally correct assertions. To address these challenges, we introduce FVRuleLearner, an Operator-Level Rule (Op-Rule) learning framework built on a novel Operator Reasoning Tree (Op-Tree), which models SVA generation as structured, interpretable reasoning. FVRuleLearner operates in two complementary phases: (1) Training: it constructs Op-Tree that decomposes NL-to-SVA alignment into fine-grained, operator-aware questions, combining reasoning paths that lead to correct assertions; and (2) Testing: it performs operator-aligned retrieval to fetch relevant reasoning traces from the learned Op-Tree and generate new rules for unseen specifications. In the comprehensive studies, the proposed FVRuleLearner outperforms the state-of-the-art baseline by 3.95% in syntax correctness and by 31.17% in functional correctness on average. Moreover, FVRuleLearner successfully reduces an average of 70.33% of SVA functional failures across diverse operator categories through a functional taxonomy analysis, showing the effectiveness of applying learned Op-Tree to the Op-Rule generations for unseen NL-to-SVA tasks. These results establish FVRuleLearner as a new paradigm for domain-specific reasoning and rule learning in formal verification.

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### Evaluating Human-AI Safety: A Framework for Measuring Harmful Capability Uplift

Authors: Michelle Vaccaro, Jaeyoon Song, Abdullah Almaatouq, Michiel A. Bakker
Published: 2026-03-06
Categories: cs.CY, cs.AI, cs.HC
arXiv: https://arxiv.org/abs/2603.26676v1

Current frontier AI safety evaluations emphasize static benchmarks, third-party annotations, and red-teaming. In this position paper, we argue that AI safety research should focus on human-centered evaluations that measure harmful capability uplift: the marginal increase in a user's ability to cause harm with a frontier model beyond what conventional tools already enable. We frame harmful capability uplift as a core AI safety metric, ground it in prior social science research, and provide concrete methodological guidance for systematic measurement. We conclude with actionable steps for developers, researchers, funders, and regulators to make harmful capability uplift evaluation a standard practice.

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### X-OPD: Cross-Modal On-Policy Distillation for Capability Alignment in Speech LLMs

Authors: Di Cao, Dongjie Fu, Hai Yu, Siqi Zheng, Xu Tan, Tao Jin
Published: 2026-03-06
Categories: eess.AS, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2603.24596v3

While the shift from cascaded dialogue systems to end-to-end (E2E) speech Large Language Models (LLMs) improves latency and paralinguistic modeling, E2E models often exhibit a significant performance degradation compared to their text-based counterparts. The standard Supervised Fine-Tuning (SFT) and Reinforcement Learning (RL) training methods fail to close this gap. To address this, we propose X-OPD, a novel Cross-Modal On-Policy Distillation framework designed to systematically align the capabilities of Speech LLMs to their text-based counterparts. X-OPD enables the Speech LLM to explore its own distribution via on-policy rollouts, where a text-based teacher model evaluates these trajectories and provides token-level feedback, effectively distilling teacher's capabilities into student's multi-modal representations. Extensive experiments across multiple benchmarks demonstrate that X-OPD significantly narrows the gap in complex tasks while preserving the model's inherent capabilities.

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### M2K: Making the Model-Kernel Interface Explicit for Reliable CUDA Kernel Verification

Authors: Mengting He, Shihao Xia, Haomin Jia, Wenfei Wu, Linhai Song
Published: 2026-03-06
Categories: cs.PL, cs.AI
arXiv: https://arxiv.org/abs/2603.24595v2

Large language model (LLM) inference systems rely on CUDA kernels for core GPU computations, yet the interface between models and kernels is implicit and poorly specified. Models and kernels evolve independently and often make incompatible assumptions about tensor shapes and input sizes, leading to subtle memory bugs in CUDA kernels. These bugs can crash inference services, corrupt model weights, or be exploited by remote adversaries. Existing techniques either incur prohibitive runtime overhead, require specialized hardware, or fail to handle dynamic tensor shapes and variable kernel launch configurations, leaving the CUDA memory bugs largely unaddressed. This paper presents M2K, a fully automated framework that makes the model-kernel interface explicit and leverages it to detect memory bugs in CUDA kernels used in LLM inference systems. M2K consists of two components. HFProbe traces model execution without GPU hardware, classifies kernel arguments into model-fixed and user-variable, and emits symbolic constraints that capture the interface. cuKLEE then performs symbolic execution on CUDA kernels to pinpoint memory bugs under the interface constraints, modeling tensors as disjoint memory regions and treating thread identifiers symbolically to scale to thousands of threads. In the evaluation, M2K discovers 181 previously unknown bugs in real LLM inference systems, while producing only nine false positives, demonstrating its effectiveness.

