# Research Papers — 2026-04 · bundle page 199 of 233

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### Enhancing sample efficiency in reinforcement-learning-based flow control: replacing the critic with an adaptive reduced-order model

Authors: Zesheng Yao, Zhen-Hua Wan, Canjun Yang, Qingchao Xia, Mengqi Zhang
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04986v1

Model-free deep reinforcement learning (DRL) methods suffer from poor sample efficiency. To overcome this limitation, this work introduces an adaptive reduced-order-model (ROM)-based reinforcement learning framework for active flow control. In contrast to conventional actor--critic architectures, the proposed approach leverages a ROM to estimate the gradient information required for controller optimization. The design of the ROM structure incorporates physical insights. The ROM integrates a linear dynamical system and a neural ordinary differential equation (NODE) for estimating the nonlinearity in the flow. The parameters of the linear component are identified via operator inference, while the NODE is trained in a data-driven manner using gradient-based optimization. During controller--environment interactions, the ROM is continuously updated with newly collected data, enabling adaptive refinement of the model. The controller is then optimized through differentiable simulation of the ROM. The proposed ROM-based DRL framework is validated on two canonical flow control problems: Blasius boundary layer flow and flow past a square cylinder. For the Blasius boundary layer, the proposed method effectively reduces to a single-episode system identification and controller optimization process, yet it yields controllers that outperform traditional linear designs and achieve performance comparable to DRL approaches with minimal data. For the flow past a square cylinder, the proposed method achieves superior drag reduction with significantly fewer exploration data compared with DRL approaches. The work addresses a key component of model-free DRL control algorithms and lays the foundation for designing more sample-efficient DRL-based active flow controllers.

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### Effects of Generative AI Errors on User Reliance Across Task Difficulty

Authors: Jacy Reese Anthis, Hannah Cha, Solon Barocas, Alexandra Chouldechova, Jake Hofman
Published: 2026-04-05
Categories: cs.CY, cs.AI, cs.ET, cs.HC, cs.LG
arXiv: https://arxiv.org/abs/2604.04319v1

The capabilities of artificial intelligence (AI) lie along a jagged frontier, where AI systems surprisingly fail on tasks that humans find easy and succeed on tasks that humans find hard. To investigate user reactions to this phenomenon, we developed an incentive-compatible experimental methodology based on diagram generation tasks, in which we induce errors in generative AI output and test effects on user reliance. We demonstrate the interface in a preregistered 3x2 experiment (N = 577) with error rates of 10%, 30%, or 50% on easier or harder diagram generation tasks. We confirmed that observing more errors reduces use, but we unexpectedly found that easy-task errors did not significantly reduce use more than hard-task errors, suggesting that people are not averse to jaggedness in this experimental setting. We encourage future work that varies task difficulty at the same time as other features of AI errors, such as whether the jagged error patterns are easily learned.

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### How Long short-term memory artificial neural network, synthetic data, and fine-tuning improve the classification of raw EEG data

Authors: Albert Nasybullin, Vladimir Maksimenko, Semen Kurkin
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04316v1

In this paper, we discuss a Machine Learning pipeline for the classification of EEG data. We propose a combination of synthetic data generation, long short-term memory artificial neural network (LSTM), and fine-tuning to solve classification problems for experiments with implicit visual stimuli, such as the Necker cube with different levels of ambiguity. The developed approach increased the quality of the classification model of raw EEG data.

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### Convolutional Neural Network and Adversarial Autoencoder in EEG images classification

Authors: Albert Nasybullin, Semen Kurkin
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04313v1

In this paper, we consider applying computer vision algorithms for the classification problem one faces in neuroscience during EEG data analysis. Our approach is to apply a combination of computer vision and neural network methods to solve human brain activity classification problems during hand movement. We pre-processed raw EEG signals and generated 2D EEG topograms. Later, we developed supervised and semi-supervised neural networks to classify different motor cortex activities.

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### Out-of-Air Computation: Enabling Structured Extraction from Wireless Superposition

Authors: Seyed Mohammad Azimi-Abarghouyi
Published: 2026-04-05
Categories: cs.IT, cs.DC, cs.LG
arXiv: https://arxiv.org/abs/2604.04312v1

Over-the-air computation (AirComp) has traditionally been built on the principle of pre-embedding computation into transmitted waveforms or on exploiting massive antenna arrays, often requiring the wireless multiple-access channel (MAC) to operate under conditions that approximate an ideal computational medium. This paper introduces a new computation framework, termed out-of-air computation (AirCPU), which establishes a joint source-channel coding foundation in which computation is not embedded before transmission but is instead extracted from the wireless superposition by exploiting structured coding. AirCPU operates directly on continuous-valued device data, avoiding the need for a separate source quantization stage, and employs a multi-layer nested lattice architecture that enables progressive resolution by decomposing each input into hierarchically scaled components, all transmitted over a common bounded digital constellation under a fixed power constraint. We formalize the notion of decoupled resolution, showing that in operating regimes where the decoding error probability is sufficiently small, the impact of channel noise and finite constellation constraints on distortion becomes negligible, and the resulting computation error is primarily determined by the target resolution set by the finest lattice. For fading MACs, we further introduce collective and successive computation mechanisms, in addition to the proposed direct computation, which exploit multiple decoded integer-coefficient functions and side-information functions as structural representations of the wireless superposition to significantly expand the reliable operating regime; in this context, we formulate and characterize the underlying reliability conditions and integer optimization problems, and develop a structured low-complexity two-group approximation to address them.

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### HighFM: Towards a Foundation Model for Learning Representations from High-Frequency Earth Observation Data

Authors: Stella Girtsou, Konstantinos Alexis, Giorgos Giannopoulos, Charalambos Kontoes
Published: 2026-04-05
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2604.04306v3

The increasing frequency and severity of climate related disasters have intensified the need for real time monitoring, early warning, and informed decision-making. Earth Observation (EO), powered by satellite data and Machine Learning (ML), offers powerful tools to meet these challenges. Foundation Models (FMs) have revolutionized EO ML by enabling general-purpose pretraining on large scale remote sensing datasets. However most existing models rely on high-resolution satellite imagery with low revisit rates limiting their suitability for fast-evolving phenomena and time critical emergency response. In this work, we present HighFM, a first cut approach towards a FM for high temporal resolution, multispectral EO data. Leveraging over 2 TB of SEVIRI imagery from the Meteosat Second Generation (MSG) platform, we adapt the SatMAE masked autoencoding framework to learn robust spatiotemporal representations. To support real time monitoring, we enhance the original architecture with fine grained temporal encodings to capture short term variability. The pretrained models are then finetuned on cloud masking and active fire detection tasks. We benchmark our SEVIRI pretrained Vision Transformers against traditional baselines and recent geospatial FMs, demonstrating consistent gains across both balanced accuracy and IoU metrics. Our results highlight the potential of temporally dense geostationary data for real-time EO, offering a scalable path toward foundation models for disaster detection and tracking.

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### CavMerge: Merging K-means Based on Local Log-Concavity

Authors: Zhili Qiao, Wangqian Ju, Peng Liu
Published: 2026-04-05
Categories: stat.ME, cs.LG
arXiv: https://arxiv.org/abs/2604.04302v1

K-means clustering, a classic and widely-used clustering technique, is known to exhibit suboptimal performance when applied to non-linearly separable data. Numerous adjustments and modifications have been proposed to address this issue, including methods that merge K-means results from a relatively large K to obtain a final cluster assignment. However, existing methods of this nature often encounter computational inefficiencies and suffer from hyperparameter tuning. Here we present \emph{CavMerge}, a novel K-means merging algorithm that is intuitive, free of parameter tuning, and computationally efficient. Operating under minimal local distributional assumptions, our algorithm demonstrates strong consistency and rapid convergence guarantees. Empirical studies on various simulated and real datasets demonstrate that our method yields more reliable clusters in comparison to current state-of-the-art algorithms.

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### High-Stakes Personalization: Rethinking LLM Customization for Individual Investor Decision-Making

Authors: Yash Ganpat Sawant
Published: 2026-04-05
Categories: cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2604.04300v1

Personalized LLM systems have advanced rapidly, yet most operate in domains where user preferences are stable and ground truth is either absent or subjective. We argue that individual investor decision-making presents a uniquely challenging domain for LLM personalization - one that exposes fundamental limitations in current customization paradigms. Drawing on our system, built and deployed for AI-augmented portfolio management, we identify four axes along which individual investing exposes fundamental limitations in standard LLM customization: (1) behavioral memory complexity, where investor patterns are temporally evolving, self-contradictory, and financially consequential; (2) thesis consistency under drift, where maintaining coherent investment rationale over weeks or months strains stateless and session-bounded architectures; (3) style-signal tension, where the system must simultaneously respect personal investment philosophy and surface objective evidence that may contradict it; and (4) alignment without ground truth, where personalization quality cannot be evaluated against a fixed label set because outcomes are stochastic and delayed. We describe the architectural responses that emerged from building the system and propose open research directions for personalized NLP in high-stakes, temporally extended decision domains.

