# Research Papers — 2026-04 · bundle page 206 of 233

> Full-text markdown of papers #10251–10300 of 11612 published in 2026-04, newest first. AI-readable mirrors of the full 11612-paper 2026-04 archive (50 papers per file).

Canonical page: https://aipod.dev/papers/archive/2026-04/page/206
[← Previous bundle](https://aipod.dev/papers/archive/2026-04/page/205.md)
[Next bundle →](https://aipod.dev/papers/archive/2026-04/page/207.md)

### Structural Rigidity and the 57-Token Predictive Window: A Physical Framework for Inference-Layer Governability in Large Language Models

Authors: Gregory M. Ruddell
Published: 2026-04-04
Categories: cs.AI
arXiv: https://arxiv.org/abs/2604.03524v1

Current AI safety relies on behavioral monitoring and post-training alignment, yet empirical measurement shows these approaches produce no detectable pre-commitment signal in a majority of instruction-tuned models tested. We present an energy-based governance framework connecting transformer inference dynamics to constraint-satisfaction models of neural computation, and apply it to a seven-model cohort across five geometric regimes. Using trajectory tension (rho = ||a|| / ||v||), we identify a 57-token pre-commitment window in Phi-3-mini-4k-instruct under greedy decoding on arithmetic constraint probes. This result is model-specific, task-specific, and configuration-specific, demonstrating that pre-commitment signals can exist but are not universal. We introduce a five-regime taxonomy of inference behavior: Authority Band, Late Signal, Inverted, Flat, and Scaffold-Selective. Energy asymmetry (Σ\r{ho}_misaligned / Σ\r{ho}_aligned) serves as a unifying metric of structural rigidity across these regimes. Across seven models, only one configuration exhibits a predictive signal prior to commitment; all others show silent failure, late detection, inverted dynamics, or flat geometry. We further demonstrate that factual hallucination produces no predictive signal across 72 test conditions, consistent with spurious attractor settling in the absence of a trained world-model constraint. These results establish that rule violation and hallucination are distinct failure modes with different detection requirements. Internal geometry monitoring is effective only where resistance exists; detection of factual confabulation requires external verification mechanisms. This work provides a measurable framework for inference-layer governability and introduces a taxonomy for evaluating deployment risk in autonomous AI systems.

---

### Optimizing Neurorobot Policy under Limited Demonstration Data through Preference Regret

Authors: Viet Dung Nguyen, Yuhang Song, Anh Nguyen, Jamison Heard, Reynold Bailey, Alexander Ororbia
Published: 2026-04-04
Categories: cs.RO, cs.AI, cs.CV, cs.LG
arXiv: https://arxiv.org/abs/2604.03523v1

Robot reinforcement learning from demonstrations (RLfD) assumes that expert data is abundant; this is usually unrealistic in the real world given data scarcity as well as high collection cost. Furthermore, imitation learning algorithms assume that the data is independently and identically distributed, which ultimately results in poorer performance as gradual errors emerge and compound within test-time trajectories. We address these issues by introducing the "master your own expertise" (MYOE) framework, a self-imitation framework that enables robotic agents to learn complex behaviors from limited demonstration data samples. Inspired by human perception and action, we propose and design what we call the queryable mixture-of-preferences state space model (QMoP-SSM), which estimates the desired goal at every time step. These desired goals are used in computing the "preference regret", which is used to optimize the robot control policy. Our experiments demonstrate the robustness, adaptability, and out-of-sample performance of our agent compared to other state-of-the-art RLfD schemes. The GitHub repository that supports this work can be found at: https://github.com/rxng8/neurorobot-preference-regret-learning.

---

### Confidence Calibration in Large Language Models

Authors: Noam Michael, Daniel BenShushan, Jacob Bien, Don A. Moore
Published: 2026-04-03
Categories: cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2605.23909v1

We investigate the calibration of large language models' (LLMs') confidence across diverse tasks. The results of our preregistered study show that the current crop of LLMs are, like people, too sure they are right: confidence exceeds accuracy, on average. Importantly, however, this tendency is moderated by a powerful hard-easy effect, wherein overconfidence is greatest on difficult tests; by contrast, easy tests actually show substantial underconfidence. We develop LifeEval, a test for evaluating model calibration across levels of difficulty.