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### Model2Kernel: Model-Aware Symbolic Execution For Safe CUDA Kernels

Authors: Mengting He, Shihao Xia, Haomin Jia, Wenfei Wu, Linhai Song
Published: 2026-03-06
Categories: cs.PL, cs.AI
arXiv: https://arxiv.org/abs/2603.24595v1

The widespread adoption of large language models (LLMs) has made GPU-accelerated inference a critical part of modern computing infrastructure. Production inference systems rely on CUDA kernels to implement core transformer operations, yet these kernels are highly susceptible to memory-safety bugs due to model-dependent tensor layouts, intricate memory indexing, and massive thread-level parallelism. Such bugs can corrupt model weights, crash inference services, or even enable adversarial attacks. Existing techniques either depend on unavailable hardware, incur high overhead, or fail to handle kernel inputs with variable lengths, and none can effectively detect CUDA memory bugs in LLM inference systems. This paper presents Model2Kernel, the first practical system for automatically verifying the memory safety of CUDA kernels used in LLM inference. Model2Kernel performs model-aware dynamic analysis to determine how each model invokes kernels and to classify kernel arguments as either fixed by the model architecture or controlled by model users. Using this information, Model2Kernel then applies CUDA-specialized symbolic execution, supported by new abstractions for dynamic tensor memory and thread identifiers, to accurately pinpoint memory bugs in kernels. In the evaluation on CUDA kernels and models from vLLM, Hugging Face, and recent LLM research papers, Model2Kernel discovers 353 previously unknown bugs while producing only nine false positives, demonstrating its effectiveness.

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### The Compression Paradox in LLM Inference: Provider-Dependent Energy Effects of Prompt Compression

Authors: Warren Johnson
Published: 2026-03-06
Categories: cs.CL
arXiv: https://arxiv.org/abs/2603.23528v1

The rapid proliferation of Large Language Models has created an environmental paradox: the very technology that could help solve climate challenges is itself becoming a significant contributor to global carbon emissions. We test whether prompt compression improves inference energy efficiency in 28,421 successful API trials (28,428 planned) across three providers (OpenAI GPT-4o-mini, Anthropic Claude-3.5-Sonnet, and DeepSeek-Chat), five benchmarks (HumanEval, MBPP, GSM8K, MATH, MMLU), and four compression ratios (r in {1.0, 0.7, 0.5, 0.3}). Energy is estimated with a token-based proxy calibrated against local direct measurements, and quality is tracked with benchmark pass rates. Compression produced substantial quality loss (overall pass rate 26.0% at baseline vs. 1.5% at r=0.7) and strongly provider-dependent energy behavior. DeepSeek exhibited output expansion under compression (21 to 798 tokens at r=0.3), corresponding to energy increases up to +2,140%, while GPT-4o-mini showed mixed effects including a reduction at r=0.5. These results indicate that input-token reduction alone is not a reliable energy optimization strategy in production inference. For the evaluated settings, model selection and output-length control provided more consistent energy-quality tradeoffs than prompt compression.

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### Compression Method Matters: Benchmark-Dependent Output Dynamics in LLM Prompt Compression

Authors: Warren Johnson
Published: 2026-03-06
Categories: cs.CL
arXiv: https://arxiv.org/abs/2603.23527v1

Prompt compression is often evaluated by input-token reduction, but its real deployment impact depends on how compression changes output length and total inference cost. We present a controlled replication and extension study of benchmark-dependent output dynamics under aggressive compression, covering 5,400 API calls across three benchmarks and multiple providers. To explain conflicting prior observations, we formalize instruction survival probability (Psi), a structural metric that captures whether task-critical prompt segments remain after truncation. Results show a strong benchmark effect: under r=0.3, DeepSeek exhibits severe output expansion on MBPP (56x, Psi approx 0.15) but substantially lower expansion on HumanEval (5x, Psi approx 0.72), while GPT-4o-mini is comparatively stable across benchmarks. This reconciles the apparent discrepancy between previously reported extreme explosion and lower replication effects by identifying prompt structure, not provider identity alone, as the primary moderator. We introduce the Compression Robustness Index (CRI) for cross-benchmark evaluation and show that single-benchmark assessments can produce misleading conclusions about compression safety and efficiency. To contextualize energy claims, we incorporate companion direct NVML measurements from rented RunPod GPUs and show that token savings can overstate joule savings. These findings motivate benchmark-diverse testing and structure-aware compression policies for reliable, energy-conscious LLM deployment.

