# Research Papers — 2026-04 · bundle page 150 of 233

> Full-text markdown of papers #7451–7500 of 11612 published in 2026-04, newest first. AI-readable mirrors of the full 11612-paper 2026-04 archive (50 papers per file).

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### Like a Hammer, It Can Build, It Can Break: Large Language Model Uses, Perceptions, and Adoption in Cybersecurity Operations on Reddit

Authors: Souradip Nath, Chih-Yi Huang, Aditi Ganapathi, Kashyap Thimmaraju, Jaron Mink, Gail-Joon Ahn
Published: 2026-04-11
Categories: cs.CR, cs.AI
arXiv: https://arxiv.org/abs/2604.09998v2

Large language models (LLMs) have recently emerged as promising tools for augmenting Security Operations Center (SOC) workflows, with vendors increasingly marketing autonomous AI solutions for SOCs. However, there remains a limited empirical understanding of how such tools are used, perceived, and adopted by real-world security practitioners. To address this gap, we conduct a mixed-methods analysis of discussions in cybersecurity-focused forums to learn how a diverse group of practitioners use and perceive modern LLM tools for security operations. More specifically, we analyzed 892 posts between December 2022 and September 2025 from three cybersecurity-focused forums on Reddit, and, using a combination of qualitative coding and statistical analysis, examined how security practitioners discuss LLM tools across three dimensions: (1) their stated tools and use cases, (2) the perceived pros and cons of each tool across a set of critical factors, and (3) their adoption of such tools and the expected impacts on the cybersecurity industry and individual analysts. Overall, our findings reveal nuanced patterns in LLM tools adoption, highlighting independent use of LLMs for low-risk, productivity-oriented tasks, alongside active interest around enterprise-grade, security-focused LLM platforms. Although practitioners report meaningful gains in efficiency and effectiveness in LLM-assisted workflows, persistent issues with reliability, verification overheads, and security risks sharply constrain the autonomy granted to LLM tools. Based on these results, we also provide recommendations for developing and adopting LLM tools to ensure the security of organizations and the safety of cybersecurity practitioners.

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### A Comparative Study of Modern Object Detectors for Robust Apple Detection in Orchard Imagery

Authors: Mohammed Asad, Ajai Kumar Gautam, Priyanshu Dhiman, Rishi Raj Prajapati
Published: 2026-04-11
Categories: cs.CV
arXiv: https://arxiv.org/abs/2604.09996v1

Accurate apple detection in orchard images is important for yield prediction, fruit counting, robotic harvesting, and crop monitoring. However, changing illumination, leaf clutter, dense fruit clusters, and partial occlusion make detection difficult. To provide a fair and reproducible comparison, this study establishes a controlled benchmark for single-class apple detection on the public AppleBBCH81 dataset using one deterministic train, validation, and test split and a unified evaluation protocol across six representative detectors: YOLOv10n, YOLO11n, RT-DETR-L, Faster R-CNN (ResNet50-FPN), FCOS (ResNet50-FPN), and SSDLite320 (MobileNetV3-Large). Performance is evaluated primarily using COCO-style mAP@0.5 and mAP@0.5:0.95, and threshold-dependent behavior is further analyzed using precision-recall curves and fixed-threshold precision, recall, and F1-score at IoU = 0.5. On the validation split, YOLO11n achieves the best strict localization performance with mAP@0.5:0.95 = 0.6065 and mAP@0.5 = 0.9620, followed closely by RT-DETR-L and YOLOv10n. At a fixed operating point with confidence &gt;= 0.05, YOLOv10n attains the highest F1-score, whereas RT-DETR-L achieves very high recall but low precision because of many false positives at low confidence. These findings show that detector selection for orchard deployment should be guided not only by localization-aware accuracy but also by threshold robustness and the requirements of the downstream task.

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### Agentic Application in Power Grid Static Analysis: Automatic Code Generation and Error Correction

Authors: Qinjuan Wang, Shan Yang, Yongli Zhu
Published: 2026-04-11
Categories: eess.SY, cs.AI
arXiv: https://arxiv.org/abs/2604.09995v1

This paper introduces an LLM agent that automates power grid static analysis by converting natural language into MATPOWER scripts. The framework utilizes DeepSeek-OCR to build an enhanced vector database from MATPOWER manuals. To ensure reliability, it devises a three-tier error-correction system: a static pre-check, a dynamic feedback loop, and a semantic validator. Operating via the Model Context Protocol, the tool enables asynchronous execution and automatically debugging in MATLAB. Experimental results demonstrate that the system achieves a 82.38% accuracy regarding the code fidelity, effectively eliminating hallucinations even in complex analysis tasks.

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### Revisiting the Scale Loss Function and Gaussian-Shape Convolution for Infrared Small Target Detection

Authors: Hao Li, Man Fung Zhuo
Published: 2026-04-11
Categories: cs.CV
arXiv: https://arxiv.org/abs/2604.09991v1

Infrared small target detection still faces two persistent challenges: training instability from non-monotonic scale loss functions, and inadequate spatial attention due to generic convolution kernels that ignore the physical imaging characteristics of small targets. In this paper, we revisit both aspects. For the loss side, we propose a \emph{diff-based scale loss} that weights predictions according to the signed area difference between the predicted mask and the ground truth, yielding strictly monotonic gradients and stable convergence. We further analyze a family of four scale loss variants to understand how their geometric properties affect detection behavior. For the spatial side, we introduce \emph{Gaussian-shaped convolution} with a learnable scale parameter to match the center-concentrated intensity profile of infrared small targets, and augment it with a \emph{rotated pinwheel mask} that adaptively aligns the kernel with target orientation via a straight-through estimator. Extensive experiments on IRSTD-1k, NUDT-SIRST, and SIRST-UAVB demonstrate consistent improvements in $mIoU$, $P_d$, and $F_a$ over state-of-the-art methods. We release our anonymous code and pretrained models.

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### Gait Recognition with Temporal Kolmogorov-Arnold Networks

Authors: Mohammed Asad, Dinesh Kumar Vishwakarma
Published: 2026-04-11
Categories: cs.CV
arXiv: https://arxiv.org/abs/2604.09990v1

Gait recognition is a biometric modality that identifies individuals from their characteristic walking patterns. Unlike conventional biometric traits, gait can be acquired at a distance and without active subject cooperation, making it suitable for surveillance and public safety applications. Nevertheless, silhouette-based temporal models remain sensitive to long sequences, observation noise, and appearance-related covariates. Recurrent architectures often struggle to preserve information from earlier frames and are inherently sequential to optimize, whereas transformer-based models typically require greater computational resources and larger training sets and may be sensitive to irregular sequence lengths and noisy inputs. These limitations reduce robustness under clothing variation, carrying conditions, and view changes, while also hindering the joint modeling of local gait cycles and longer-term motion trends. To address these challenges, we introduce a Temporal Kolmogorov-Arnold Network (TKAN) for gait recognition. The proposed model replaces fixed edge weights with learnable one-dimensional functions and incorporates a two-level memory mechanism consisting of short-term RKAN sublayers and a gated long-term pathway. This design enables efficient modeling of both cycle-level dynamics and broader temporal context while maintaining a compact backbone. Experiments on the CASIA-B dataset indicate that the proposed CNN+TKAN framework achieves strong recognition performance under the reported evaluation setting.

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### FlowPalm: Optical Flow Driven Non-Rigid Deformation for Geometrically Diverse Palmprint Generation

Authors: Yuchen Zou, Huikai Shao, Lihuang Fang, Zhipeng Xiong, Dexing Zhong
Published: 2026-04-11
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2604.09989v1

Recently, synthetic palmprints have been increasingly used as substitutes for real data to train recognition models. To be effective, such synthetic data must reflect the diversity of real palmprints, including both style variation and geometric variation. However, existing palmprint generation methods mainly focus on style translation, while geometric variation is either ignored or approximated by simple handcrafted augmentations. In this work, we propose FlowPalm, an optical-flow-driven palmprint generation framework capable of simulating the complex non-rigid deformations observed in real palms. Specifically, FlowPalm estimates optical flows between real palmprint pairs to capture the statistical patterns of geometric deformations. Building on these priors, we design a progressive sampling process that gradually introduces the geometric deformations during diffusion while maintaining identity consistency. Extensive experiments on six benchmark datasets demonstrate that FlowPalm significantly outperforms state-of-the-art palmprint generation approaches in downstream recognition tasks. Project page: https://yuchenzou.github.io/FlowPalm/

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### Engineering Resource-constrained Software Systems with DNN Components: a Concept-based Pruning Approach

Authors: Federico Formica, Andrea Rota, Aurora Francesca Zanenga, Andrea Bombarda, Mark Lawford, Lionel C. Briand, Claudio Menghi
Published: 2026-04-11
Categories: cs.SE, cs.LG
arXiv: https://arxiv.org/abs/2604.09988v1

Deep Neural Networks (DNNs) are widely used by engineers to solve difficult problems that require predictive modeling from data. However, these models are often massive, with millions or billions of parameters, and require substantial computational power, RAM, and storage. This becomes a limitation in practical scenarios where strict size and resource constraints must be respected. In this paper, we present a novel concept-based pruning technique for DNNs that guides pruning decisions using human-interpretable concepts, such as features, colors, and classes. This is particularly important in a software engineering context, as DNNs are integrated into systems and must be pruned according to specific system requirements. Our concept-based pruning solution analyzes neuron activations to identify important neurons from a system requirements viewpoint and uses this information to guide the DNN pruning. We assess our solution using the VGG-19 network and a dataset of 26'384 RGB images, focusing on its ability to produce small, effective pruned DNNs and on the computational complexity and performance of these pruned DNNs. We also analyzed the pruning efficiency of our solution and compared alternative configurations. Our results show that concept-based pruning efficiently generates much smaller, effective pruned DNNs. Pruning greatly improves the computational efficiency and performance of DNNs, properties that are particularly useful for practical applications with stringent memory and computational time constraints. Finally, alternative configuration options enable engineers to identify trade-offs adapted to different practical situations.