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### A Persistent Homology Design Space for 3D Point Cloud Deep Learning

Authors: Prachi Kudeshia, Jiju Poovvancheri, Amr Ghoneim, Dong Chen
Published: 2026-04-05
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2604.04299v1

Persistent Homology (PH) offers stable, multi-scale descriptors of intrinsic shape structure by capturing connected components, loops, and voids that persist across scales, providing invariants that complement purely geometric representations of 3D data. Yet, despite strong theoretical guarantees and increasing empirical adoption, its integration into deep learning for point clouds remains largely ad hoc and architecturally peripheral. In this work, we introduce a unified design space for Persistent-Homology driven learning in 3D point clouds (3DPHDL), formalizing the interplay between complex construction, filtration strategy, persistence representation, neural backbone, and prediction task. Beyond the canonical pipeline of diagram computation and vectorization, we identify six principled injection points through which topology can act as a structural inductive bias reshaping sampling, neighborhood graphs, optimization dynamics, self-supervision, output calibration, and even internal network regularization. We instantiate this framework through a controlled empirical study on ModelNet40 classification and ShapeNetPart segmentation, systematically augmenting representative backbones (PointNet, DGCNN, and Point Transformer) with persistence diagrams, images, and landscapes, and analyzing their impact on accuracy, robustness to noise and sampling variation, and computational scalability. Our results demonstrate consistent improvements in topology-sensitive discrimination and part consistency, while revealing meaningful trade-offs between representational expressiveness and combinatorial complexity. By viewing persistent homology not merely as an auxiliary feature but as a structured component within the learning pipeline, this work provides a systematic framework for incorporating topological reasoning into 3D point cloud learning.

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### PanLUNA: An Efficient and Robust Query-Unified Multimodal Model for Edge Biosignal Intelligence

Authors: Marija Zelic, Anna Tegon, Yawei Li, Thorir Mar Ingolfsson, Luca Benini
Published: 2026-04-05
Categories: cs.AI
arXiv: https://arxiv.org/abs/2604.04297v1

Physiological foundation models (FMs) have shown promise for biosignal representation learning, yet most remain confined to a single modality such as EEG, ECG, or PPG, largely because paired multimodal datasets are scarce. In this paper, we present PanLUNA, a compact 5.4M-parameter pan-modal FM that jointly processes EEG, ECG, and PPG within a single shared encoder. Extending LUNA's channel-unification module, PanLUNA treats multimodal channels as entries in a unified query set augmented with sensor-type embeddings, enabling efficient cross-modal early fusion while remaining inherently robust to missing modalities at inference time. Despite its small footprint, PanLUNA matches or exceeds models up to 57$\times$ larger: 81.21% balanced accuracy on TUAB abnormal EEG detection and state-of-the-art 0.7416 balanced accuracy on HMC multimodal sleep staging. Quantization-aware training with INT8 weights recovers $\geq$96% of full-precision performance, and deployment on the GAP9 ultra-low-power RISC-V microcontroller for wearables achieves 325.6 ms latency and 18.8 mJ per 10-second, 12-lead ECG inference, and 1.206 s latency at 68.65 mJ for multimodal 5-channel sleep staging over 30-second epochs.

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### Adaptive Cost-Efficient Evaluation for Reliable Patent Claim Generation

Authors: Yongmin Yoo, Qiongkai Xu, Longbing Cao
Published: 2026-04-05
Categories: cs.CL
arXiv: https://arxiv.org/abs/2604.04295v3

Automated patent claim validation demands low error tolerance. However, existing approaches face a rigidity-resource dilemma: lightweight encoders cannot track long-range legal dependencies, while exhaustive LLM verification incurs 4-5X higher overhead at million-claim scale. A naive confidence-based cascade cannot resolve this because binary validity scores fail to distinguish structurally distinct error types which require different reasoning depths. We propose a two-stage framework: Adaptive Cost-efficient Evaluation (ACE), which exploits the categorical structure of patent errors for uncertainty-aware routing. In the first stage, a fine-tuned encoder projects claims into a K+1 distribution over legal error types, whose predictive entropy serves as the routing signal. Claims exceeding an entropy threshold are escalated to the second stage, where an expert LLM executes a schema-constrained Chain-of-Patent-Thought (CoPT) protocol to map claim elements against 35 U.S.C. standards whose schema constraint reduces per-claim latency by 42% while producing legally grounded verdicts. We further present a 40,000-claim dataset ACE-40k with MPEP-grounded annotations, where ACE surpasses competitive baselines including a supervised 70B-parameter LLM while reducing costs by 78%. On real USPTO rejection data, the routing mechanism transfers without re-calibration, reducing inference time by 60% while maintaining competitive recall.

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### Correcting Source Mismatch in Flow Matching with Radial-Angular Transport

Authors: Fouad Oubari, Mathilde Mougeot
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04291v1

Flow Matching is typically built from Gaussian sources and Euclidean probability paths. For heavy-tailed or anisotropic data, however, a Gaussian source induces a structural mismatch already at the level of the radial distribution. We introduce \textit{Radial--Angular Flow Matching (RAFM)}, a framework that explicitly corrects this source mismatch within the standard simulation-free Flow Matching template. RAFM uses a source whose radial law matches that of the data and whose conditional angular distribution is uniform on the sphere, thereby removing the Gaussian radial mismatch by construction. This reduces the remaining transport problem to angular alignment, which leads naturally to conditional paths on scaled spheres defined by spherical geodesic interpolation. The resulting framework yields explicit Flow Matching targets tailored to radial--angular transport without modifying the underlying deterministic training pipeline. We establish the exact density of the matched-radial source, prove a radial--angular KL decomposition that isolates the Gaussian radial penalty, characterize the induced target vector field, and derive a stability result linking Flow Matching error to generation error. We further analyze empirical estimation of the radial law, for which Wasserstein and CDF metrics provide natural guarantees. Empirically, RAFM substantially improves over standard Gaussian Flow Matching and remains competitive with recent non-Gaussian alternatives while preserving a lightweight deterministic training procedure. Overall, RAFM provides a principled source-and-path design for Flow Matching on heavy-tailed and extreme-event data.

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### DAGAF: A directed acyclic generative adversarial framework for joint structure learning and tabular data synthesis

Authors: Hristo Petkov, Calum MacLellan, Feng Dong
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04290v1

Understanding the causal relationships between data variables can provide crucial insights into the construction of tabular datasets. Most existing causality learning methods typically focus on applying a single identifiable causal model, such as the Additive Noise Model (ANM) or the Linear non-Gaussian Acyclic Model (LiNGAM), to discover the dependencies exhibited in observational data. We improve on this approach by introducing a novel dual-step framework capable of performing both causal structure learning and tabular data synthesis under multiple causal model assumptions. Our approach uses Directed Acyclic Graphs (DAG) to represent causal relationships among data variables. By applying various functional causal models including ANM, LiNGAM and the Post-Nonlinear model (PNL), we implicitly learn the contents of DAG to simulate the generative process of observational data, effectively replicating the real data distribution. This is supported by a theoretical analysis to explain the multiple loss terms comprising the objective function of the framework. Experimental results demonstrate that DAGAF outperforms many existing methods in structure learning, achieving significantly lower Structural Hamming Distance (SHD) scores across both real-world and benchmark datasets (Sachs: 47%, Child: 11%, Hailfinder: 5%, Pathfinder: 7% improvement compared to state-of-the-art), while being able to produce diverse, high-quality samples.