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### Plato's Cave: A Human-Centered Research Verification System

Authors: Matheus Kunzler Maldaner, Raul Valle, Junsung Kim, Tonuka Sultan, Pranav Bhargava, Matthew Maloni, John Courtney, Hoang Nguyen, Aamogh Sawant, Kristian O'Connor, Stephen Wormald, Damon L. Woodard
Published: 2026-03-06
Categories: cs.CL, cs.HC, cs.MA
arXiv: https://arxiv.org/abs/2603.23526v1

The growing publication rate of research papers has created an urgent need for better ways to fact-check information, assess writing quality, and identify unverifiable claims. We present Plato's Cave as an open-source, human-centered research verification system that (i) creates a directed acyclic graph (DAG) from a document, (ii) leverages web agents to assign credibility scores to nodes and edges from the DAG, and (iii) gives a final score by interpreting and evaluating the paper's argumentative structure. We report the system implementation and results on a collected dataset of 104 research papers.

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### Prompt Compression in Production Task Orchestration: A Pre-Registered Randomized Trial

Authors: Warren Johnson, Charles Lee
Published: 2026-03-06
Categories: cs.CL
arXiv: https://arxiv.org/abs/2603.23525v1

The economics of prompt compression depend not only on reducing input tokens but on how compression changes output length, which is typically priced several times higher. We evaluate this in a pre-registered six-arm randomized controlled trial of prompt compression on production multi-agent task-orchestration, analyzing 358 successful Claude Sonnet 4.5 runs (59-61 per arm) drawn from a randomized corpus of 1,199 real orchestration instructions. We compare an uncompressed control with three uniform retention rates (r=0.8, 0.5, 0.2) and two structure-aware strategies (entropy-adaptive and recency-weighted), measuring total inference cost (input+output) and embedding-based response similarity. Moderate compression (r=0.5) reduced mean total cost by 27.9%, while aggressive compression (r=0.2) increased mean cost by 1.8% despite substantial input reduction, consistent with small mean output expansion (1.03x vs. control) and heavy-tailed uncertainty. Recency-weighted compression achieved 23.5% savings and, together with moderate compression, occupied the empirical cost-similarity Pareto frontier, whereas aggressive compression was dominated on both cost and similarity. These results show that "compress more" is not a reliable production heuristic and that output tokens must be treated as a first-class outcome when designing compression policies.

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### Navigating the Concept Space of Language Models

Authors: Wilson E. Marcílio-Jr, Danilo M. Eler
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23524v1

Sparse autoencoders (SAEs) trained on large language model activations output thousands of features that enable mapping to human-interpretable concepts. The current practice for analyzing these features primarily relies on inspecting top-activating examples, manually browsing individual features, or performing semantic search on interested concepts, which makes exploratory discovery of concepts difficult at scale. In this paper, we present Concept Explorer, a scalable interactive system for post-hoc exploration of SAE features that organizes concept explanations using hierarchical neighborhood embeddings. Our approach constructs a multi-resolution manifold over SAE feature embeddings and enables progressive navigation from coarse concept clusters to fine-grained neighborhoods, supporting discovery, comparison, and relationship analysis among concepts. We demonstrate the utility of Concept Explorer on SAE features extracted from SmolLM2, where it reveals coherent high-level structure, meaningful subclusters, and distinctive rare concepts that are hard to identify with existing workflows.

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### Do 3D Large Language Models Really Understand 3D Spatial Relationships?

Authors: Xianzheng Ma, Tao Sun, Shuai Chen, Yash Bhalgat, Jindong Gu, Angel X Chang, Iro Armeni, Iro Laina, Songyou Peng, Victor Adrian Prisacariu
Published: 2026-03-06
Categories: cs.CL, cs.RO
arXiv: https://arxiv.org/abs/2603.23523v1

Recent 3D Large-Language Models (3D-LLMs) claim to understand 3D worlds, especially spatial relationships among objects. Yet, we find that simply fine-tuning a language model on text-only question-answer pairs can perform comparably or even surpass these methods on the SQA3D benchmark without using any 3D input. This indicates that the SQA3D benchmark may not be able to detect if the model exploits textual shortcuts rather than engages in 3D-aware reasoning. To address this issue, we introduce Real-3DQA, a more rigorous evaluation benchmark that filters out easy-to-guess questions and introduces a structured taxonomy to assess various aspects of 3D reasoning. Experiments on Real-3DQA confirm that existing 3D-LLMs struggle with spatial relationships once simple cues are removed. We further propose a 3D-reweighted training objective that guides model to rely more on 3D visual clues, substantially enhancing 3D-LLMs performance in spatial reasoning tasks. Our findings underscore the need for robust benchmarks and tailored training strategies to advance genuine 3D vision-language understanding. Project page: https://real-3dqa.github.io/.