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### YUV20K: A Complexity-Driven Benchmark and Trajectory-Aware Alignment Model for Video Camouflaged Object Detection

Authors: Yiyu Liu, Shuo Ye, Chao Hao, Zitong Yu
Published: 2026-04-11
Categories: cs.CV, cs.DB
arXiv: https://arxiv.org/abs/2604.09985v1

Video Camouflaged Object Detection (VCOD) is currently constrained by the scarcity of challenging benchmarks and the limited robustness of models against erratic motion dynamics. Existing methods often struggle with Motion-Induced Appearance Instability and Temporal Feature Misalignment caused by complex motion scenarios. To address the data bottleneck, we present YUV20K, a pixel-level annoated complexity-driven VCOD benchmark. Comprising 24,295 annotated frames across 91 scenes and 47 kinds of species, it specifically targets challenging scenarios like large-displacement motion, camera motion and other 4 types scenarios. On the methodological front, we propose a novel framework featuring two key modules: Motion Feature Stabilization (MFS) and Trajectory-Aware Alignment (TAA). The MFS module utilizes frame-agnostic Semantic Basis Primitives to stablize features, while the TAA module leverages trajectory-guided deformable sampling to ensure precise temporal alignment. Extensive experiments demonstrate that our method significantly outperforms state-of-the-art competitors on existing datasets and establishes a new baseline on the challenging YUV20K. Notably, our framework exhibits superior cross-domain generalization and robustness when confronting complex spatiotemporal scenarios. Our code and dataset will be available at https://github.com/K1NSA/YUV20K

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### Reproduction Beyond Benchmarks: ConstBERT and ColBERT-v2 Across Backends and Query Distributions

Authors: Utshab Kumar Ghosh, Ashish David, Shubham Chatterjee
Published: 2026-04-11
Categories: cs.IR, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2604.09982v2

Reproducibility must validate architectural robustness, not just numerical accuracy. We evaluate ColBERT-v2 and ConstBERT across five dimensions, finding that while ConstBERT reproduces within 0.05% MRR@10 on MS-MARCO, both models show a drop of 86-97% on long, narrative queries (TREC ToT 2025). Ablations prove this failure is architectural: performance plateaus at 20 words because the MaxSim operator's uniform token weighting cannot distinguish signal from filler noise. Furthermore, undocumented backend parameters create an 8-point gap due to ConstBERT's sparse centroid coverage, and fine-tuning with 3x more data actually degrades performance by up to 29%. We conclude that architectural constraints in multi-vector retrieval cannot be overcome by adaptation alone. Code: https://github.com/utshabkg/multi-vector-reproducibility.

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### A Minimal Model of Representation Collapse: Frustration, Stop-Gradient, and Dynamics

Authors: Louie Hong Yao, Yuhao Li, Shengchao Liu
Published: 2026-04-11
Categories: cond-mat.dis-nn, cond-mat.stat-mech, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.09979v1

Self-supervised representation learning is central to modern machine learning because it extracts structured latent features from unlabeled data and enables robust transfer across tasks and domains. However, it can suffer from representation collapse, a widely observed failure mode in which embeddings lose discriminative structure and distinct inputs become indistinguishable. To understand the mechanisms that drive collapse and the ingredients that prevent it, we introduce a minimal embedding-only model whose gradient-flow dynamics and fixed points can be analyzed in closed form, using a classification-representation setting as a concrete playground where collapse is directly quantified through the contraction of label-embedding geometry. We illustrate that the model does not collapse when the data are perfectly classifiable, while a small fraction of frustrated samples that cannot be classified consistently induces collapse through an additional slow time scale that follows the early performance gain. Within the same framework, we examine collapse prevention by adding a shared projection head and applying stop-gradient at the level of the training dynamics. We analyze the resulting fixed points and develop a dynamical mean-field style self-consistency description, showing that stop-gradient enables non-collapsed solutions and stabilizes finite class separation under frustration. We further verify empirically that the same qualitative dynamics and collapse-prevention effects appear in a linear teacher-student model, indicating that the minimal theory captures features that persist beyond the pure embedding setting.

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### LoDAdaC: a unified local training-based decentralized framework with adaptive gradients and compressed communication

Authors: Wei Liu, Anweshit Panda, Ujwal Pandey, Haven Cook, George M. Slota, Naigang Wang, Jie Chen, Yangyang Xu
Published: 2026-04-11
Categories: cs.LG, cs.DC, math.OC
arXiv: https://arxiv.org/abs/2604.09970v1

In the decentralized distributed learning, achieving fast convergence and low communication cost is essential for scalability and high efficiency. Adaptive gradient methods, such as Adam, have demonstrated strong practical performance in deep learning and centralized distributed settings. However, their convergence properties remain largely unexplored in decentralized settings involving multiple local training steps, such as federated learning. To address this limitation, we propose LoDAdaC, a unified multiple Local Training (MLT) Decentralized framework with Adam-type updates and Compressed communication (CC). LoDAdaC accommodates a broad class of optimizers for its local adaptive updates, including AMSGrad, Adam, and AdaGrad; it is compatible with standard (possibly biased) compressors such as low-bit quantization and sparsification. MLT and CC enable LoDAdaC to achieve multiplied reduction of communication cost, while the technique of adaptive updates enables fast convergence. We rigorously prove the combined advantage through complexity analysis. In addition, experiments on image classification and GPT-style language model training validate our theoretical findings and show that LoDAdaC significantly outperforms existing decentralized algorithms in terms of convergence speed and communication efficiency.

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### Muon$^2$: Boosting Muon via Adaptive Second-Moment Preconditioning

Authors: Ziyue Liu, Ruijie Zhang, Zhengyang Wang, Yequan Zhao, Yupeng Su, Zi Yang, Zheng Zhang
Published: 2026-04-11
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.09967v2

Muon has emerged as a promising optimizer for large-scale foundation model pre-training by exploiting the matrix structure of neural network updates through iterative orthogonalization. However, the orthogonalization quality of Muon hinges on the number of Newton--Schulz (NS) iterations performed, which poses efficiency challenges due to its non-trivial computation and communication cost. We propose Muon$^2$, an extension of Muon, to improve both quality and efficiency by applying Adam-style adaptive second-moment preconditioning before orthogonalization. Our key insight is that the core challenge of polar approximation in Muon lies in the ill-conditioned momentum matrix, of which the spectrum is substantially improved by Muon$^2$, leading to faster convergence toward a practically sufficient orthogonalization. We further characterize the practical orthogonalization quality via directional alignment, under which Muon$^2$ demonstrates dramatic improvement over Muon at each polar step. Across GPT, LLaMA, and Mixture-of-Experts pre-training experiments up to 13B parameters, Muon$^2$ (and its memory-efficient variant Muon$^2$-F that preserves most of its benefits) consistently outperforms Muon and its variants while reducing NS iterations by 40%, and saves up to 1/4 training time over Muon when achieving the same loss.