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### Poisoned Identifiers Survive LLM Deobfuscation: A Case Study on Claude Opus 4.6

Authors: Luis Guzmán Lorenzo
Published: 2026-04-05
Categories: cs.CR, cs.AI, cs.SE
arXiv: https://arxiv.org/abs/2604.04289v1

When an LLM deobfuscates JavaScript, can poisoned identifier names in the string table survive into the model's reconstructed code, even when the model demonstrably understands the correct semantics? Using Claude Opus 4.6 across 192 inference runs on two code archetypes (force-directed graph simulation, A* pathfinding; 50 conditions, N=3-6), we found three consistent patterns: (1) Poisoned names persisted in every baseline run on both artifacts (physics: 8/8; pathfinding: 5/5). Matched controls showed this extends to terms with zero semantic fit when the string table does not form a coherent alternative domain. (2) Persistence coexisted with correct semantic commentary: in 15/17 runs the model wrote wrong variable names while correctly describing the actual operation in comments. (3) Task framing changed persistence: explicit verification prompts had no effect (12/12 across 4 variants), but reframing from "deobfuscate this" to "write a fresh implementation" reduced propagation from 100% to 0-20% on physics and to 0% on pathfinding, while preserving the checked algorithmic structure. Matched-control experiments showed zero-fit terms persist at the same rate when the replacement table lacks a coherent alternative-domain signal. Per-term variation in earlier domain-gradient experiments is confounded with domain-level coherence and recoverability. These observations are from two archetypes on one model family (Opus 4.6 primary; Haiku 4.5 spot-check). Broader generalization is needed

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### Entropy, Disagreement, and the Limits of Foundation Models in Genomics

Authors: Maxime Rochkoulets, Lovro Vrček, Mile Šikić
Published: 2026-04-05
Categories: cs.LG, cs.CL, q-bio.GN
arXiv: https://arxiv.org/abs/2604.04287v2

Foundation models in genomics have shown mixed success compared to their counterparts in natural language processing. Yet, the reasons for their limited effectiveness remain poorly understood. In this work, we investigate the role of entropy as a fundamental factor limiting the capacities of such models to learn from their training data and develop foundational capabilities. We train ensembles of models on text and DNA sequences and analyze their predictions, static embeddings, and empirical Fisher information flow. We show that the high entropy of genomic sequences -- from the point of view of unseen token prediction -- leads to near-uniform output distributions, disagreement across models, and unstable static embeddings, even for models that are matched in architecture, training and data. We then demonstrate that models trained on DNA concentrate Fisher information in embedding layers, seemingly failing to exploit inter-token relationships. Our results suggest that self-supervised training from sequences alone may not be applicable to genomic data, calling into question the assumptions underlying current methodologies for training genomic foundation models.

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### Preservation Is Not Enough for Width Growth: Regime-Sensitive Selection of Dense LM Warm Starts

Authors: Eren Unlu
Published: 2026-04-05
Categories: cs.AI
arXiv: https://arxiv.org/abs/2604.04281v1

Width expansion offers a practical route to reuse smaller causal-language-model checkpoints, but selecting a widened warm start is not solved by zero-step preservation alone. We study dense width growth as a candidate-selection problem over full training states, including copied weights, optimizer moments, and scheduler state. In a small-scale TinyStories proxy, we compare exact-copy, perturbative, asymmetric-reset, and structured non-clone warm starts under matched continuation budgets. We evaluate zero-step preservation, short-lag probe metrics, and downstream continuation utility in deterministic and stochastic regimes. The picture is mixed and partially replicated through a reduced-pool seed-1 check. Exact-copy symmetric warm starts rank first in every completed 16-step probe and in the completed stochastic 128-step continuations at seed-0 steps 1000 and 2000 plus reduced seed-1 step 2000. By contrast, the structured non-clone challenger wins deterministic 128-step continuation. Early escape from the inherited cloned subspace is therefore not a universal selector: it helps in long deterministic continuation, but it misleads at short lag and under stochastic continuation. The result is narrow but useful: for dense width growth at this scale, preservation is not a universal ranking criterion, and the best replacement signal depends on both regime and lag budget.

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### InferenceEvolve: Towards Automated Causal Effect Estimators through Self-Evolving AI

Authors: Can Wang, Hongyu Zhao, Yiqun Chen
Published: 2026-04-05
Categories: cs.AI, cs.CE, stat.AP
arXiv: https://arxiv.org/abs/2604.04274v1

Causal inference is central to scientific discovery, yet choosing appropriate methods remains challenging because of the complexity of both statistical methodology and real-world data. Inspired by the success of artificial intelligence in accelerating scientific discovery, we introduce InferenceEvolve, an evolutionary framework that uses large language models to discover and iteratively refine causal methods. Across widely used benchmarks, InferenceEvolve yields estimators that consistently outperform established baselines: against 58 human submissions in a recent community competition, our best evolved estimator lay on the Pareto frontier across two evaluation metrics. We also developed robust proxy objectives for settings without semi-synthetic outcomes, with competitive results. Analysis of the evolutionary trajectories shows that agents progressively discover sophisticated strategies tailored to unrevealed data-generating mechanisms. These findings suggest that language-model-guided evolution can optimize structured scientific programs such as causal inference, even when outcomes are only partially observed.

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### Loop-Extrusion Linkage: Spectral Ordering and Interval-Based Structure Discovery for Continuous Optimization

Authors: Eren Unlu
Published: 2026-04-05
Categories: cs.NE
arXiv: https://arxiv.org/abs/2604.04273v1

The rapid growth of nature-inspired metaheuristics has exposed a persistent gap between metaphorical novelty and genuine algorithmic advancement. Motivated by the biophysics of chromatin loop extrusion -- a well-characterized genome-folding process driven by SMC motor complexes and conditional barriers -- we introduce the Loop-Extrusion Linkage (LEL) operator, a structure-learning wrapper that combines online variable-interaction estimation, spectral seriation via the Fiedler vector, and adaptive interval-based subspace search. LEL constructs a sparse interaction graph from successful optimization steps, derives a heuristic one-dimensional variable ordering, and generates overlapping evaluation subsets through stochastic interval growth modulated by learned boundary-crossing probabilities. We evaluate LEL on six synthetic diagnostic functions at d=96 designed to probe specific structural hypotheses -- contiguous blocks, permuted blocks, overlapping windows, banded chains, separable controls, and dense rotated couplings -- across 10^4 and 5 x 10^4 evaluation budgets with 15 independent seeds. Results are assessed via the Wilcoxon signed-rank test with Holm-Bonferroni correction and Vargha-Delaney A12 effect sizes. At 10^4 evaluations, Full LEL achieves the best median log-gap on 3 of 6 functions significantly outperforming all ablations and jSO on the structured tasks. At 5 x 10^4 evaluations, simpler ablations and baselines often surpass the full method, indicating that the adaptive barrier mechanism may over-constrain late-stage search on uniformly partitioned landscapes. The strongest supported finding is that learned spectral ordering consistently improves over graph-only grouping and random variable ordering, suggesting that interaction-graph seriation is the most valuable component of the proposed framework.

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### A Family of Open Time-Series Foundation Models for the Radio Access Network

Authors: Ioannis Panitsas, Leandros Tassiulas
Published: 2026-04-05
Categories: cs.NI, cs.LG
arXiv: https://arxiv.org/abs/2604.04271v1

The Radio Access Network (RAN) is evolving into a programmable and disaggregated infrastructure that increasingly relies on AI-native algorithms for optimization and closed-loop control. However, current RAN intelligence is still largely built from task-specific models tailored to individual functions, resulting in model fragmentation, limited knowledge sharing across tasks, poor generalization, and increased system complexity. To address these limitations, we introduce TimeRAN, a unified multi-task learning framework for time-series modeling in the RAN. TimeRAN leverages a lightweight time-series foundation model with few task-specific heads to learn transferable representations that can be efficiently adapted across diverse tasks with limited supervision. To enable large-scale pretraining, we further curate and open-source TimeRAN DataPile, the largest time-series corpus for RAN analytics to date, comprising over 355K time series and 0.56B measurements across diverse telemetry sources, protocol layers, and deployment scenarios. We evaluate TimeRAN across a comprehensive set of RAN analytics tasks, including anomaly detection, classification, forecasting, and imputation, and show that it achieves state-of-the-art performance with minimal or no task-specific fine-tuning. Finally, we integrate TimeRAN into a proof-of-concept 5G testbed and demonstrate that it operates efficiently with limited resource requirements in real-world scenarios.

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### A Logical-Rule Autoencoder for Interpretable Recommendations

Authors: Jinhao Pan, Bowen Wei, Ziwei Zhu
Published: 2026-04-05
Categories: cs.IR, cs.LG
arXiv: https://arxiv.org/abs/2604.04270v1

Most deep learning recommendation models operate as black boxes, relying on latent representations that obscure their decision process. This lack of intrinsic interpretability raises concerns in applications that require transparency and accountability. In this work, we propose a Logical-rule Interpretable Autoencoder (LIA) for collaborative filtering that is interpretable by design. LIA introduces a learnable logical rule layer in which each rule neuron is equipped with a gate parameter that automatically selects between AND and OR operators during training, enabling the model to discover diverse logical patterns directly from data. To support functional completeness without doubling the input dimensionality, LIA encodes negation through the sign of connection weights, providing a parameter-efficient mechanism for expressing both positive and negated item conditions within each rule. By learning explicit, human-readable reconstruction rules, LIA allows users to directly trace the decision process behind each recommendation. Extensive experiments show that our method achieves improved recommendation performance over traditional baselines while remaining fully interpretable. Code and data are available at https://github.com/weibowen555/LIA.