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### Qworld: Question-Specific Evaluation Criteria for LLMs

Authors: Shanghua Gao, Yuchang Su, Pengwei Sui, Curtis Ginder, Marinka Zitnik
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23522v2

Evaluating large language models (LLMs) on open-ended questions is difficult because response quality depends on the question's context. Binary scores and static rubrics fail to capture these context-dependent requirements. Existing methods define criteria at the dataset level or generate them in a single pass, which limits their ability to explore the evaluation space implied by each question. We introduce One-Question-One-World (Qworld), a method that generates question-specific evaluation criteria using a recursive expansion tree. Given a question, Qworld decomposes it into scenarios, perspectives, and fine-grained binary criteria through hierarchical and horizontal expansion. The resulting criteria specify what a high-quality answer must address for that question. On HealthBench, Qworld covers 89% of expert-authored criteria and generates 79% novel criteria validated by human experts. Experts rate Qworld criteria higher in insight and granularity than those produced by prior methods. When applied to 11 frontier LLMs on HealthBench and Humanity's Last Exam, Qworld reveals capability differences in dimensions such as long-term impact, equity, error handling, and interdisciplinary reasoning that coarse rubrics do not capture. By generating evaluation criteria for each question, Qworld enables assessment of LLM responses that is tailored to the question rather than based on fixed task-level criteria.

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### Qworld: Question-Specific Evaluation Criteria for LLMs

Authors: Shanghua Gao, Yuchang Su, Pengwei Sui, Curtis Ginder, Marinka Zitnik
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23522v1

Evaluating large language models (LLMs) on open-ended questions is difficult because response quality depends on the question's context. Binary scores and static rubrics fail to capture these context-dependent requirements. Existing methods define criteria at the dataset level or generate them in a single pass, which limits their ability to explore the evaluation space implied by each question. We introduce One-Question-One-World (Qworld), a method that generates question-specific evaluation criteria using a recursive expansion tree. Given a question, Qworld decomposes it into scenarios, perspectives, and fine-grained binary criteria through structured hierarchical and horizontal expansion. The resulting criteria specify what a high-quality answer must address for that question. On HealthBench, Qworld covers 89% of expert-authored criteria and generates 79% novel criteria validated by human experts. Experts rate Qworld criteria higher in insight and granularity than those produced by prior methods. When applied to 11 frontier LLMs on HealthBench and Humanity's Last Exam, Qworld reveals capability differences in dimensions such as long-term impact, equity, error handling, and interdisciplinary reasoning that coarse rubrics do not distinguish. By formulating criteria generation as structured coverage of question-implied evaluation axes, Qworld enables evaluation that adapts to each question rather than relying on fixed task-level criteria.

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### Chitrakshara: A Large Multilingual Multimodal Dataset for Indian languages

Authors: Shaharukh Khan, Ali Faraz, Abhinav Ravi, Mohd Nauman, Mohd Sarfraz, Akshat Patidar, Raja Kolla, Chandra Khatri, Shubham Agarwal
Published: 2026-03-06
Categories: cs.CL, cs.AI, cs.CV
arXiv: https://arxiv.org/abs/2603.23521v1

Multimodal research has predominantly focused on single-image reasoning, with limited exploration of multi-image scenarios. Recent models have sought to enhance multi-image understanding through large-scale pretraining on interleaved image-text datasets. However, most Vision-Language Models (VLMs) are trained primarily on English datasets, leading to inadequate representation of Indian languages. To address this gap, we introduce the Chitrakshara dataset series, covering 11 Indian languages sourced from Common Crawl. It comprises (1) Chitrakshara-IL, a large-scale interleaved pretraining dataset with 193M images, 30B text tokens, and 50M multilingual documents, and (2) Chitrakshara-Cap, which includes 44M image-text pairs with 733M tokens. This paper details the data collection pipeline, including curation, filtering, and processing methodologies. Additionally, we present a comprehensive quality and diversity analysis to assess the dataset's representativeness across Indic languages and its potential for developing more culturally inclusive VLMs.