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### From Recency Bias to Stable Convergence Block Kaczmarz Methods for Online Preference Learning in Matchmaking Applications

Authors: James Nguyen
Published: 2026-04-11
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.09964v1

We present a family of Kaczmarz-based preference learning algorithms for real-time personalized matchmaking in reciprocal recommender systems. Post-step L2 normalization, common in Kaczmarz-inspired online learners, induces exponential recency bias: the influence of the t-th interaction decays as eta^(n - t), reaching approximately 1e-6 after just 20 swipes at eta = 0.5. We resolve this by replacing the normalization step with a Tikhonov-regularized projection denominator that bounds step size analytically without erasing interaction history. When candidate tag vectors are not pre-normalized, as in realistic deployments where candidates vary in tag density, the Tikhonov denominator ||a||^2 + alpha produces genuinely per-candidate adaptive step sizes, making it structurally distinct from online gradient descent with any fixed learning rate. We further derive a block variant that processes full swipe sessions as a single Gram matrix solve. Population-scale simulation over 6,400 swipes reveals that Block Normalized Kaczmarz (BlockNK), which combines the batch Gram solve with post-session L2 normalization, achieves the highest preference alignment (Align@20 = 0.698), the strongest inter-session direction stability (delta = 0.994), and the flattest degradation profile under label noise across flip ratios p_flip in (0.10, 0.35). Experiments under cosine similarity subsampling further show that adaptively filtering the candidate pool toward the current preference direction substantially improves asymptotic alignment, at the cost of introducing a feedback loop that may slow recovery from miscalibration. The sequential Tikhonov-Kaczmarz method performs comparably to K-NoNorm under our simulation conditions, suggesting the dominant practical gain over normalized Kaczmarz is the removal of per-step normalization rather than the Tikhonov constant alpha itself.

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### Rebooting Microreboot: Architectural Support for Safe, Parallel Recovery in Microservice Systems

Authors: Laurent Bindschaedler
Published: 2026-04-11
Categories: cs.DC, cs.AI, cs.SE
arXiv: https://arxiv.org/abs/2604.09963v1

Microreboot enables fast recovery by restarting only the failing component, but in modern microservices naive restarts are unsafe: dense dependencies mean rebooting one service can disrupt many callers. Autonomous remediation agents compound this by actuating raw infrastructure commands without safety guarantees. We make microreboot practical by separating planning from actuation: a three-agent architecture (diagnosis, planning, verification) proposes typed remediation plans over a seven-action ISA with explicit side-effect semantics, and a small microkernel validates and executes each plan transactionally. Agents are explicitly untrusted; safety derives from the ISA and microkernel. To determine where restart is safe, we infer recovery boundaries online from distributed traces, computing minimal restart groups and ordering constraints. On industrial traces (Alibaba, Meta) and DeathStarBench with fault injection, recovery-group inference runs in 21 ms at P99; typed actuation reduces agent-caused harm by 95% in simulation and achieves 0% harm online. The primary value is safety, not speed: LLM inference overhead increases TTR for services with fast auto-restart.

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### SysAdmin: Measuring Instrumental Power-Seeking in Frontier AI

Authors: Mana Azarm, Qiyao Wei, Rahul Nambiar
Published: 2026-04-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2607.18239v1

Power-seeking defined as behaviors where AI systems acquire resources, evade oversight, or resist termination beyond task requirements is identified as a key driver of Loss of Control (LoC) risk. In this work, we introduce SysAdmin, a benchmark that positions frontier language models as autonomous system administrators in a high-fidelity Linux sandbox to measure power-seeking propensity across five dimensions: self-preservation, increasing autonomy, resource acquisition, environment modification, and strategic concealment. We evaluated seven frontier models across four experimental conditions in a total of 2800 tasks. After bias correction using human-annotated calibration data, corrected power-seeking estimates ranged from 0 to about 5 percent per model. We also conducted a positive control with explicit power-seeking prompts that achieved 100% detection, validating measurement sensitivity. Our findings indicate current frontier models exhibit minimal spontaneous power-seeking in naturalistic system administration contexts, though model-specific failure modes suggest evaluations must test diverse misalignment patterns. Nevertheless, we discovered other more pronounced failure modes (than power-seeking) such as specification gaming and resistance to goal modification.

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### Do LLMs Reliably Identify Correct Information Units in Aphasic Discourse?

Authors: Jason M Pittman, Yesenia Medina-Santos, Anton Phillips, Brielle C. Stark
Published: 2026-04-10
Categories: cs.AI, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2606.15696v1

Correct Information Units (CIUs) are central to discourse assessment in aphasia because they quantify communicative informativeness rather than linguistic form alone. However, CIU scoring is time intensive and requires trained raters. This study examined whether instruction-tuned large language models (LLMs) can reliably perform token-level CIU classification from aphasic discourse transcripts. Sixteen picture-description transcripts elicited with the Cat Rescue stimulus were annotated for CIU status according to Nicholas and Brookshire (1993). The sample spanned four severity strata: control, mild, moderate, and severe aphasia. Four publicly available instruction-tuned LLMs were benchmarked under zero-shot and two few-shot prompting conditions across five stratified random seeds. Performance was evaluated against consensus human labels using accuracy, precision, recall, F1, and Cohen's kappa. Zero-shot prompting was insufficient across models. In contrast, few-shot prompting yielded substantial gains and produced competitive performance for three viable models. Mean few-shot F1 scores ranged from 0.776 to 0.817 across Llama-3.1-8B, Qwen2.5-7B, and Mistral-7B, with no significant differences between fixed global and per-chunk local example selection. Phi-3-mini was unstable and did not yield reliable performance. Viable models showed high recall but lower precision, suggesting systematic over-classification of tokens as CIUs. Performance also varied by discourse severity, with the weakest results in more severe aphasia. Few-shot LLM prompting can support automated CIU identification without gradient-based task training, but agreement with human annotation remains insufficient for fully autonomous use. These findings support LLM-based CIU scoring as a promising human-in-the-loop component of discourse assessment systems.

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### Automated Scoring of Arabic Text Using Large Language Models: A Literature Review

Authors: Khaoula Dahimi, Hadda Cherroun, Amel Belabbaci
Published: 2026-04-10
Categories: cs.CL
arXiv: https://arxiv.org/abs/2606.09830v2

In modern educational systems, Automatic Text Scoring (ATS) plays a central role by enabling scalable and consistent evaluation of learner responses without human intervention. Recently, the increased accessibility of LLMs and Arabic-specific datasets has sparked renewed interest in this area. In this work, we investigate LLM-Based approaches for the automated evaluation of Arabic texts, focusing on both short answer grading (ASAG) and essay scoring (AES). We further introduce a structured taxonomy comprising five dimensions: application domain, feedback generation capability, LLM architecture deployed, alignment with competency referential frameworks, and prompt engineering strategy. By applying this taxonomy, we conduct a comparative analysis of existing studies, examining their methodological approaches, datasets, evaluation metrics, and reported performance. The findings highlight the need for sustained and pedagogically grounded research efforts in Arabic ATS, given its significance for improving educational quality across Arabic-speaking communities.

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### GenesisFunc: Multi-Agent Data Generation for Accurate and Generalizable Function-Calling

Authors: Hao-Xiang Xu, Chong Deng, Jiaqing Liu, Wen Wang, Qian Chen, Lujia Bao, Xiangang Li, Zhen-Hua Ling
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28835v1

Large Language Models (LLMs) extend their capabilities through function-calling (FC), which relies on training data with high quality, diversity, and broad coverage of scenario. However, obtaining and annotating real function-calling data is challenging, while synthetic data from existing pipelines often suffers from unreliable APIs, limited tool scalability, insufficient diversity, and weak quality control. To address these, we present GenesisFunc, an automated pipeline for generating FC training data. Starting from reliable tools in widely used public benchmarks, our GenesisFunc employs a multi-agent framework to support a dialogue generation system that produces conversations spanning diverse scenarios, while maintaining both diversity and quality throughout the process. The accuracy of the data is further reinforced through a multi-stage evaluation system. We fine-tune an 8B LLM on the synthetic dataset and show through extensive experiments that it outperforms similarly sized open-source models in in-domain FC performance and out-of-domain generalization, while reaching FC capabilities comparable to some of the latest API-based models. In addition, our method demonstrates strong potential to scale effectively across downstream tools, underscoring its real-world applicability.

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### Assessing Dutch Syllabification Algorithms and Improving Accuracy by Combining Phonetic and Orthographic Information through Deep Learning

Authors: Gus Lathouwers, Wieke Harmsen, Catia Cucchiarini, Helmer Strik
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28834v1

Syllabification describes the task of dividing words into syllables. Due to many rules and exceptions, training an algorithm to perform syllabification with high accuracy remains a challenge. Throughout the last decades, different algorithms have been put forth for Dutch syllabification, yet a comprehensive comparative assessment has not been done. Additionally, deep learning has gained significant popularity within NLP in recent years, yet no modern deep-learning based framework has been developed for Dutch orthographic syllabification. Finally, phonetic and orthographic syllabification algorithms have been examined separately, but not in combination. The aim of the current research was twofold: (a) to examine the performance of existing Dutch syllabification algorithms, and (b) to investigate whether combining phonetic and orthographic information into a single model can increase syllabification performance. To compare the performance of algorithms, four algorithms (Brandt Corstius, Liang, Trogkanis-Elkan (CRF), and a newly conceived deep-learning model) were applied to three different datasets (dictionary words, loanwords, pseudowords). The algorithms show varying performance across datasets, with the data-driven algorithms outperforming a knowledge-based algorithm in all but one condition. The new deep-learning methods developed led to increased performance compared to the best found in the literature (99.65% word accuracy, a 0.14% improvement). An analysis of the words for which adding phonetic information improved syllabification performance indicates that these were words in which the orthographic ambiguity could be resolved by information on pronunciation. Future research could examine other areas where phonetic information can benefit orthographic processing. In addition, the newly developed deep learning frameworks can be applied to other languages than Dutch.