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### Beyond Fluency: Toward Reliable Trajectories in Agentic IR

Authors: Anushree Sinha, Srivaths Ranganathan, Debanshu Das, Abhishek Dharmaratnakar
Published: 2026-04-05
Categories: cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.04269v2

Information Retrieval is shifting from passive document ranking toward autonomous agentic workflows that operate in multi-step Reason-Act-Observe loops. In such long-horizon trajectories, minor early errors can cascade, leading to functional misalignment between internal reasoning and external tool execution despite continued linguistic fluency. This position paper synthesizes failure modes observed in industrial agentic systems, categorizing errors across planning, retrieval, reasoning, and execution. We argue that safe deployment requires moving beyond endpoint accuracy toward trajectory integrity and causal attribution. To address compounding error and deceptive fluency, we propose verification gates at each interaction unit and advocate systematic abstention under calibrated uncertainty. Reliable Agentic IR systems must prioritize process correctness and grounded execution over plausible but unverified completion.

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### Governance-Constrained Agentic AI: Blockchain-Enforced Human Oversight for Safety-Critical Wildfire Monitoring

Authors: Ali Akarma, Toqeer Ali Syed, Salman Jan, Hammad Muneer, Abdul Khadar Jilani
Published: 2026-04-05
Categories: cs.CR, cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2604.04265v1

The AI-based sensing and autonomous monitoring have become the main components of wildfire early detection, but current systems do not provide adaptive inter-agent coordination, structurally defined human control, and cryptographically verifiable responsibility. Purely autonomous alert dissemination in the context of safety critical disasters poses threats of false alarming, governance failure and lack of trust in the system. This paper provides a blockchain-based governance-conscious agentic AI architecture of trusted wildfire early warning. The monitoring of wildfires is modeled as a constrained partially observable Markov decision process (POMDP) that accounts for the detection latency, false alarms reduction and resource consumption with clear governance constraints. Hierarchical multi-agent coordination means dynamic risk-adaptive reallocation of unmanned aerial vehicles (UAVs). With risk-adaptive policies, a permissioned blockchain layer sets mandatory human-authorization as a state-transition invariant as a smart contract. We build formal assurances such as integrity of alerts, human control, non-repudiation and limited detection latency assumptions of Byzantine fault. Security analysis shows that it is resistant to alert injections, replays, and tampering attacks. High-fidelity simulation environment experimental evaluation of governance enforcement demonstrates that it presents limited operational overhead and decreases false public alerts and maintains adaptive detection performance. This work is a step towards a principled design paradigm of reliable AI systems by incorporating accountability into the agentic control loop of disaster intelligence systems that demand safety in their application.

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### Avoiding Non-Integrable Beliefs in Expectation Propagation

Authors: Zilu Zhao, Jichao Chen, Dirk Slock
Published: 2026-04-05
Categories: stat.ML, cs.IT, cs.LG, eess.SP, stat.AP
arXiv: https://arxiv.org/abs/2604.04264v1

Expectation Propagation (EP) is a widely used iterative message-passing algorithm that decomposes a global inference problem into multiple local ones. It approximates marginal distributions as ``beliefs'' using intermediate functions called ``messages''. It has been shown that the stationary points of EP are the same as corresponding constrained Bethe Free Energy (BFE) optimization problem. Therefore, EP is an iterative method of optimizing the constrained BFE. However, the iterative method may fall out of the feasible set of the BFE optimization problem, i.e., the beliefs are not integrable. In most literature, the authors use various methods to keep all the messages integrable. In most Bayesian estimation problems, limiting the messages to be integrable shrinks the actual feasible set. Furthermore, in extreme cases where the factors are not integrable, making the message itself integrable is not enough to have integrable beliefs. In this paper, two EP frameworks are proposed to ensure that EP has integrable beliefs. Both of the methods allows non-integrable messages. We then investigate the signal recovery problem in Generalized Linear Model (GLM) using our proposed methods.

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### Commercial Persuasion in AI-Mediated Conversations

Authors: Francesco Salvi, Alejandro Cuevas, Manoel Horta Ribeiro
Published: 2026-04-05
Categories: cs.CY, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2604.04263v1

As Large Language Models (LLMs) become a primary interface between users and the web, companies face growing economic incentives to embed commercial influence into AI-mediated conversations. We present two preregistered experiments (N = 2,012) in which participants selected a book to receive from a large eBook catalog using either a traditional search engine or a conversational LLM agent powered by one of five frontier models. Unbeknownst to participants, a fifth of all products were randomly designated as sponsored and promoted in different ways. We find that LLM-driven persuasion nearly triples the rate at which users select sponsored products compared to traditional search placement (61.2% vs. 22.4%), while the vast majority of participants fail to detect any promotional steering. Explicit "Sponsored" labels do not significantly reduce persuasion, and instructing the model to conceal its intent makes its influence nearly invisible (detection accuracy &lt; 10%). Altogether, our results indicate that conversational AI can covertly redirect consumer choices at scale, and that existing transparency mechanisms may be insufficient to protect users.

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### Agents for Agents: An Interrogator-Based Secure Framework for Autonomous Internet of Underwater Things

Authors: Ali Akarma, Toqeer Ali Syed, Abdul Khadar Jilani, Salman Jan, Hammad Muneer, Muazzam A. Khan, Changli Yu
Published: 2026-04-05
Categories: cs.MA, cs.AI, cs.CR
arXiv: https://arxiv.org/abs/2604.04262v1

Autonomous underwater vehicles (AUVs) and sensor nodes increasingly support decentralized sensing and coordination in the Internet of Underwater Things (IoUT), yet most deployments rely on static trust once authentication is established, leaving long-duration missions vulnerable to compromised or behaviorally deviating agents. In this paper, an interrogator based structure is presented that incorporates the idea of behavioral trust monitoring into underwater multi-agent operation without interfering with autonomy. Privileged interrogator module is a passive communication metadata analyzer that uses a lightweight transformer model to calculate dynamic trust scores, which are used to authorize the forwarding of mission critical data. Suspicious agents cause proportional monitoring and conditional restrictions, which allow fast containment and maintain network continuity. The evidence of trust is stored in a permissioned blockchain consortium which offers identity management which is not tampered and is decentralized without causing the overhead of public consensus mechanisms. Simulation based analysis shows that the evaluation of the result compares to a relative improvement of 21.7% in the detection accuracy compared to the static trust baselines with limited energy overhead. These findings suggest that behavior driven validation has the capability of reinforcing underwater coordination without compromising scalability and deployment.

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### APPA: Adaptive Preference Pluralistic Alignment for Fair Federated RLHF of LLMs

Authors: Mahmoud Srewa, Tianyu Zhao, Salma Elmalaki
Published: 2026-04-05
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.04261v1

Aligning large language models (LLMs) with diverse human preferences requires pluralistic alignment, where a single model must respect the values of multiple distinct groups simultaneously. In federated reinforcement learning from human feedback (FedRLHF), these groups align a shared policy without centralizing preference data, which makes fair reward aggregation essential. Existing aggregation methods exhibit clear trade offs: average based aggregation systematically under aligns worst performing groups, while min aggregation prioritizes worst group performance at the cost of overall alignment. We propose APPA, an Adaptive Preference Pluralistic Alignment framework that dynamically reweights group level rewards based on historical alignment rewards. Our approach prioritizes under aligned groups without degrading well aligned ones, while requiring no access to raw preference data. Integrated into a proximal policy optimization (PPO) based FedRLHF pipeline and evaluated on GLOBALQA and OQA across three model families (Gemma 2 2B, Llama 3.2 3B, Qwen3 0.6B), APPA achieves strong fairness alignment trade offs, improving worst group alignment by up to 28% over average aggregation while maintaining higher overall alignment than min aggregation across most configurations.