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### From Physician Expertise to Clinical Agents: Preserving, Standardizing, and Scaling Physicians' Medical Expertise with Lightweight LLM

Authors: Chanyong Luo, Jirui Dai, Zhendong Wang, Kui Chen, Jiaxi Yang, Bingjie Lu, Jing Wang, Jiaxin Hao, Bing Li, Ruiyang He, Yiyu Qiao, Chenkai Zhang et al.
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23520v1

Medicine is an empirical discipline refined through long-term observation and the messy, high-variance reality of clinical practice. Physicians build diagnostic and therapeutic competence through repeated cycles of application, reflection, and improvement, forming individualized methodologies. Yet outcomes vary widely, and master physicians' knowledge systems are slow to develop and hard to transmit at scale, contributing to the scarcity of high-quality clinical expertise. To address this, we propose Med-Shicheng, a general framework that enables large language models to systematically learn and transfer distinguished physicians' diagnostic-and-therapeutic philosophy and case-dependent adaptation rules in a standardized way. Built on Tianyi, Med-Shicheng consists of five stages. We target five National Masters of Chinese Medicine or distinguished TCM physicians, curate multi-source materials, and train a single model to internalize all five knowledge systems across seven tasks, including etiology-pathogenesis analysis, syndrome diagnosis, treatment principle selection, prescription generation, prescription explanation, symptom evolution with regimen adjustment, and clinical advice. Implemented on Qwen2.5-1.5B-Base, Med-Shicheng runs on resource-constrained GPUs while achieving performance comparable to DeepSeek-R1 and GPT-5. We also examine the reliability of LLM-as-a-judge versus physician evaluation: automated judging tracks overall trends but shows bias on fine-grained individualized distinctions, highlighting the need for physician involvement when ground truth is unavailable and for domain-adapted judge models.

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### MedMT-Bench: Can LLMs Memorize and Understand Long Multi-Turn Conversations in Medical Scenarios?

Authors: Lin Yang, Yuancheng Yang, Xu Wang, Changkun Liu, Haihua Yang
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23519v1

Large Language Models (LLMs) have demonstrated impressive capabilities across various specialist domains and have been integrated into high-stakes areas such as medicine. However, as existing medical-related benchmarks rarely stress-test the long-context memory, interference robustness, and safety defense required in practice. To bridge this gap, we introduce MedMT-Bench, a challenging medical multi-turn instruction following benchmark that simulates the entire diagnosis and treatment process. We construct the benchmark via scene-by-scene data synthesis refined by manual expert editing, yielding 400 test cases that are highly consistent with real-world application scenarios. Each test case has an average of 22 rounds (maximum of 52 rounds), covering 5 types of difficult instruction following issues. For evaluation, we propose an LLM-as-judge protocol with instance-level rubrics and atomic test points, validated against expert annotations with a human-LLM agreement of 91.94\%. We test 17 frontier models, all of which underperform on MedMT-Bench (overall accuracy below 60.00\%), with the best model reaching 59.75\%. MedMT-Bench can be an essential tool for driving future research towards safer and more reliable medical AI. The benchmark is available in https://openreview.net/attachment?id=aKyBCsPOHB&amp;name=supplementary_material

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### Cluster-R1: Large Reasoning Models Are Instruction-following Clustering Agents

Authors: Peijun Qing, Puneet Mathur, Nedim Lipka, Varun Manjunatha, Ryan Rossi, Franck Dernoncourt, Saeed Hassanpour, Soroush Vosoughi
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23518v1

General-purpose embedding models excel at recognizing semantic similarities but fail to capture the characteristics of texts specified by user instructions. In contrast, instruction-tuned embedders can align embeddings with textual instructions yet cannot autonomously infer latent corpus structures, such as determining the optimal number of clusters. To address both limitations, we reframe instruction-following clustering as a generative task and train large reasoning models (LRMs) as autonomous clustering agents. Our reasoning-driven training pipeline enables LRMs to interpret high-level clustering instructions and then infer the corresponding latent groupings. To evaluate this paradigm, we introduce ReasonCluster, a comprehensive benchmark comprising 28 diverse tasks spanning daily dialogue, legal cases, and financial reports. Experiments across diverse datasets and clustering scenarios show that our approach consistently outperforms strong embedding-based methods and LRM baselines, demonstrating that explicit reasoning fosters more faithful and interpretable instruction-based clustering.