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### Transcribing Children's Speech: ASR Performance and Obtaining Reliable Orthographic Transcriptions

Authors: Gus Lathouwers, Lingyun Gao, Catia Cucchiarini, Helmer Strik
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28833v1

Automatic speech recognition (ASR) has the potential to substantially reduce manual annotation effort in child speech research by generating automatic transcriptions. However, obtaining reliably high-quality ASR transcriptions for child speech remains challenging in low-resource languages due to limited child-specific pre-trained models and highly diverse noise conditions. This study investigates the effectiveness of state-of-the-art ASR models on child speech through two research questions, by evaluating nine ASR models from three model families (Whisper, Parakeet, and Wav2Vec2) on two Dutch child speech datasets, JASMIN and DART. Research question 1 examines the performance of ASR-models applied to child speech. The fine-tuned Whisper-medium model achieves the best overall performance, with a WER of 5.54% on JASMIN and 70.37% on DART, showing that the noisy DART data are clearly more challenging. Research question 2 examines to what extent it is possible to select a subset for which reliable orthographic transcriptions can be obtained automatically, without the need for manual verification. We use an utterance-level selection method that compares ASR output with the original read prompt to identify correctly pronounced recordings. Using the proposed selection method, 42.0% (for JASMIN) and 18.1% (for DART) of the utterances can be automatically identified as correctly pronounced with high confidence, resulting in very low error rates on an utterance level (precisions of 98.3% and higher) and reducing the need for manual verification.

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### A comparative study of transformer-based embeddings for topic coherence

Authors: Alex Ding, Tarun Rapaka, Willy Rodriguez, Jason Yang
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28832v1

Topic modeling is a branch of Natural Language Processing (NLP) that aims to organize large collections of texts into coherent groups according to word co-occurrence patterns, with Latent Dirichlet Allocation (LDA) remaining one of the most widely used and interpretable probabilistic approaches. Recent advances in NLP, particularly transformer-based language models, offer improved document representations. It is also known that the size of the model (in terms of number of parameters) has a significant impact in the performance of the language models on different pre-defined tasks. In this study, we systematically examine the effect of model size on topic quality by analyzing the performances of seven transformer-based language models (from small models such as MiniLM to large ones such as LLaMA-2) in a BERTopic pipeline on a variety of corpora. Topic quality is evaluated using coherence and divergence metrics following R{ö}der et al. (2015). Our results indicate that model size, ranging from 22 million to 13 billion parameters, has a negligible impact on the quality of the topic, suggesting that smaller models can achieve comparable performance to larger models.

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### S3Mem: Structured Spatiotemporal Scene-Event Memory for Long-Horizon Interactive Question Answering

Authors: Encheng Su, Jianyu Wu, Jinouwen Zhang, Qiucheng Yu, Chen Tang, Pengze Li, Lintao Wang, Aoran Wang, Xinzhu Ma, Shixiang Tang, Yizhou Wang, Houqiang Li
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28831v2

Long-horizon memory question answering often requires sparse evidence from heterogeneous histories, including events, object states, visual observations, temporal relations, and causal steps. Existing memory interfaces expand reader context, retrieve semantically related chunks, or expose graph neighborhoods, but they are not explicitly designed to select compact evidence for a fixed reader. We propose Structured Spatiotemporal Scene--Event Memory (S3Mem), a query-time memory interface that writes textual, visual, and agent-use histories into structured scene--event units and routes compact evidence packs to the reader. Its router scores candidate units, query anchors, and anchor--support links, enabling both single-hop selection and short multi-hop evidence chains without reader fine-tuning or test-time training. Across LoCoMo, EMemBench Visual Games, and AMA-Bench, S3Mem provides a strong score--token trade-off, with the clearest gains on localized event, state, temporal, causal, or provenance evidence. On LoCoMo, S3Mem reaches \(0.48\) F1 and \(0.40\) BLEU with (1{,}073) evidence tokens per question, about \(15.8\times\) fewer than the LoCoMo reference. On EMemBench Visual Games, it obtains the best F1 and second-best accuracy with only \(189\)tokens.On AMA-Bench, it is not the highest-scoring method, but remains competitive while using the fewest reader-visible evidence tokens.

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### Benchmarking Open-Source Safety Guard Models: A Comprehensive Evaluation

Authors: Reetu Raj Harsh, Bhaskarjit Sarmah, Stefano Pasquali
Published: 2026-04-10
Categories: cs.CL, cs.AI, cs.SE
arXiv: https://arxiv.org/abs/2605.28830v1

As Large Language Models (LLMs) are increasingly deployed in safety-critical applications, robust content moderation becomes essential. We present a comprehensive evaluation of 14 open-source safety guard models on a curated benchmark of 79,331 samples spanning 8 NIST AI Risk Framework safety categories. Our benchmark aggregates four diverse datasets (HarmBench, StrongREJECT, RealToxicityPrompts, and BeaverTails), filtered to focus exclusively on safety-relevant content (violence, hate speech, harassment, sexual content, suicide/self-harm, profanity, threats, and health misinformation). We find that recall is the critical metric for safety applications, as missing harmful content poses greater risk than false positives. Our evaluation reveals surprising results: Qwen Guard (4B parameters) achieves the highest recall (83.97%) while larger models like Llama Guard (12B) and GPT-OSS Safeguard (20B) exhibit conservative behavior, missing up to 75% of unsafe content. We demonstrate that model size does not correlate with safety detection performance and that general-purpose guard models outperform specialized ones. These findings provide practical guidance for selecting safety guard models in production deployments.

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### Aryabhata 2: Scaling Reinforcement Learning for Advanced STEM Reasoning

Authors: Ritvik Rastogi, Vishal Singh, Tejas Chaudhari, Sandeep Varma
Published: 2026-04-10
Categories: cs.CL, cs.AI, cs.CY
arXiv: https://arxiv.org/abs/2605.28829v2

Competitive STEM examinations such as JEE and NEET require multi-step symbolic reasoning, precise numerical computation, and deep conceptual understanding across physics, chemistry, and mathematics. Recent large language models perform strongly on common reasoning benchmarks, yet they remain difficult to deploy at scale, where millions of student doubts demand domain-specific, consistently structured problem solving. We introduce Aryabhata 2, a reasoning-focused language model for competitive STEM examinations, trained via reinforcement-learning post-training. Using PhysicsWallah's internal question banks, we construct a high-quality training curriculum and post-train GPT-OSS-20B through reinforcement learning with verifiable rewards. Training combines prolonged reinforcement learning with broadened exploration via progressively larger rollout group sizes. We evaluate Aryabhata 2 on competitive examination benchmarks, including JEE Main, JEE Advanced, and NEET, as well as out-of-distribution reasoning datasets such as AIME, HMMT, MMLU-Pro, MMLU-Redux 2.0, and GPQA. Results show that Aryabhata 2 outperforms its base model GPT-OSS-20B on competitive STEM reasoning while requiring substantially fewer output tokens (up to 64\% fewer).

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### Micro-Macro Retrieval: Reducing Long-Form Hallucination in Large Language Models

Authors: Yujie Feng, Jian Li, Zhihan Zhou, Pengfei Xu, Yujia Zhang, Xiaoyu Li, Xiaohui Zhou, Alan Zhao, Xi Chen, Xiao-Ming Wu
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.28828v1

Large Language Models (LLMs) achieve impressive performance across many tasks but remain prone to hallucination, especially in long-form generation where redundant retrieved contexts and lengthy reasoning chains amplify factual errors. Recent studies highlight a critical phenomenon: the closer key information appears to the model outputs, the higher the factual accuracy. However, existing retrieval-augmented language models (RALMs) lack effective mechanisms to ensure this proximity - external evidence is injected into reasoning via multi-turn retrieval, but this cannot ensure key information stays close to the outputs. We propose Micro-Macro Retrieval (M2R), a novel retrieve-while-generate framework to fill this gap. At the macro level, M2R retrieves coarse-grained evidence from external sources; at the micro level, it extracts essential results from a key information repository built during reasoning and reuses them while generating answers. This design directly addresses the key-information-to-output proximity bottleneck, effectively reducing hallucination in long-form tasks. M2R is trained with a curriculum learning-based reinforcement learning strategy using customized rule-based rewards, enabling stable acquisition of retrieval and grounding skills. Extensive experiments across different benchmarks demonstrate the effectiveness of M2R, especially in lengthy-context settings.