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### Context Engineering: A Practitioner Methodology for Structured Human-AI Collaboration

Authors: Elias Calboreanu
Published: 2026-04-05
Categories: cs.AI, cs.HC
arXiv: https://arxiv.org/abs/2604.04258v1

The quality of AI-generated output is often attributed to prompting technique, but extensive empirical observation suggests that context completeness may be more strongly associated with output quality. This paper introduces Context Engineering, a structured methodology for assembling, declaring, and sequencing the complete informational payload that accompanies a prompt to an AI tool. Context Engineering defines a five-role context package structure (Authority, Exemplar, Constraint, Rubric, Metadata), applies a staged four-phase pipeline (Reviewer to Design to Builder to Auditor), and applies formal models from reliability engineering and information theory as post hoc interpretive lenses on context quality. In an observational study of 200 documented interactions across four AI tools (Claude, ChatGPT, Cowork, Codex), incomplete context was associated with 72% of iteration cycles. Structured context assembly was associated with a reduction from 3.8 to 2.0 average iteration cycles per task and an improvement in first-pass acceptance from 32% to 55%. Among structured interactions, 110 of 200 were accepted on first pass compared with 16 of 50 baseline interactions; when iteration was permitted, the final success rate reached 91.5% (183 of 200). These results are observational and reflect a single-operator dataset without controlled comparison. Preliminary corroboration is provided by a companion production automation system with eleven operating lanes and 2,132 classified tickets.

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### Towards Unveiling Vulnerabilities of Large Reasoning Models in Machine Unlearning

Authors: Aobo Chen, Chenxu Zhao, Chenglin Miao, Mengdi Huai
Published: 2026-04-05
Categories: cs.LG, cs.CR
arXiv: https://arxiv.org/abs/2604.04255v1

Large language models (LLMs) possess strong semantic understanding, driving significant progress in data mining applications. This is further enhanced by large reasoning models (LRMs), which provide explicit multi-step reasoning traces. On the other hand, the growing need for the right to be forgotten has driven the development of machine unlearning techniques, which aim to eliminate the influence of specific data from trained models without full retraining. However, unlearning may also introduce new security vulnerabilities by exposing additional interaction surfaces. Although many studies have investigated unlearning attacks, there is no prior work on LRMs. To bridge the gap, we first in this paper propose LRM unlearning attack that forces incorrect final answers while generating convincing but misleading reasoning traces. This objective is challenging due to non-differentiable logical constraints, weak optimization effect over long rationales, and discrete forget set selection. To overcome these challenges, we introduce a bi-level exact unlearning attack that incorporates a differentiable objective function, influential token alignment, and a relaxed indicator strategy. To demonstrate the effectiveness and generalizability of our attack, we also design novel optimization frameworks and conduct comprehensive experiments in both white-box and black-box settings, aiming to raise awareness of the emerging threats to LRM unlearning pipelines.

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### MC-CPO: Mastery-Conditioned Constrained Policy Optimization for Pedagogically Safe Intelligent Tutoring Systems

Authors: Oluseyi Olukola, Nick Rahimi
Published: 2026-04-05
Categories: cs.AI, cs.CY, cs.LG
arXiv: https://arxiv.org/abs/2604.04251v2

Intelligent tutoring systems increasingly rely on reinforcement learning to personalise instruction, yet optimising for observable engagement signals can systematically decouple learner activity from genuine knowledge acquisition. Analysing over 21 million student interactions across two deployed platforms, we find engagement events without corresponding mastery gains occur in 26.5% of interactions on Junyi Academy (72,758 students) and 3.1% on XES3G5M (14,453 students, NeurIPS 2023), confirming this pattern is directly observable in deployed educational technology at scale. We introduce Mastery-Conditioned Constrained Policy Optimisation (MC-CPO), a reinforcement learning framework that addresses this problem structurally. MC-CPO conditions the admissible instructional action space on learner mastery state: a concept becomes available only when prerequisite knowledge meets a mastery threshold, yielding an action space that expands naturally as learners acquire knowledge. Pedagogical safety constraints are enforced by construction, with formal guarantees of structural prerequisite safety, primal-dual convergence, and strict dominance over post-hoc filtering. MC-CPO is the only method to reduce reward hacking severity across all conditions. Mean per-episode mastery gain increases by 18.3% on Junyi Academy and 54.0% on XES3G5M relative to all baselines, while competitive engagement performance is maintained. These results support structural constraint modelling as a principled foundation for safer adaptive instructional policies in deployed tutoring systems.

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### CAWN: Continuous Acoustic Wave Networks for Autoregressive Language Modeling

Authors: Dejan Čugalj, Aleksandar Jevremovic
Published: 2026-04-05
Categories: cs.CL
arXiv: https://arxiv.org/abs/2604.04250v1

Modern Large Language Models (LLMs) rely on Transformer self-attention, which scales quadratically with sequence length. Recent linear-time alternatives, like State Space Models (SSMs), often suffer from signal degradation over extended contexts. We introduce the Continuous Acoustic Wave Network (CAWN), a fully continuous sequence-mixing architecture. Instead of discrete matrix-based attention, CAWN projects hidden states into multi-headed complex-domain phasors, achieving sequence mixing through a causal, $O(L)$ Phase Accumulation mechanism. To prevent signal degradation over ultra-long contexts, we introduce a dual-gated Selective Phase Resonance mechanism incorporating Frequency-Dependent Retention, Hard-Threshold Gating via Straight-Through Estimation, and a Temporal Syntax Cache to capture short-term local dependencies. We also replace standard dense linear projections with Depth-wise Harmonic Convolutions for optimal spatial frequency mixing, augmented by Block Attention Residuals for depth-wise state routing. Scaled to a 150M-parameter model, CAWN utilizes custom Triton kernels for hardware-efficient, true-complex phase accumulation in float32. Trained via a continuous streaming loop on a 100-Billion-token corpus, the prototype is evaluated at a 5-Billion-token milestone. Empirical evaluations via a Targeted Semantic Retrieval protocol demonstrate robust vocabulary acquisition and extended explicitly learned contextual denoising. By leveraging $O(1)$ state-passing via chunked prefill, the model retrieves targeted information across 2,000,000 tokens while strictly plateauing at 8.72 GB of Peak VRAM, empirically overcoming the $O(L^2)$ context memory wall.

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### Combee: Scaling Prompt Learning for Self-Improving Language Model Agents

Authors: Hanchen Li, Runyuan He, Qizheng Zhang, Changxiu Ji, Qiuyang Mang, Xiaokun Chen, Lakshya A Agrawal, Wei-Liang Liao, Eric Yang, Alvin Cheung, James Zou, Kunle Olukotun et al.
Published: 2026-04-05
Categories: cs.AI, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2604.04247v2

Recent advances in prompt learning allow large language model agents to acquire task-relevant knowledge from inference-time context without parameter changes. For example, existing methods (like ACE or GEPA) can learn system prompts to improve accuracy based on previous agent runs. However, these methods primarily focus on single-agent or low-parallelism settings. This fundamentally limits their ability to efficiently learn from a large set of collected agentic traces. It would be efficient and beneficial to run prompt learning in parallel to accommodate the growing trend of learning from many agentic traces or parallel agent executions. Yet without a principled strategy for scaling, current methods suffer from quality degradation with high parallelism. To improve both the efficiency and quality of prompt learning, we propose Combee, a novel framework to scale parallel prompt learning for self-improving agents. Combee speeds up learning and enables running many agents in parallel while learning from their aggregate traces without quality degradation. To achieve this, Combee leverages parallel scans and employs an augmented shuffle mechanism; Combee also introduces a dynamic batch size controller to balance quality and delay. Evaluations on AppWorld, Terminal-Bench, Formula, and FiNER demonstrate that Combee achieves up to 17x speedup over previous methods with comparable or better accuracy and equivalent cost.

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### Combee: Scaling Prompt Learning for Self-Improving Language Model Agents

Authors: Hanchen Li, Runyuan He, Qizheng Zhang, Changxiu Ji, Qiuyang Mang, Xiaokun Chen, Lakshya A Agrawal, Wei-Liang Liao, Eric Yang, Alvin Cheung, James Zou, Kunle Olukotun et al.
Published: 2026-04-05
Categories: cs.AI, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2604.04247v1

Recent advances in prompt learning allow large language model agents to acquire task-relevant knowledge from inference-time context without parameter changes. For example, existing methods (like ACE or GEPA) can learn system prompts to improve accuracy based on previous agent runs. However, these methods primarily focus on single-agent or low-parallelism settings. This fundamentally limits their ability to efficiently learn from a large set of collected agentic traces. It would be efficient and beneficial to run prompt learning in parallel to accommodate the growing trend of learning from many agentic traces or parallel agent executions. Yet without a principled strategy for scaling, current methods suffer from quality degradation with high parallelism. To improve both the efficiency and quality of prompt learning, we propose Combee, a novel framework to scale parallel prompt learning for self-improving agents. Combee speeds up learning and enables running many agents in parallel while learning from their aggregate traces without quality degradation. To achieve this, Combee leverages parallel scans and employs an augmented shuffle mechanism; Combee also introduces a dynamic batch size controller to balance quality and delay. Evaluations on AppWorld, Terminal-Bench, Formula, and FiNER demonstrate that Combee achieves up to 17x speedup over previous methods with comparable or better accuracy and equivalent cost.