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### Beyond Accuracy: Introducing a Symbolic-Mechanistic Approach to Interpretable Evaluation

Authors: Reza Habibi, Darian Lee, Magy Seif El-Nasr
Published: 2026-03-06
Categories: cs.LG, cs.AI, cs.CL, cs.SC
arXiv: https://arxiv.org/abs/2603.23517v1

Accuracy-based evaluation cannot reliably distinguish genuine generalization from shortcuts like memorization, leakage, or brittle heuristics, especially in small-data regimes. In this position paper, we argue for mechanism-aware evaluation that combines task-relevant symbolic rules with mechanistic interpretability, yielding algorithmic pass/fail scores that show exactly where models generalize versus exploit patterns. We demonstrate this on NL-to-SQL by training two identical architectures under different conditions: one without schema information (forcing memorization), one with schema (enabling grounding). Standard evaluation shows the memorization model achieves 94% field-name accuracy on unseen data, falsely suggesting competence. Our symbolic-mechanistic evaluation reveals this model violates core schema generalization rules, a failure invisible to accuracy metrics.

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### MSA: Memory Sparse Attention for Efficient End-to-End Memory Model Scaling to 100M Tokens

Authors: Yu Chen, Runkai Chen, Sheng Yi, Xinda Zhao, Xiaohong Li, Jianjin Zhang, Jun Sun, Chuanrui Hu, Yunyun Han, Lidong Bing, Yafeng Deng, Tianqiao Chen
Published: 2026-03-06
Categories: cs.CL, cs.AI, cs.IR
arXiv: https://arxiv.org/abs/2603.23516v2

Long-term memory is a cornerstone of human intelligence. Enabling AI to process lifetime-scale information remains a long-standing pursuit in the field. Due to the constraints of full-attention architectures, the effective context length of large language models (LLMs) is typically limited to 1M tokens. Existing approaches, such as hybrid linear attention, fixed-size memory states (e.g., RNNs), and external storage methods like RAG or agent systems, attempt to extend this limit. However, they often suffer from severe precision degradation and rapidly increasing latency as context length grows, an inability to dynamically modify memory content, or a lack of end-to-end optimization. These bottlenecks impede complex scenarios like large-corpus summarization, Digital Twins, and long-history agent reasoning, while limiting memory capacity and slowing inference. We present Memory Sparse Attention (MSA), an end-to-end trainable, efficient, and massively scalable memory model framework. Through core innovations including scalable sparse attention and document-wise RoPE, MSA achieves linear complexity in both training and inference while maintaining exceptional stability, exhibiting less than 9% degradation when scaling from 16K to 100M tokens. Furthermore, KV cache compression, combined with Memory Parallel, enables 100M-token inference on 2xA800 GPUs. We also propose Memory Interleaving to facilitate complex multi-hop reasoning across scattered memory segments. MSA significantly surpasses frontier LLMs, state-of-the-art RAG systems, and leading memory agents in long-context benchmarks. These results demonstrate that by decoupling memory capacity from reasoning, MSA provides a scalable foundation to endow general-purpose models with intrinsic, lifetime-scale memory.

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### Training a Large Language Model for Medical Coding Using Privacy-Preserving Synthetic Clinical Data

Authors: John Cook, Michael Wyatt, Peng Wei, Iris Chin, Santosh Gupta, Van Zyl Van Vuuren, Richie Siburian, Amanda Spicer, Kristen Viviano, Alda Cami, Raunaq Malhotra, Zhewei Yao et al.
Published: 2026-03-06
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2603.23515v1

Improving the accuracy and reliability of medical coding reduces clinician burnout and supports revenue cycle processes, freeing providers to focus more on patient care. However, automating the assignment of ICD-10-CM and CPT codes from clinical documentation remains a challenge due to heterogeneous records, nuanced coding guidelines, and long-tail distributions. Large language models have been proposed to help or automate specific medical coding tasks. However, foundation models are not explicitly trained for medical coding and zero-shot coding has yielded poor results. We investigate whether a modern open-weight foundation model can be adapted for an expert-level medical coding task using privacy-preserving synthetic training data derived from electronic health records. We fine-tune Llama 3-70B on pairs of clinical notes and gold codes generated from EHR-grounded templates and coding policies, then evaluate exact-code prediction for ICD-10-CM and CPT. A zero-shot baseline with the unadapted model achieved an F1 score of 0.18 for exact code match. After fine-tuning on the synthetic corpus, exact-match F1 exceeded 0.70, representing a large absolute gain across both code systems. Notably, performance remained high on complex categories that often require multi-step clinical reasoning and code composition, including Advanced Illness and Frailty classes, and the model retained its performance on medical comprehension tasks. These results indicate that synthetic, policy-aware data can efficiently teach a general-purpose large language model to support precise medical coding without exposing protected health information. The approach offers a practical path for training coding agents safely and iteratively on specific tasks that represent real-world populations.