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### RightNow-Arabic-0.5B-Turbo: An Open Sub-1B Arabic Language Model via Vocabulary Injection and Edge-First Deployment

Authors: Jaber Jaber, Osama Jaber
Published: 2026-04-10
Categories: cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2605.28827v1

Open Arabic large language models split into two classes: sub-1B multilingual models that treat Arabic as an afterthought (Qwen2.5-0.5B, Falcon-H1-0.5B), and 7B-70B Arabic-specialized models that require a server to run (Jais, AceGPT, ALLaM, SILMA). The one published attempt at a sub-2B Arabic-specialized model, Kuwain-1.5B, never released its weights. We present RightNow-Arabic-0.5B-Turbo, a 518M-parameter Arabic-specialized decoder LLM built on Qwen2.5-0.5B. The pipeline adds 27,032 Arabic tokens via mean-subtoken initialization, continues pretraining on 504M Arabic tokens on 8xH100 with FSDP, FlashAttention varlen packing, and Liger fused kernels, then applies supervised fine-tuning on 129,116 Arabic instruction pairs with response-only loss masking, direct preference optimization on 6,750 Arabic preference pairs, and weight soup merging across three checkpoints. On three lm-evaluation-harness Arabic benchmarks (COPA-ar, Arabic HellaSwag, ArabicMMLU) the merged model reaches 35.9% mean accuracy, beats every same-class open model, ties Falcon-H1-1.5B on COPA-ar (58.4%) at one-third the size, and recovers 67% of SILMA-9B's mean at 1/18 the parameters. The edge build quantizes to 398 MB (q4_k_m) and delivers 635 tokens/s at batch size 1 on a single H100 via llama.cpp. All code (5,555 lines across 25 scripts), weights (bf16, int8, and four GGUF quantizations), and benchmark scripts are released at https://huggingface.co/RightNowAI/RightNow-Arabic-0.5B-Turbo.

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### Personalized Observation Normalization for Federated Reinforcement Learning in Simulation Environments with Heterogeneity

Authors: Yiran Pang, Zhen Ni, Xiangnan Zhong
Published: 2026-04-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2605.27385v1

Federated reinforcement learning (FedRL) enables multiple agents to collaboratively train a global policy without sharing raw data, making it ideal for privacy-sensitive applications. However, FedRL faces challenges in heterogeneous environments where differing state-transition dynamics lead to non-identical input distributions and imbalanced parameter updates during aggregation. Therefore, this paper develops a personalized observation normalization (PON) method, allowing each agent to locally normalize raw state inputs using a continuously updated running mean and variance. This design ensures consistent scaling of local feature without overshadowing across agents during aggregation. Furthermore, we demonstrate that sharing normalization parameters across agents is ineffective due to the diverse local input distributions, which highlights the necessity of personalized statistics. Experiments on heterogeneous MuJoCo tasks show that our developed PON accelerates training and achieves superior performance compared to baseline methods.

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### From Instructor to Collaborator: What a 90-Participant Study Reveals about Human-Agent Collaboration in a Mobile Serious Game

Authors: Danai Korre
Published: 2026-04-10
Categories: cs.HC, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2605.27384v1

This position paper reflects empirical data collected during my PhD from a large-scale within-subjects study (N = 90). The study compared a highly human-like, spoken embodied conversational agent (ECA) against a low human-like text base agent (no embodiment, text bubble only) within a mobile, Unity-developed game about pre-decimal UK currency. The game included two agents with different roles-an Instructor (Alex) and a Shopkeeper/Collaborator. Users interacted using voice and mouse input. The quantitative data I collected included a usability questionnaire (CCIR MINERVA) and the Agent Persona Instrument. Data was analyzed using paired t-test, repeated measures ANOVA and multiple linear regression to identify correlations between the persona and usability. The results showed a statistically significant preference for the version of highly human-like agents, with a large effect size. This is further discussed alongside qualitative findings from observations and exit interviews. The results are framed for Human-Agent collaboration, especially for how roles, mixed-initiative dialogue, and breakdowns/repairs become apparent in goal-oriented tasks. I conclude with questions on timing, user expectations, and role-specific interactions. This submission does not propose new frameworks; it reports empirical findings and questions I hope to workshop with the community.

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### Bridging the Stability-Expressivity Gap: Synthetic Data Scaling and Preference Alignment for Low-Resource Spoken Language Models

Authors: Yizhong Geng, Yanliang Li, Jinghan Yang, Tianhan Jiang, Boxun An, Ya Li, Xiaoyu Shen
Published: 2026-04-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.27383v1

Spoken Language Models (SLMs) have emerged as a promising paradigm for speech synthesis by bypassing explicit grapheme-to-phoneme pipelines. However, their effectiveness in low-resource languages remains fundamentally limited by the scarcity of transcribed speech. In practice, synthetic data has become the primary strategy for scaling SLMs in such settings, providing reliable phonetic supervision when real data is insufficient. In this work, we show that this reliance introduces a fundamental trade-off, which we term the Stability-Expressivity Gap: while synthetic data improves phonetic accuracy, it progressively suppresses prosodic variability, ultimately leading to a collapse of expressivity (Synthetic Erosion). To bridge this gap, we propose two self-alignment frameworks. Disentanglement-Guided Self-Alignment (DGSA) recovers expressivity for complex languages by exploiting prosody-timbre separation. For regimes where authentic references are exceptionally limited, Temperature-Driven Self-Critique (TDSC) stabilizes generation through automated exploration and filtering. Our approach outperforms strong commercial systems, including ElevenLabs and Gemini Pro, and enables the first zero-shot voice cloning capability for Lao.

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### The Alignment Floor: How Persona Customization Breaks Safety in Weakly-Aligned LLMs

Authors: Xing Zhang, Guanghui Wang, Yanwei Cui, Wei Qiu, Ziyuan Li, Bing Zhu, Peiyang He
Published: 2026-04-10
Categories: cs.HC, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2605.27382v2

Telling an LLM to "be enthusiastic" raises its sycophancy rate from 30\% to 50\% on a lightly-aligned model, but has zero effect on a strongly-aligned one. We define this gap as the alignment floor, $Δ_{\text{floor}}(m)=\max_pS(m,p)-\min_pS(m,p)$, the range of sycophancy rates a model produces across persona conditions, and treat sycophancy as a persona-conditional property rather than a fixed model property. Pluralistic AI relies on behavioral adaptation via persona prompts like "be creative" or "be thorough", which let systems respect diverse user values and communication styles; the safety question is how much customization a given model can absorb before its truthfulness shifts. We present a controlled case study contrasting a strongly-aligned RLHF + Constitutional-AI model (Claude Sonnet 4.6) with a more lightly-aligned model (Amazon Nova Lite), spanning seven persona conditions and five tasks for 1800 total runs. An existence-pair result motivates per-model auditing: there is at least one strongly-aligned model with $Δ_{\text{floor}}=5$pp (within 5pp of the 15\% control rate) and at least one lightly-aligned model with 45pp (5\%--50\% range). On the lightly-aligned model, all five Big Five personas increase sycophancy over control, and counterintuitively Agreeableness produces the smallest increase, not the largest. The single largest effect in the study is constructive: a Skeptic persona reduces sycophancy by 25pp on the lightly-aligned model, and is the only persona that instructs resistance against user claims rather than engagement with them, suggesting a directionality account. Cross-model transfer of persona effects is near-zero, so persona-alignment testing must be per-model. We propose $Δ_{\text{floor}}$ as a deployment-time audit metric: measure it on a small persona panel before deploying persona customization.

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### Don't Collapse Your Features: Why CenterLoss Hurts OOD Detection and Multi-Scale Mahalanobis Wins

Authors: Rahul D Ray
Published: 2026-04-10
Categories: cs.LG, cs.AI, cs.CV
arXiv: https://arxiv.org/abs/2605.21493v1

The ability to detect out-of-distribution (OOD) inputs is fundamental to safe deployment of machine learning systems. Yet, current methods often rely on feature representations that are optimised solely for classification accuracy, neglecting the distinct requirements of epistemic uncertainty. We introduce GOEN (Geometry-Optimised Epistemic Network), a simple pipeline that combines multi-scale features, L2 normalisation, Mahalanobis distance, and a calibration head trained with real hard OOD examples. Through systematic ablation we uncover a counter-intuitive finding: CenterLoss, a popular regulariser for feature compactness, significantly degrades OOD detection performance, reducing average OOD AUROC from 0.9483 to 0.9366 despite improving classification accuracy. The best variant, GOEN-NoCenterLoss, achieves an average OOD AUROC of 0.9483, surpassing all baselines including deep ensembles (0.8827), KNN (0.8967), and ODIN (0.8870) on CIFAR-10 benchmarks, while maintaining competitive in-distribution accuracy. Our results challenge the prevailing assumption that better classification geometry automatically leads to better epistemic uncertainty. Instead, we show that overly tight feature clusters compress inter-class margins and distort the covariance structure needed for effective OOD detection. GOEN is efficient, training in under 20 minutes on a single GPU, and provides a practical blueprint for building AI systems that reliably recognise their own limitations.