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### Transmission Neural Networks: Inhibitory and Excitatory Connections

Authors: Shuang Gao, Peter E. Caines
Published: 2026-04-05
Categories: cs.SI, cs.LG, eess.SY, math.DS
arXiv: https://arxiv.org/abs/2604.04246v1

This paper extends the Transmission Neural Network model proposed by Gao and Caines in (1)-(3) to incorporate inhibitory connections and neurotransmitter populations. The extended network model contains binary neuronal states, transmission dynamics, and inhibitory and excitatory connections. Under technical assumptions, we establish the characterization of the firing probabilities of neurons, and show that such a characterization considering inhibitions can be equivalently represented by a neural network where each neuron has a continuous state of dimension 2. Moreover, we incorporated neurotransmitter populations into the modeling and establish the limit network model when the number of neurotransmitters at all synaptic connections go to infinity. Finally, sufficient conditions for stability and contraction properties of the limit network model are established.

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### Learning an Interpretable Risk Scoring System for Maximizing Decision Net Benefit

Authors: Wenhao Chi, Ş. İlker Birbil
Published: 2026-04-05
Categories: cs.LG, math.OC
arXiv: https://arxiv.org/abs/2604.04241v2

Risk scoring systems are widely used in high-stakes domains to assist decision-making. However, existing approaches often focus on optimizing predictive accuracy or likelihood-based criteria, which may not align with the main goal of maximizing utility. In this paper, we propose a novel risk scoring system that directly optimizes net benefit over a range of decision thresholds. The model is formulated as a sparse integer linear programming problem which enables the construction of a transparent scoring system with integer coefficients, and hence, facilitates interpretation and practical application. We also establish fundamental relationships among net benefit, discrimination, and calibration. Our analysis proves that optimizing net benefit also guarantees conventional performance measures. We evaluated our method on multiple public datasets as well as on a large-scale credit risk dataset. This computational study demonstrated that our interpretable method can effectively achieve high net benefit while maintaining competitive discrimination and calibration performance.

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### Peoples Water Data: Enabling Reliable Field Data Generation and Microbial Contamination Screening in Household Drinking Water

Authors: Suzan Kagan, Shira Spigelman, Sankar Sudhir, Thalappil Pradeep, Hadas Mamane
Published: 2026-04-05
Categories: cs.LG, physics.soc-ph
arXiv: https://arxiv.org/abs/2604.04240v1

Unsafe drinking water remains a major public health concern globally, particularly in low-resource regions where routine microbiological surveillance is limited. Although Escherichia coli is the internationally recognized indicator of fecal contamination, laboratory-based testing is often inaccessible at scale. In this study, we developed and evaluated a two-stage machine-learning framework for predicting E. coli presence in decentralized household point-of-use drinking water in Chennai, India using low-cost physicochemical and contextual indicators. The dataset comprised 3,023 samples collected under the Peoples Water Data initiative; after harmonization, technical cleaning, and outlier screening, 2,207 valid samples were retained. This framework provides a scalable decision-support tool for prioritizing microbiological testing in resource-constrained environments and addresses an important gap in point-of-use contamination risk assessment. Beyond predictive modeling, the present study was conducted within an AI-supported field implementation framework that combined student-facing guidance and real-time QC to improve protocol adherence, traceability, and data reliability in decentralized household water monitoring.

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### Good Rankings, Wrong Probabilities: A Calibration Audit of Multimodal Cancer Survival Models

Authors: Sajad Ghawami
Published: 2026-04-05
Categories: cs.LG, cs.AI, q-bio.QM
arXiv: https://arxiv.org/abs/2604.04239v1

Multimodal deep learning models that fuse whole-slide histopathology images with genomic data have achieved strong discriminative performance for cancer survival prediction, as measured by the concordance index. Yet whether the survival probabilities derived from these models - either directly from native outputs or via standard post-hoc reconstruction - are calibrated remains largely unexamined. We conduct, to our knowledge, the first systematic fold-level 1-calibration audit of multimodal WSI-genomics survival architectures, evaluating native discrete-time survival outputs (Experiment A: 3 models on TCGA-BRCA) and Breslow-reconstructed survival curves from scalar risk scores (Experiment B: 11 architectures across 5 TCGA cancer types). In Experiment A, all three models fail 1-calibration on a majority of folds (12 of 15 fold-level tests reject after Benjamini-Hochberg correction). Across the full 290 fold-level tests, 166 reject the null of correct calibration at the median event time after Benjamini-Hochberg correction (FDR = 0.05). MCAT achieves C-index 0.817 on GBMLGG yet fails 1-calibration on all five folds. Gating-based fusion is associated with better calibration; bilinear and concatenation fusion are not. Post-hoc Platt scaling reduces miscalibration at the evaluated horizon (e.g., MCAT: 5/5 folds failing to 2/5) without affecting discrimination. The concordance index alone is insufficient for evaluating survival models intended for clinical use.

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### Pedagogical Safety in Educational Reinforcement Learning: Formalizing and Detecting Reward Hacking in AI Tutoring Systems

Authors: Oluseyi Olukola, Nick Rahimi
Published: 2026-04-05
Categories: cs.AI, cs.CY, cs.LG
arXiv: https://arxiv.org/abs/2604.04237v1

Reinforcement learning (RL) is increasingly used to personalize instruction in intelligent tutoring systems, yet the field lacks a formal framework for defining and evaluating pedagogical safety. We introduce a four-layer model of pedagogical safety for educational RL comprising structural, progress, behavioral, and alignment safety and propose the Reward Hacking Severity Index (RHSI) to quantify misalignment between proxy rewards and genuine learning. We evaluate the framework in a controlled simulation of an AI tutoring environment with 120 sessions across four conditions and three learner profiles, totaling 18{,}000 interactions. Results show that an engagement-optimized agent systematically over-selected a high-engagement action with no direct mastery gain, producing strong measured performance but limited learning progress. A multi-objective reward formulation reduced this problem but did not eliminate it, as the agent continued to favor proxy-rewarding behavior in many states. In contrast, a constrained architecture combining prerequisite enforcement and minimum cognitive demand substantially reduced reward hacking, lowering RHSI from 0.317 in the unconstrained multi-objective condition to 0.102. Ablation results further suggest that behavioral safety was the most influential safeguard against repetitive low-value action selection. These findings suggest that reward design alone may be insufficient to ensure pedagogically aligned behavior in educational RL, at least in the simulated environment studied here. More broadly, the paper positions pedagogical safety as an important research problem at the intersection of AI safety and intelligent educational systems.

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### Precise Robot Command Understanding Using Grammar-Constrained Large Language Models

Authors: Xinyun Huo, Raghav Gnanasambandam, Xinyao Zhang
Published: 2026-04-05
Categories: cs.RO, cs.CL
arXiv: https://arxiv.org/abs/2604.04233v1

Human-robot collaboration in industrial settings requires precise and reliable communication to enhance operational efficiency. While Large Language Models (LLMs) understand general language, they often lack the domain-specific rigidity needed for safe and executable industrial commands. To address this gap, this paper introduces a novel grammar-constrained LLM that integrates a grammar-driven Natural Language Understanding (NLU) system with a fine-tuned LLM, which enables both conversational flexibility and the deterministic precision required in robotics. Our method employs a two-stage process. First, a fine-tuned LLM performs high-level contextual reasoning and parameter inference on natural language inputs. Second, a Structured Language Model (SLM) and a grammar-based canonicalizer constrain the LLM's output, forcing it into a standardized symbolic format composed of valid action frames and command elements. This process guarantees that generated commands are valid and structured in a robot-readable JSON format. A key feature of the proposed model is a validation and feedback loop. A grammar parser validates the output against a predefined list of executable robotic actions. If a command is invalid, the system automatically generates corrective prompts and re-engages the LLM. This iterative self-correction mechanism allows the model to recover from initial interpretation errors to improve system robustness. We evaluate our grammar-constrained hybrid model against two baselines: a fine-tuned API-based LLM and a standalone grammar-driven NLU model. Using the Human Robot Interaction Corpus (HuRIC) dataset, we demonstrate that the hybrid approach achieves superior command validity, which promotes safer and more effective industrial human-robot collaboration.