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### Moral Mazes in the Era of LLMs

Authors: Dang Nguyen, Harvey Yiyun Fu, Peter West, Ari Holtzman, Chenhao Tan
Published: 2026-03-06
Categories: cs.CY, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2603.20231v2

Navigating complex social situations is an integral part of corporate life, ranging from giving critical feedback without hurting morale to rejecting requests without alienating teammates. Although large language models (LLMs) are permeating the workplace, it is unclear how well they can navigate these norms. To investigate this question, we created HR Simulator, a game where users roleplay as an HR officer and write emails to tackle challenging workplace scenarios, evaluated with GPT-4o as a judge based on scenario-specific rubrics. We analyze over 600 human and LLM emails and find systematic differences in style: LLM emails are more formal and empathetic. Furthermore, humans underperform LLMs (e.g., 23.5% vs. 48-54% scenario pass rate), but human emails rewritten by LLMs can outperform both, which indicates a hybrid advantage. On the evaluation side, judges can exhibit differences in their email preferences: an analysis of 10 judge models reveals evidence for emergent tact, where weaker models prefer direct, blunt communication but stronger models prefer more subtle messages. Judges also agree with each other more as they scale, which hints at a convergence toward shared communicative norms that may differ from humans'. Overall, our results suggest LLMs could substantially reshape communication in the workplace if they are widely adopted in professional correspondence.

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### Beyond Scalar Rewards: Distributional Reinforcement Learning with Preordered Objectives for Safe and Reliable Autonomous Driving

Authors: Ahmed Abouelazm, Jonas Michel, Daniel Bogdoll, Philip Schörner, J. Marius Zöllner
Published: 2026-03-06
Categories: cs.RO, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2603.20230v1

Autonomous driving involves multiple, often conflicting objectives such as safety, efficiency, and comfort. In reinforcement learning (RL), these objectives are typically combined through weighted summation, which collapses their relative priorities and often yields policies that violate safety-critical constraints. To overcome this limitation, we introduce the Preordered Multi-Objective MDP (Pr-MOMDP), which augments standard MOMDPs with a preorder over reward components. This structure enables reasoning about actions with respect to a hierarchy of objectives rather than a scalar signal. To make this structure actionable, we extend distributional RL with a novel pairwise comparison metric, Quantile Dominance (QD), that evaluates action return distributions without reducing them into a single statistic. Building on QD, we propose an algorithm for extracting optimal subsets, the subset of actions that remain non-dominated under each objective, which allows precedence information to shape both decision-making and training targets. Our framework is instantiated with Implicit Quantile Networks (IQN), establishing a concrete implementation while preserving compatibility with a broad class of distributional RL methods. Experiments in Carla show improved success rates, fewer collisions and off-road events, and deliver statistically more robust policies than IQN and ensemble-IQN baselines. By ensuring policies respect rewards preorder, our work advances safer, more reliable autonomous driving systems.

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### Characterizing the ability of LLMs to recapitulate Americans' distributional responses to public opinion polling questions across political issues

Authors: Eric Gong, Nathan E. Sanders, Bruce Schneier
Published: 2026-03-06
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2603.20229v1

Traditional survey-based political issue polling is becoming less tractable due to increasing costs and risk of bias associated with growing non-response rates and declining coverage of key demographic groups. With researchers and pollsters seeking alternatives, Large Language Models have drawn attention for their potential to augment human population studies in polling contexts. We propose and implement a new framework for anticipating human responses on multiple-choice political issue polling questions by directly prompting an LLM to predict a distribution of responses. By comparison to a large and high quality issue poll of the US population, the Cooperative Election Study, we evaluate how the accuracy of this framework varies across a range of demographics and questions on a variety of topics, as well as how this framework compares to previously proposed frameworks where LLMs are repeatedly queried to simulate individual respondents. We find the proposed framework consistently exhibits more accurate predictions than individual querying at significantly lower cost. In addition, we find the performance of the proposed framework varies much more systematically and predictably across demographics and questions, making it possible for those performing AI polling to better anticipate model performance using only information available before a query is issued.