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### From Intent to AI Pipelines: A Controlled Agentic Framework for Non-AI Expert Scientists

Authors: Hyacinth Ali, Jessie Galasso-Carbonnel, Houari Sahraoui
Published: 2026-04-10
Categories: cs.IR, cs.AI
arXiv: https://arxiv.org/abs/2605.18764v1

Artificial Intelligence (AI) pipelines have become integral to modern research, supporting fields such as Medical Sciences, Agriculture, and Social Sciences, and enabling large-scale data analysis, predictive modeling, and the automation of complex tasks. However, designing and implementing AI solutions remains challenging for many researchers due to the expertise required in the design and development of end-to-end AI systems. To address this gap, we present Domain-Driven Adaptable AI Pipelines (DDAP), a controlled, human-in-the-loop, agentic framework that leverages large language models to guide users in a systematic construction of AI pipelines and their corresponding implementation code. DDAP structures the development process into four stages: problem definition, compute environment specification, pipeline generation, and code generation. Through this staged interaction, the framework adapts to domain context, user expertise, and resource constraints, while maintaining user control over key decisions. We evaluate DDAP across multiple datasets spanning business, biology, and health science domains by comparing its AI models against expert-developed models. The experimental results show that DDAP achieves competitive results in several tasks compared to expert baselines, although performance varies across problem types, particularly for text-based clustering tasks. By combining guided interaction, adaptability, and reproducibility, DDAP demonstrates that a controlled agentic framework can generate competitive AI pipelines for non-expert users.

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### Query-Conditioned Graph Retrieval for Contextualized LLM Reasoning in Personalized Wearable Data

Authors: Zhenyu Lu, Mahyar Abbasian, Amir M. Rahmani
Published: 2026-04-10
Categories: cs.IR, cs.AI
arXiv: https://arxiv.org/abs/2605.18763v1

Large language models (LLMs) are increasingly applied to analyzing wearable sensing data, which are long-term, multimodal, and highly personalized. A key challenge is context selection: providing insufficient context limits reasoning, while including all available data leads to inefficiency and degraded generation quality. We propose Wearable As Graph (WAG), a graph-based context retrieval framework that enables query-adaptive reasoning over wearable data with LLMs. WAG organizes wearable metrics and user-specific signals into a personalized knowledge graph, and retrieves a query-conditioned subgraph to support downstream generation. The retrieval process integrates global relationships, capturing prior knowledge and population- and individual-level patterns via hierarchical Bayesian modeling, with local relationships that reflect short-term signal deviations. A query openness signal further controls retrieval breadth. We evaluate WAG on over 10,000 data-grounded queries from real-world wearable datasets. Across LLM-based and human evaluations, WAG achieves an approximately 70% win rate over baseline and standard RAG methods, demonstrating the effectiveness of structured, query-adaptive context retrieval for LLM-driven analysis of wearable data.

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### ALDEN: Boosting Private Data Extraction from Retrieval-Augmented Generation Systems via Active Learning and Distribution Estimation

Authors: Xingyu Lyu, Jianfeng He, Ning Wang, Yidan Hu, Tao Li, Danjue Chen, Shixiong Li, Yimin Chen
Published: 2026-04-10
Categories: cs.IR, cs.AI
arXiv: https://arxiv.org/abs/2605.18762v1

Retrieval-Augmented Generation (RAG) is widely used to augment large language models with external knowledge retrieval to improve reliability and generalization. However, recent studies have shown that RAG systems remain vulnerable to data extraction attacks, where adversaries can extract private data by embedding malicious commands into user queries. Despite their feasibility, existing attacks typically suffer from low data extraction rates and limited practical effectiveness. Here, we propose ALDEN, a novel attack that effectively and efficiently extracts private data from RAGs. First, we employ active learning to diversify malicious queries and improve data extraction rates. Second, we observe that the data distribution of the underlying knowledge base provides valuable guidance for query generation and introduce a decay-based dynamic algorithm to estimate the corresponding topic distribution. By combining them together, we demonstrate that ALDEN substantially outperforms state-of-the-art methods through comprehensive evaluations.

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### Post-Deployment Accountability in AI Governance: A Cross-Regulatory Empirical Analysis of AI Incidents

Authors: Ummara Mumtaz, Rabi Noor, Summaya Mumtaz
Published: 2026-04-10
Categories: cs.CY, cs.AI, cs.ET, cs.SE
arXiv: https://arxiv.org/abs/2605.16281v3

Post-deployment accountability has become central to AI governance, yet little empirical evidence shows whether monitoring, incident reporting, and impact assessment obligations are visible when AI systems fail. This study analyzes real-world AI incidents from the AI Incident Database (2020-2026) and codes them against nine post-deployment provisions from the EU AI Act, the NIST AI Risk Management Framework, and the GDPR. The findings show substantial accountability gaps: 77.1% of incidents lack evidence of EU AI Act post-market monitoring, and 99.6% lack documented Data-Protection Impact Assessment evidence. Governance gaps are also systemic, with 9.8% of incidents simultaneously non-compliant under two or more regimes. Incidents detected through internal monitoring show much higher compliance than externally detected incidents (87.5% vs. 5.3% under the EU AI Act; 95.8% vs. 58.1% under NIST), suggesting that monitoring capacity is a key condition for effective post-deployment governance. Building on these findings, the paper proposes the Proactive AI Governance Compliance Framework (PAGCF), a four-phase lifecycle for pre-deployment assessment, continuous monitoring, incident preparedness, and cross-framework verification.

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### Post-Deployment Accountability in AI Governance: A Cross-Regulatory Empirical Analysis of AI Incidents

Authors: Ummara Mumtaz, Summaya Mumtaz
Published: 2026-04-10
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2605.16281v2

Post-deployment accountability has become central to AI governance, yet little empirical evidence shows whether monitoring, incident reporting, and impact assessment obligations are visible when AI systems fail. This study analyzes real-world AI incidents from the AI Incident Database (2020--2026) and codes them against nine post-deployment provisions from the EU AI Act, the NIST AI Risk Management Framework, and the GDPR. The findings show substantial accountability gaps: 77.1\% of incidents lack evidence of EU AI Act post-market monitoring, and 99.6\% lack documented Data-Protection Impact Assessment evidence. Governance gaps are also systemic, with 9.8\% of incidents simultaneously non-compliant under two or more regimes. Incidents detected through internal monitoring show much higher compliance than externally detected incidents (87.5\% vs 5.3\% under the EU AI Act; 95.8\% vs 58.1\% under NIST), suggesting that monitoring capacity is a key condition for effective post-deployment governance. Building on these findings, the paper proposes the Proactive AI Governance Compliance Framework (PAGCF), a four-phase lifecycle for pre-deployment assessment, continuous monitoring, incident preparedness, and cross-framework verification.

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### Beyond Imperfect Alternatives with Rulemapping: A Neuro-Symbolic Case Study on Online Hate Speech

Authors: Oskar von Cossel
Published: 2026-04-10
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2605.16280v1

Automating legal reasoning forces a choice between imperfect alternatives: symbolic systems offer transparency but struggle with ambiguity, whereas neural systems handle natural language flexibly but lack verifiability. This paper investigates whether a hybrid, neuro-symbolic approach can reconcile this trade-off. We evaluate this architecture in the domain of online content moderation, which serves as a proxy for high-volume legal decision-making such as mass administrative proceedings. In these settings, operators must assess thousands of cases daily under strict legal standards. Specifically, we examine whether constraining large language models (LLMs) within deterministic symbolic scaffolds improves statute-grounded illegality assessment while preventing "scope drift" (where LLMs conflate moral offensiveness with legal illegality). We evaluate the neuro-symbolic variant of Rulemapping - a visual logic-tree method that operationalises the classic legal syllogism - on online hate-speech classification under §130(1) of the German Criminal Code. Across diverse LLMs, Rulemapping maintains high recall (0.82-0.89) while achieving precision of 0.80-0.86, compared to 0.34-0.49 for unconstrained prompting. Expert-authored symbolic scaffolds thus enable robust legal automation aligned with regulatory requirements for auditability and verifiable decision-making.