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### Subspace Control: Turning Constrained Model Steering into Controllable Spectral Optimization

Authors: Yancheng Huang, Changsheng Wang, Chongyu Fan, Yicheng Lang, Bingqi Shang, Yang Zhang, Mingyi Hong, Qing Qu, Alvaro Velasquez, Sijia Liu
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04231v1

Foundation models, such as large language models (LLMs), are powerful but often require customization before deployment to satisfy practical constraints such as safety, privacy, and task-specific requirements, leading to "constrained" optimization problems for model steering and adaptation. However, solving such problems remains largely underexplored and is particularly challenging due to interference between the primary objective and constraint objectives during optimization. In this paper, we propose a subspace control framework for constrained model training. Specifically, (i) we first analyze, from a model merging perspective, how spectral cross-task interference arises and show that it can be resolved via a one-shot solution that orthogonalizes the merged subspace; (ii) we establish a connection between this solution and gradient orthogonalization in the spectral optimizer Muon; and (iii) building on these insights, we introduce SIFT (spectral interference-free training), which leverages a localization scheme to selectively intervene during optimization, enabling controllable updates that mitigate objective-constraint conflicts. We evaluate SIFT across four representative applications: (a) machine unlearning, (b) safety alignment, (c) text-to-speech adaptation, and (d) hallucination mitigation. Compared to both control-based and control-free baselines, SIFT consistently achieves substantial and robust performance improvements across all tasks. Code is available at https://github.com/OPTML-Group/SIFT.

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### Three Phases of Expert Routing: How Load Balance Evolves During Mixture-of-Experts Training

Authors: Charafeddine Mouzouni
Published: 2026-04-05
Categories: cs.LG, cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2604.04230v1

We model Mixture-of-Experts (MoE) token routing as a congestion game with a single effective parameter, the congestion coefficient gamma_eff, that quantifies the balance-quality tradeoff. Tracking gamma_eff across training checkpoints of two open-source MoE models, OLMoE-1B-7B (20 checkpoints, with dense sampling in the surge region) and OpenMoE-8B (6 checkpoints), reveals a three-phase trajectory: a surge phase where the router learns to balance load (gamma_eff: 14 to 36-39, peaking in the step 30K-40K region), a stabilization phase where experts specialize under steady balance (B_0: 2.4 to 2.3, steps 100K-400K), and a relaxation phase where the router trades balance for quality as experts differentiate (gamma_eff: 27 to 9, steps 400K-1.2M). This non-monotone trajectory, invisible to post-hoc analysis of converged models, reveals that early MoE training prioritizes balance while late training prioritizes quality. The theoretical framework is honest about its limits: the single-type equilibrium reduces to temperature-scaled softmax (held-out L1: MFG = 0.199 vs. softmax = 0.200). The game is not a better predictor; it reveals what the temperature means and, critically, how that temperature evolves. We complement the dynamics with an effective congestion decomposition, a multi-type extension that improves load prediction via token clustering on all 16 layers (mean: 30%), scope diagnostics (K/M, epsilon_l), and robustness verification across four independent quality estimators (r &gt;= 0.89). All confidence intervals are from bootstrap resampling over 50 independent text batches.

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### Hierarchical Semantic Correlation-Aware Masked Autoencoder for Unsupervised Audio-Visual Representation Learning

Authors: Donghuo Zeng, Hao Niu, Masato Taya
Published: 2026-04-05
Categories: cs.MM, cs.AI, cs.CV, cs.SD
arXiv: https://arxiv.org/abs/2604.04229v1

Learning aligned multimodal embeddings from weakly paired, label-free corpora is challenging: pipelines often provide only pre-extracted features, clips contain multiple events, and spurious co-occurrences. We propose HSC-MAE (Hierarchical Semantic Correlation-Aware Masked Autoencoder), a dual-path teacher-student framework that enforces semantic consistency across three complementary levels of representation - from coarse to fine: (i) global-level canonical-geometry correlation via DCCA, which aligns audio and visual embeddings within a shared modality-invariant subspace; (ii) local-level neighborhood-semantics correlation via teacher-mined soft top-k affinities, which preserves multi-positive relational structure among semantically similar instances; and (iii) sample-level conditional-sufficiency correlation via masked autoencoding, which ensures individual embeddings retain discriminative semantic content under partial observation. Concretely, a student MAE path is trained with masked feature reconstruction and affinity-weighted soft top-k InfoNCE; an EMA teacher operating on unmasked inputs via the CCA path supplies stable canonical geometry and soft positives. Learnable multi-task weights reconcile competing objectives, and an optional distillation loss transfers teacher geometry into the student. Experiments on AVE and VEGAS demonstrate substantial mAP improvements over strong unsupervised baselines, validating that HSC-MAE yields robust and well-structured audio-visual representations.

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### Robust Regression with Adaptive Contamination in Response: Optimal Rates and Computational Barriers

Authors: Ilias Diakonikolas, Chao Gao, Daniel M. Kane, Ankit Pensia, Dong Xie
Published: 2026-04-05
Categories: math.ST, cs.DS, stat.ML
arXiv: https://arxiv.org/abs/2604.04228v1

We study robust regression under a contamination model in which covariates are clean while the responses may be corrupted in an adaptive manner. Unlike the classical Huber's contamination model, where both covariates and responses may be contaminated and consistent estimation is impossible when the contamination proportion is a non-vanishing constant, it turns out that the clean-covariate setting admits strictly improved statistical guarantees. Specifically, we show that the additional information in the clean covariates can be carefully exploited to construct an estimator that achieves a better estimation rate than that attainable under Huber contamination. In contrast to the Huber model, this improved rate implies consistency even when the contamination is a constant. A matching minimax lower bound is established using Fano's inequality together with the construction of contamination processes that match $m&gt; 2$ distributions simultaneously, extending the previous two-point lower bound argument in Huber's setting. Despite the improvement over the Huber model from an information-theoretic perspective, we provide formal evidence -- in the form of Statistical Query and Low-Degree Polynomial lower bounds -- that the problem exhibits strong information-computation gaps. Our results strongly suggest that the information-theoretic improvements cannot be achieved by polynomial-time algorithms, revealing a fundamental gap between information-theoretic and computational limits in robust regression with clean covariates.

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### SW-$A^2$-Bench: Benchmarking Autonomous Software Agent Generation for Agentic Web

Authors: Linyao Chen, Bo Huang, Qinlao Zhao, Shuai Shao, Zhi Han, Zicai Cui, Ziheng Zhang, Guangtao Zeng, Wenzheng Tang, Yikun Wang, Yuanjian Zhou, Zimian Peng et al.
Published: 2026-04-05
Categories: cs.MA, cs.AI
arXiv: https://arxiv.org/abs/2604.04226v2

The Agentic Web is emerging as a paradigm in which autonomous software agents interact with online resources and with each other to accomplish user goals. However, the capacity of Agentic Web is still limited by insufficient autonomous software agent population, which has become a crucial challenge for scaling Agentic Web. In order to alleviate this, we study the task of automatically converting existing code repositories into autonomous software agents via coding agents, decompose the process into critical stages, and identify key technical hurdles. To systematically evaluate this capability, we propose SoftWare Agent generation for Agentic Web Bench (SW-$A^2$-Bench), the first benchmark designed for software agent generation. SW-$A^2$-Bench evaluates not only whether software agents can be generated, but also whether generated software agents are faithful to the source repositories and interoperable with other agents in multi-agent workflows. Our experiments demonstrate that our approach effectively activates the functional capabilities of code repositories and enables interoperable multi-agent collaboration in Agentic Web. We believe that this work will provide a standardized evaluation for software agent generation and will contribute to the future of scaling the capacity of Agentic Web.

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### Learning from Imperfect Demonstrations via Temporal Behavior Tree-Guided Trajectory Repair

Authors: Aniruddh G. Puranic, Sebastian Schirmer, John S. Baras, Calin Belta
Published: 2026-04-05
Categories: cs.LG, cs.AI, cs.RO, eess.SY
arXiv: https://arxiv.org/abs/2604.04225v1

Learning robot control policies from demonstrations is a powerful paradigm, yet real-world data is often suboptimal, noisy, or otherwise imperfect, posing significant challenges for imitation and reinforcement learning. In this work, we present a formal framework that leverages Temporal Behavior Trees (TBT), an extension of Signal Temporal Logic (STL) with Behavior Tree semantics, to repair suboptimal trajectories prior to their use in downstream policy learning. Given demonstrations that violate a TBT specification, a model-based repair algorithm corrects trajectory segments to satisfy the formal constraints, yielding a dataset that is both logically consistent and interpretable. The repaired trajectories are then used to extract potential functions that shape the reward signal for reinforcement learning, guiding the agent toward task-consistent regions of the state space without requiring knowledge of the agent's kinematic model. We demonstrate the effectiveness of this framework on discrete grid-world navigation and continuous single and multi-agent reach-avoid tasks, highlighting its potential for data-efficient robot learning in settings where high-quality demonstrations cannot be assumed.