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### Automated Motif Indexing on the Arabian Nights

Authors: Ibrahim H. Alyami, Mark A. Finlayson
Published: 2026-03-06
Categories: cs.CL
arXiv: https://arxiv.org/abs/2603.19283v1

Motifs are non-commonplace, recurring narrative elements, often found originally in folk stories. In addition to being of interest to folklorists, motifs appear as metaphoric devices in modern news, literature, propaganda, and other cultural texts. Finding expressions of motifs in the original folkloristic text is useful for both folkloristic analysis (motif indexing) as well as for understanding the modern usage of motifs (motif detection and interpretation). Prior work has primarily shown how difficult these problems are to tackle using automated techniques. We present the first computational approach to motif indexing. Our choice of data is a key enabler: we use a large, widely available text (the Arabian Nights) paired with a detailed motif index (by El-Shamy in 2006), which overcomes the common problem of inaccessibility of texts referred to by the index. We created a manually annotated corpus that identified 2,670 motif expressions of 200 different motifs across 58,450 sentences for training and testing. We tested five types of approaches for detecting motif expressions given a motif index entry: (1) classic retrieve and re-rank using keywords and a fine-tuned cross-encoder; (2) off-the-shelf embedding models; (3) fine-tuned embedding models; (4) generative prompting of off-the-shelf LLMs in N-shot setups; and (5) the same generative approaches on LLMs fine-tuned with LoRA. Our best performing system is a fine-tuned Llama3 model which achieves an overall performance of 0.85 F1.

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### Clinically Meaningful Explainability for NeuroAI: An ethical, technical, and clinical perspective

Authors: Laura Schopp, Ambra DImperio, Jalal Etesami, Marcello Ienca
Published: 2026-03-06
Categories: cs.CY, cs.AI, q-bio.NC
arXiv: https://arxiv.org/abs/2603.18028v1

While explainable AI (XAI) is often heralded as a means to enhance transparency and trustworthiness in closed-loop neurotechnology for psychiatric and neurological conditions, its real-world prevalence remains low. Moreover, empirical evidence suggests that the type of explanations provided by current XAI methods often fails to align with clinicians' end-user needs. In this viewpoint, we argue that clinically meaningful explainability (CME) is essential for AI-enabled closed-loop medical neurotechnology and must be addressed from an ethical, technical, and clinical perspective. Instead of exhaustive technical detail, clinicians prioritize clinically relevant, actionable explanations, such as clear representations of input-output relationships and feature importance. Full technical transparency, although theoretically desirable, often proves irrelevant or even overwhelming in practice, as it may lead to informational overload. Therefore, we advocate for CME in the neurotechnology domain: prioritizing actionable clarity over technical completeness and designing interface visualizations that intuitively map AI outputs and key features into clinically meaningful formats. To this end, we introduce a reference architecture called NeuroXplain, which translates CME into actionable technical design recommendations for any future neurostimulation device. Our aim is to inform stakeholders working in neurotechnology and regulatory framework development to ensure that explainability fulfills the right needs for the right stakeholders and ultimately leads to better patient treatment and care.

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### KD-EKF: Knowledge-Distilled Adaptive Covariance EKF for Robust UWB/PDR Indoor Localization

Authors: Kyeonghyun Yoo, Wooyong Jung, Namkyung Yoon, Sangmin Lee, Sanghong Kim, Hwangnam Kim
Published: 2026-03-06
Categories: eess.SP, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2603.18027v1

Ultra-wideband (UWB) indoor localization provides centimeter-level accuracy and low latency, but its measurement reliability degrades severely under Non-Line-of-Sight (NLOS) conditions, leading to meter-scale ranging errors and inconsistent uncertainty characteristics. Inertial Measurement Unit (IMU)-based Pedestrian Dead Reckoning (PDR) complements UWB by providing infrastructure-free motion estimation; however, its error accumulates nonlinearly over time due to bias and noise propagation. Fusion methods based on Extended Kalman Filters (EKF) and Particle Filters (PF) can improve average localization accuracy through probabilistic state estimation. However, these approaches typically rely on manually tuned measurement covariances. Such fixed or heuristically tuned parameters are hard to sustain across varying indoor layouts, NLOS ratios, and motion patterns, leading to limited robustness and poor generalization of measurement uncertainty modeling in heterogeneous environments. To address this limitation, this work proposes an adaptive measurement covariance scaling framework in which reliability cues are learned from historical UWB/PDR trajectories. A large teacher model is employed offline to generate temporally consistent next-position predictions from structured UWB/PDR sequences, and this behavior is distilled into a lightweight student model suitable for real-time deployment. The student model continuously regulates EKF measurement covariances based on prediction residuals, enabling environment-aware fusion without manual re-tuning. Experimental results demonstrate that the proposed KD-EKF framework significantly reduces localization error, suppresses error spikes during Line-of-Sight (LOS)/NLOS transitions, and mitigates long-term drift compared to fixed-parameter EKF, thereby improving measurement robustness across diverse indoor environments.

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