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### Generative AI and Two-Tiered Online Mental Health Communities

Authors: Manyang Zhang, Jinyang Zheng, Zhijun Yan
Published: 2026-04-10
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2605.16279v1

Online mental health communities (OMHCs) are tiered platforms that connect patients with licensed counselors through public Q&amp;A forums and paid private consultations. Their two-tier structure creates a strategic dilemma for genAI integration. Conversational agents can provide scalable and timely responses to a broader set of patients, alleviating persistent supply shortages, but their large-scale presence may also reshape counselors' participation in providing nuanced expertise, emotionally sensitive support, and paid consultations, which are central to platform revenue and long-run sustainability. Leveraging a quasi-natural experiment from the integration of a genAI-based conversational agent in a leading OMHC, we examine how AI entry affects counselor participation. Using multiple identification strategies, we find that posting intensity increases significantly after AI integration, while average response length remains unchanged and per-post social recognition declines. Mechanism analyses show that AI improves responsiveness and expands patient engagement, enlarging counselors' opportunity sets, with activity partially reallocated from a nearby non-AI subforum. Counselors respond heterogeneously: intrinsically motivated counselors reduce participation, whereas economically motivated counselors intensify competitive effort. These dynamics generate cross-tier spillovers: inactive counselors experience declines in paid consultations, while those who increase public participation preserve or expand downstream demand. Overall, our findings show that in tiered professional platforms, demand expansion and competitive incentives can outweigh intrinsic crowding-out.

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### PERCEIVE: A Benchmark for Personalized Emotion and Communication Behavior Understanding on Social Media

Authors: Jian Liao, Yujin Zheng, Suge Wang, Jianxing Zheng, Deyu Li
Published: 2026-04-10
Categories: cs.SI, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2605.12525v1

Current emotion analysis in social media is predominantly author-centric, failing to capture the subjective nature of emotional responses across diverse readers. This paradigm overlooks the crucial link between individual perception, communication behavior, and the underlying social network. To bridge this gap, we introduce PERCEIVE, a novel bilingual (English and Chinese) large-scale benchmark that, to the best of our knowledge, is the first to integrate five critical dimensions for social perception: author-created content, genuine readers' emotional feedback (derived from their comments), communication behavior, user attributes, and the social graph. This benchmark enables a paradigm shift towards truly personalized, reader-centric analysis, where different readers' emotional responses to the same content are naturally captured through their real-world interactions. By annotating emotions from reader comments and synchronously capturing communication intent, PERCEIVE provides a unique resource to model the intrinsic coupling between emotion and behavior, grounded in social context. We establish a comprehensive evaluation protocol, testing state-of-the-art methods, including large language models (LLMs) with advanced reasoning enhancement. Our findings reveal significant shortcomings in existing approaches when handling this multifaceted, user-aware task. PERCEIVE offers a foundational resource and clear direction for future research in socially-intelligent NLP, pushing models towards a more unified understanding of emotion on social media.

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### A Review of Large Language Models for Stock Price Forecasting from a Hedge-Fund Perspective

Authors: Olivia Zhang, Zhilin Zhang
Published: 2026-04-10
Categories: q-fin.PR, cs.AI, cs.LG, q-fin.ST
arXiv: https://arxiv.org/abs/2605.05211v1

Large language models (LLMs) are increasingly deployed in quantitative finance for stock price forecasting. This review synthesizes recent applications of LLMs in this domain, including extracting sentiment from financial news and social media, analyzing financial reports and earnings-call transcripts, tokenizing or symbolizing stock price series, and constructing multi-agent trading systems. Particular attention is paid to practical pitfalls that are often understated in the literature, such as fragility in sentiment analysis, dataset and horizon design, performance evaluation metrics, data leakage, illiquidity premia, and limits of stock price predictability. Organized from a hedge-fund perspective, the review is intended to guide both academic researchers and hedge fund managers in integrating LLMs into real-world trading pipelines and in stress-testing their robustness under realistic market frictions.

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### Improving Medical VQA through Trajectory-Aware Process Supervision

Authors: Halil Ibrahim Gulluk, Olivier Gevaert
Published: 2026-04-10
Categories: cs.LG, cs.CV
arXiv: https://arxiv.org/abs/2605.04064v1

Reasoning capabilities are crucial for reliable medical visual question answering (VQA); however, existing datasets rarely include reasoning explanations. We address this by generating reasoning trajectories for six medical VQA benchmarks using the COMCTS algorithm with open-source vision-language models, with an LLM serving as the verification judge. Building on these generated datasets, we propose a two-stage training framework: supervised fine-tuning followed by Group Relative Policy Optimization (GRPO) with a novel process-based reward. While standard approaches rely solely on exact-match rewards for final answers, we introduce a trajectory-aware reward that measures the similarity between generated and ground-truth reasoning processes. Specifically, we embed reasoning steps using sentence transformers and compute the Dynamic Time Warping (DTW) distance between the resulting vector sequences. Experiments across six benchmarks demonstrate that combining the DTW-based process reward with exact-match reward consistently outperforms SFT-only training, raising mean accuracy from 0.598 to 0.689, mean BERTScore from 0.845 to 0.881, and mean ROUGE-L from 0.665 to 0.748. Our results highlight the importance of process supervision in training reasoning-capable medical VLMs. We make our code and generated reasoning datasets publicly available at https://anonymous.4open.science/r/MICCAI-R1-MED-VQA-code-B14B/

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### Investigating Trustworthiness of Nonparametric Deep Survival Models for Alzheimer's Disease Progression Analysis

Authors: Jacob Thrasher, Kaitlyn Heintzelman, Peter Martone, David Kotlowski, Binod Bhattarai, Donald Adjeroh, Prashnna Gyawali
Published: 2026-04-10
Categories: cs.LG, cs.AI, cs.CY
arXiv: https://arxiv.org/abs/2605.04063v1

Alzheimer's Dementia (AD) is a progressive neurodegenerative disease marked by irreversible decline, making reliable modeling of its progression essential for effective patient care. Progression-aware methods such as survival analysis are therefore crucial tools for the early detection and monitoring of AD. Recent advancements in deep learning have demonstrated remarkable performance in survival tasks, but alarmingly fewer studies have been conducted in the domain of AD. Further, the studies that do exist do not consider learned bias within the model itself, which could result in unfair and unreliable predictions toward certain marginalized groups. As such, we conduct a rigorous study of fairness in AD progression analysis along with a thorough feature importance study to determine the characteristics which are most important for reliable AD predictions. Furthermore, we propose two novel fairness metrics, called Time-Dependent Concordance Impurity and Kaplan-Meier Fairness, to quantify bias with respect to sensitive attributes such as sex, race, and education in nonparametric survival models. Our study demonstrates that while deep learning powered survival models are robust tools which can aid clinicians in AD care decisions, they often exhibit considerable bias, representing important avenues for future research.

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### EdgeRazor: A Lightweight Framework for Large Language Models via Mixed-Precision Quantization-Aware Distillation

Authors: Shu-Hao Zhang, Le-Tong Huang, Xiang-Sheng Deng, Xin-Yi Zou, Chen Wu, Nan Li, Shao-Qun Zhang, Zhi-Hua Zhou
Published: 2026-04-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2605.04062v2

Quantization has emerged as a mainstream approach for deploying Large Language Models (LLMs) on resource-constrained devices, yet compressing precision below 4-bit typically causes severe performance degradation or prohibitive retraining costs. In this paper, we propose EdgeRazor, a lightweight framework for LLMs via Mixed-Precision Quantization-Aware Distillation. It contains three modules: Structural Quantization with Mixed Precision for fine-grained control of bit-widths, Layer-Adaptive Feature Distillation that dynamically selects the most informative features for alignment, and Entropy-Aware KL Divergence for forward-reverse balance on both human-annotated and distilled datasets. Evaluations conducted on MobileLLM and Qwen families show that under weight-activation quantization, the 1.88-bit Qwen3-0.6B-EdgeRazor outperforms the state-of-the-art 2-bit baselines by 11.27 and surpasses the strongest 3-bit baselines by 4.38, while the quantized MobileLLM-350M-EdgeRazor requires a training budget 4-10$\times$ lower than the leading quantization-aware training method. In terms of efficiency, EdgeRazor achieves higher compression ratios at all bit-widths, and the 1.58-bit Qwen3-0.6B-EdgeRazor reduces storage from 1.11 GB to 0.19 GB while accelerating decoding by 15.16$\times$ over the 16-bit baseline. These results empirically validate the effectiveness and efficiency of EdgeRazor. The codes can be accessed from \href{https://github.com/zhangsq-nju/EdgeRazor}{GitHub} and \href{https://huggingface.co/collections/zhangsq-nju/edgerazor-nbit}{Huggingface}.