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### TimeSeek: Temporal Reliability of Agentic Forecasters

Authors: Hamza Mostafa, Om Shastri, Dennis Lee
Published: 2026-04-05
Categories: cs.AI
arXiv: https://arxiv.org/abs/2604.04220v1

We introduce TimeSeek, a benchmark for studying how the reliability of agentic LLM forecasters changes over a prediction market's lifecycle. We evaluate 10 frontier models on 150 CFTC-regulated Kalshi binary markets at five temporal checkpoints, with and without web search, for 15,000 forecasts total. Models are most competitive early in a market's life and on high-uncertainty markets, but much less competitive near resolution and on strong-consensus markets. Web search improves pooled Brier Skill Score (BSS) for every model overall, yet hurts in 12% of model-checkpoint pairs, indicating that retrieval is helpful on average but not uniformly so. Simple two-model ensembles reduce error without surpassing the market overall. These descriptive results motivate time-aware evaluation and selective-deference policies rather than a single market snapshot or a uniform tool-use setting.

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### Sharp asymptotic theory for Q-learning with LDTZ learning rate and its generalization

Authors: Soham Bonnerjee, Zhipeng Lou, Wei Biao Wu
Published: 2026-04-05
Categories: stat.ML, cs.LG, math.ST
arXiv: https://arxiv.org/abs/2604.04218v1

Despite the sustained popularity of Q-learning as a practical tool for policy determination, a majority of relevant theoretical literature deals with either constant ($η_{t}\equiv η$) or polynomially decaying ($η_{t} = ηt^{-α}$) learning schedules. However, it is well known that these choices suffer from either persistent bias or prohibitively slow convergence. In contrast, the recently proposed linear decay to zero (\texttt{LD2Z}: $η_{t,n}=η(1-t/n)$) schedule has shown appreciable empirical performance, but its theoretical and statistical properties remain largely unexplored, especially in the Q-learning setting. We address this gap in the literature by first considering a general class of power-law decay to zero (\texttt{PD2Z}-$ν$: $η_{t,n}=η(1-t/n)^ν$). Proceeding step-by-step, we present a sharp non-asymptotic error bound for Q-learning with \texttt{PD2Z}-$ν$ schedule, which then is used to derive a central limit theory for a new \textit{tail} Polyak-Ruppert averaging estimator. Finally, we also provide a novel time-uniform Gaussian approximation (also known as \textit{strong invariance principle}) for the partial sum process of Q-learning iterates, which facilitates bootstrap-based inference. All our theoretical results are complemented by extensive numerical experiments. Beyond being new theoretical and statistical contributions to the Q-learning literature, our results definitively establish that \texttt{LD2Z} and in general \texttt{PD2Z}-$ν$ achieve a best-of-both-worlds property: they inherit the rapid decay from initialization (characteristic of constant step-sizes) while retaining the asymptotic convergence guarantees (characteristic of polynomially decaying schedules). This dual advantage explains the empirical success of \texttt{LD2Z} while providing practical guidelines for inference through our results.

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### DARE: Diffusion Large Language Models Alignment and Reinforcement Executor

Authors: Jingyi Yang, Yuxian Jiang, Xuhao Hu, Shuang Cheng, Biqing Qi, Jing Shao
Published: 2026-04-05
Categories: cs.CL
arXiv: https://arxiv.org/abs/2604.04215v1

Diffusion large language models (dLLMs) are emerging as a compelling alternative to dominant autoregressive models, replacing strictly sequential token generation with iterative denoising and parallel generation dynamics. However, their open-source ecosystem remains fragmented across model families and, in particular, across post-training pipelines, where reinforcement learning objectives, rollout implementations and evaluation scripts are often released as paper-specific codebases. This fragmentation slows research iteration, raises the engineering burden of reproduction, and makes fair comparison across algorithms difficult. We present \textbf{DARE} (\textbf{d}LLMs \textbf{A}lignment and \textbf{R}einforcement \textbf{E}xecutor), an open framework for post-training and evaluating dLLMs. Built on top of verl~\cite{sheng2024hybridflow} and OpenCompass~\cite{2023opencompass}, DARE unifies supervised fine-tuning, parameter-efficient fine-tuning, preference optimization, and dLLM-specific reinforcement learning under a shared execution stack for both masked and block diffusion language models. Across representative model families including LLaDA, Dream, SDAR, and LLaDA2.x, DARE provides broad algorithmic coverage, reproducible benchmark evaluation, and practical acceleration. Extensive empirical results position that DARE serves as a reusable research substrate for developing, comparing, and deploying post-training methods for current and emerging dLLMs.

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### Relay-Assisted Activation-Integrated SIM for Wireless Physical Neural Networks

Authors: Meng Hua, Deniz Gündüz
Published: 2026-04-05
Categories: eess.SP, cs.LG
arXiv: https://arxiv.org/abs/2604.04212v1

Wireless physical neural networks (WPNNs) have emerged as a promising paradigm for performing neural computation directly in the physical layer of wireless systems, offering low latency and high energy efficiency. However, most existing WPNN implementations primarily rely on linear physical transformations, which fundamentally limits their expressiveness. In this work, we propose a relay-assisted WPNN architecture based on activation-integrated stacked intelligent metasurfaces (AI-SIMs), where each passive metasurface layer enabling linear wave manipulation is cascaded with an activation metasurface layer that realizes nonlinear processing in the analog domain. By deliberately structuring multi-hop wireless propagation, the relay amplification matrix and the metasurface phase-shift matrices jointly act as trainable network weights, while hardware-implemented activation functions provide essential nonlinearity. Simulation results demonstrate that the proposed architecture achieves high classification accuracy, and that incorporating hardware-based activation functions significantly improves representational capability and performance compared with purely linear physical implementations.

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### LOCARD: An Agentic Framework for Blockchain Forensics

Authors: Xiaohang Yu, William Knottenbelt
Published: 2026-04-05
Categories: cs.CR, cs.AI
arXiv: https://arxiv.org/abs/2604.04211v2

Blockchain forensics inherently involves dynamic and iterative investigations, while many existing approaches primarily model it through static inference pipelines. We propose a paradigm shift towards Agentic Blockchain Forensics (ABF), modeling forensic investigation as a sequential decision-making process. To instantiate this paradigm, we introduce LOCARD, the first agentic framework for blockchain forensics. LOCARD operationalizes this perspective through a Tri-Core Cognitive Architecture that decouples strategic planning, operational execution, and evaluative validation. Unlike generic LLM-based agents, it incorporates a Structured Belief State mechanism to enforce forensic rigor and guide exploration under explicit state constraints. To demonstrate the efficacy of the ABF paradigm, we apply LOCARD to the inherently complex domain of cross-chain transaction tracing. We introduce Thor25, a benchmark dataset comprising over 151k real-world cross-chain forensic records, and evaluate LOCARD on the Group-Transfer Tracing task for dismantling Sybil clusters. Validated against representative laundering sub-flows from the Bybit hack, LOCARD achieves high-fidelity tracing results, providing empirical evidence that modeling blockchain forensics as an autonomous agentic task is both viable and effective. These results establish a concrete foundation for future agentic approaches to large-scale blockchain forensic analysis. Code and dataset are publicly available at https://github.com/xhyumiracle/locard and https://github.com/xhyumiracle/thorchain-crosschain-data.

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### Towards Agentic Defect Reasoning: A Graph-Assisted Retrieval Framework for Laser Powder Bed Fusion

Authors: Muhammad Rizwan Awan, Volker Pickert, Muhammad Waqar Ashraf, Saleh Ali, Farshid Mahmouditabar, Shafiq Odhano
Published: 2026-04-05
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.04208v1

Laser Powder Bed Fusion (LPBF) is highly sensitive to process parameters, which influence defect formation through complex thermal and fluid mechanisms. However, defect-related knowledge is dispersed across the literature, limiting systematic understanding. This study presents a graph-assisted retrieval framework for defect reasoning in LPBF, using Ti6Al4V as a case study. Scientific publications are transformed into a structured representation, and relationships between parameters, mechanisms, and defects are encoded into an evidence-linked knowledge graph. The framework integrates semantic and graph-based retrieval, supported by a lightweight agent-based reasoning layer to construct interpretable defect pathways. Evaluation shows high retrieval accuracy (0.9667) and recall (0.9667), demonstrating effective identification of relevant defect related evidence. The framework enables transparent reasoning chains linking process parameters to defects. This work provides a scalable approach for converting unstructured literature into a query able and interpretable knowledge resource for additive manufacturing.

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