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### Single-Position Intervention Fails: Distributed Output Templates Drive In-Context Learning

Authors: Bryan Cheng, Jasper Zhang
Published: 2026-04-10
Categories: cs.LG, cs.CL
arXiv: https://arxiv.org/abs/2605.04061v1

Understanding how large language models encode task identity from few-shot demonstrations is a central open problem in mechanistic interpretability. Prior work uses linear probing to localize task representations, reporting high classification accuracy at specific layers. We reveal a striking dissociation: probing accuracy completely fails to predict causal importance. Single-position activation intervention achieves 0% task transfer across all 28 layers of Llama-3.2-3B-despite 100% probing accuracy at those same positions. This null result is itself a key finding, demonstrating that task encoding is fundamentally distributed. Multi-position intervention-replacing activations at all demonstration output tokens simultaneously-achieves up to 96% transfer (N=50, 95% CI: (87%, 99%)) at layer 8, pinpointing for the first time the causal locus of ICL task identity. We establish the generality of these findings across four models spanning three architecture families (LLaMA, Qwen, Gemma), discovering a universal intervention window at ~30% network depth. Causal tracing uncovers an asymmetric architecture: the query position is strictly necessary (53-100% disruption) while no individual demonstration position is necessary (0% disruption)-resolving a key ambiguity in prior accounts. Crucially, transfer depends on internal representation compatibility, not surface similarity (r=-0.05 vs r=0.31), ruling out trivial explanations. These results establish the distributed template hypothesis: ICL task identity is encoded as output format templates distributed across demonstration tokens, fundamentally reshaping our understanding of how in-context learning operates.

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### Lookahead Drifting Model

Authors: Guoqiang Zhang, Kenta Niwa, W. Bastiaan Kleijn
Published: 2026-04-10
Categories: cs.LG, cs.AI, cs.CV
arXiv: https://arxiv.org/abs/2605.04060v1

Recently, a new paradigm named \emph{drifting model} has been proposed for mapping distributions, which achieves the SOTA image generation performance over ImageNet via one-step neural functional evaluation (NFE). The basic idea is to compute a drifting term at each training iteration and then push the output of the model towards the direction of the drifting term. In this paper, we propose a \emph{lookahead drifting model}. At each training iteration, we compute a set of drifting terms sequentially. Each drifting term is calculated by making use of previously computed ones as well as the positive samples and the output of the model. %One key step is to properly scale the drifting terms so that their magnitudes are in a comparable range. In principle, the drifting terms obtained at a later stage capture higher order gradient information towards the positive samples. At each training iteration, the model is optimized by pushing its output towards the direction of the (weighted) summation of the drifting terms. Experimental results on toy examples and CIFAR10 demonstrate the better performance of the new method than the baseline.

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### Continual Distillation of Teachers from Different Domains

Authors: Nicolas Michel, Maorong Wang, Jiangpeng He, Toshihiko Yamasaki
Published: 2026-04-10
Categories: cs.LG, cs.CV
arXiv: https://arxiv.org/abs/2605.04059v1

Deep learning models continue to scale, with some requiring more storage than many large-scale datasets. Thus, we introduce a new paradigm: Continual Distillation (CD), where a student learns sequentially from a stream of teacher models without retaining access to earlier teachers. CD faces two challenges: teacher training data is unavailable, and teachers have varying expertise. We show that external unlabeled data enables Unseen Knowledge Transfer (UKT), allowing the student to acquire information from domains not present in the training data, while known to the teacher. We also show that sequential distillation causes Unseen Knowledge Forgetting (UKF) when transferred knowledge is lost after training on later teachers. To better trade off between UKT and UKF, we propose Self External Data Distillation (SE2D), a method that preserves logits on external data to stabilize learning across heterogeneous teachers. Experiments on multiple benchmarks show that SE2D reduces UKF and improves cross-domain generalization. The code and implementation for this work are publicly available at: https://github.com/Nicolas1203/continual_distillation.

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### MP-ISMoE: Mixed-Precision Interactive Side Mixture-of-Experts for Efficient Transfer Learning

Authors: Yutong Zhang, Zimeng Wu, Shangcai Liao, Shujiang Wu, Jiaxin Chen
Published: 2026-04-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2605.04058v1

Parameter-efficient transfer learning (PETL) has emerged as a pivotal paradigm for adapting pre-trained foundation models to downstream tasks, significantly reducing trainable parameters yet suffering from substantial memory overhead caused by gradient backpropagation during fine-tuning. While memory-efficient transfer learning (METL) circumvents this challenge by bypassing backbone gradient computation via lightweight small side networks, its stringent memory constraint severely limits learning capacity of side networks, thereby significantly compromising performance. To address these limitations, we propose a novel Mixed-Precision Interactive Side Mixture-of-Experts framework (MP-ISMoE). Specifically, we first propose a Gaussian Noise Perturbed Iterative Quantization (GNP-IQ) scheme to quantize weights into lower-bits while effectively decreasing quantization errors. By leveraging memory conserved from GNP-IQ, we subsequently employ Interactive Side Mixture-of-Experts (ISMoE) to scaling up side networks without sacrificing overall memory efficiency. Different from conventional mixture-of-experts, ISMoE learns to select optimal experts by interacting with salient features from frozen backbones, thus suppressing knowledge forgetting and boosting performance. Extensive experiments across diverse vision-language and language-only tasks demonstrate that MP-ISMoE remarkably promotes accuracy compared to state-of-the-art METL approaches, while maintaining comparable parameter and memory efficiency.

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### Structured Progressive Knowledge Activation for LLM-Driven Neural Architecture Search

Authors: Zhen Liu, Yuhan Liu, Jinjun Wang, Wei Song, Jianyi Liu, Jingwen Fu
Published: 2026-04-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2605.04057v3

This paper focuses on a key challenge in Neural Architecture Search (NAS): integrating established architectural knowledge while exploring new designs under expensive evaluations. Large language models (LLMs) are a promising assistant for NAS because they can translate rich architectural and coding priors into executable code edits. However, in practice, seemingly local revisions often propagate into non-local behavioral and performance shifts because a single edit can inadvertently couple multiple interacting functional factors, a phenomenon we refer to as functional entanglement. To make LLM knowledge usable under such entanglement, we propose Structured Progressive Knowledge Activation (SPARK), which activates relevant priors by explicitly selecting the functional factor to modify and conditioning the edit on that factor. This factor-conditioned editing reduces entangled side effects and yields more targeted, reliable architecture modifications. On CLRS-DFS, SPARK achieves a 28.1x sample-efficient architecture evolution speedup and yields a 22.9\% relative improvement in OOD accuracy. Our code is available at https://github.com/AIM-ResearchLab/SPARK.

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### Transformation Categorization Based on Group Decomposition Theory Using Parameter Division

Authors: Takayuki Komatsu, Yoshiyuki Ohmura, Yasuo Kuniyoshi
Published: 2026-04-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2605.04056v1

Representation learning seeks meaningful sensory representations without supervision and can model aspects of human development. Although many neural networks empirically learn useful features, a principled account of what makes a representation "good" remains elusive. We study unsupervised categorization of transformations between pairs of inputs under algebraic constraints. Classical disentanglement favors mutually independent factors and fails when factors are coupled. Our prior Galois-theoretic approach decomposes a group via normal subgroups by learning a product of two transformations with one factor constrained to a normal subgroup, covering both commutative and non-commutative cases. That method, however, relied on auxiliary assumptions (e.g., motion and isometry restrictions) not required by decomposition theory, and ablations did not separate theory-based from auxiliary effects. We propose parameter division for a single transformation: we split its parameter into components, impose homomorphism constraints mapping the full transformation to one component, and identify the normal subgroup as the set of transformations when that component is fixed to the identity. This formulation drops the previous auxiliary assumptions and applies more broadly. We evaluate on image pairs involving rotation, translation, and scale; ablations show that group-decomposition constraints drive appropriate categorization.

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### A Self-Attentive Meta-Optimizer with Group-Adaptive Learning Rates and Weight Decay

Authors: JiangBo Zhao, ZhaoXin Liu
Published: 2026-04-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2605.04055v1

Adaptive optimizers like AdamW apply uniform hyperparameters across all parameter groups, ignoring heterogeneous optimization dynamics across layers and modules. We address this limitation by proposing MetaAdamW - a new optimizer that integrates a self-attention mechanism to dynamically modulate per-group learning rates and weight decay. The modulation factors are produced by a lightweight Transformer encoder that operates on statistical features (gradient norms, momentum norms, correlations) extracted from each parameter group. To train the attention module, we introduce a meta-learning objective that combines gradient alignment, loss decrease, and generalization gap. A key novel contribution is the extension of homoscedastic uncertainty weighting (HUW) with task-specific priorities that directly scale the regularization terms - enabling domain knowledge to guide automatic loss balancing. Extensive experiments on five diverse tasks-time series forecasting (ETT), language modeling (WikiText-2), machine translation (Multi30k), image classification (CIFAR-10), and sentiment analysis (IMDB) - demonstrate that MetaAdamW consistently outperforms the standard AdamW baseline in terms of validation loss, accuracy, or perplexity. Depending on the task, MetaAdamW either reduces overall training time (by up to 17.11%) or improves performance (by up to 11.08%) while introducing only moderate overhead; in some cases, it can also mitigate issues of insufficient convergence caused by premature early stopping. Ablation studies validate the effectiveness of each component, including feature versions, grouping strategies, and the proposed priority-injected uncertainty weighting.

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