---

### OmniGUI: Benchmarking GUI Agents in Omni-Modal Smartphone Environments

Authors: Felix Henry, Lihan Lin, Jiangyou Zhu, Yangfan, Bingqian Zhang, Min Chen, Shiyu Huang
Published: 2026-04-03
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2605.18758v2

Current benchmarks for graphical user interface (GUI) agents predominantly rely on static screenshots. However, real-world smartphone interaction routinely requires agents to process transient audio cues and temporal video dynamics that are tightly coupled with the moment of action. To bridge this gap, we introduce OmniGUI, the first step-level benchmark designed to evaluate GUI agents in omni-modal smartphone environments. OmniGUI provides continuous, interleaved multimodal inputs comprising static images, synchronous audio, and video clips at every action step. The dataset encompasses 709 expert-demonstrated episodes (2,579 action steps) across 29 applications, systematically annotated with objective multimodal dependency levels. Because dedicated omni-modal GUI agent frameworks are currently in their nascent stage, we select foundational omni-modal models capable of natively processing interleaved inputs to serve as agent proxies for our initial baselines. Our empirical evaluation reveals that while current models exhibit competency on visually static tasks, their action prediction performance degrades significantly in environments requiring synchronous temporal and auditory signals. Furthermore, ablation studies isolate specific operational bottlenecks, notably cross-modal interference when processing task-irrelevant environmental noise. The complete dataset, evaluation pipeline, and baseline prompts are provided in the supplementary material. Project page: https://omni-gui.github.io.

---

### OmniGUI: Benchmarking GUI Agents in Omni-Modal Smartphone Environments

Authors: Felix Henry, Xiaochen Lin, Jiangyou Zhu, Yangfan, Bingqian Zhang, Min Chen, Shiyu Huang
Published: 2026-04-03
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2605.18758v1

Current benchmarks for graphical user interface (GUI) agents predominantly rely on static screenshots. However, real-world smartphone interaction routinely requires agents to process transient audio cues and temporal video dynamics that are tightly coupled with the moment of action. To bridge this gap, we introduce OmniGUI, the first step-level benchmark designed to evaluate GUI agents in omni-modal smartphone environments. OmniGUI provides continuous, interleaved multimodal inputs comprising static images, synchronous audio, and video clips at every action step. The dataset encompasses 709 expert-demonstrated episodes (2,579 action steps) across 29 applications, systematically annotated with objective multimodal dependency levels. Because dedicated omni-modal GUI agent frameworks are currently in their nascent stage, we select foundational omni-modal models capable of natively processing interleaved inputs to serve as agent proxies for our initial baselines. Our empirical evaluation reveals that while current models exhibit competency on visually static tasks, their action prediction performance degrades significantly in environments requiring synchronous temporal and auditory signals. Furthermore, ablation studies isolate specific operational bottlenecks, notably cross-modal interference when processing task-irrelevant environmental noise. The complete dataset, evaluation pipeline, and baseline prompts are provided in the supplementary material. Project page: https://omni-gui.github.io.

---

### Beyond Compliance: How AI Could Help Creative Writers by Refusing Them

Authors: Hua Xuan Qin, Guangzhi Zhu, Mingming Fan, Pan Hui
Published: 2026-04-03
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2605.16272v1

Mainstream creativity support design prioritizes compliant AI for seamless writing interactions, but concerns over inappropriate AI reliance highlight the need for designs fostering reflection on balanced AI and non-AI resource use. Theoretically, intentional AI non-compliance, refusals (saying ``no'' to requests), could introduce such reflection through friction stronger than other bypass-able solutions. Practically, refusal content/language characteristics lead to nuanced reactions. However, little research empirically focuses on nuances beyond mandatory ethical/technical constraints, on turning refusals into strategic friction for `innocuous' requests. We address this through a qualitative study with 22 creative writers, exploring reactions to refusals to common requests across writing stages (planning, translating, reviewing). Findings suggest that reflective potential depends on heterogeneous preference alignment along situational (e.g., convergent/divergent thinking phases), cognitive (e.g., domain beliefs), and relational (e.g., AI roles) dimensions. We discuss implications for creativity support, broader issues (e.g., AI addiction), and frictional/seamful AI design (e.g., integrating different compliance levels).

---

### Agent4POI: Agentic Context-Conditioned Affordance Reasoning for Multimodal Point-of-Interest Recommendation

Authors: Jinze Wang, Yangchen Zeng, Tiehua Zhang, Lu Zhang, Yuze Liu, Yongchao Liu, Xingjun Ma, Zhu Sun
Published: 2026-04-03
Categories: cs.IR, cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2605.15203v1

We introduce Agent4POI, the first POI recommendation framework that generates context-conditioned multimodal representations at recommendation time, rather than relying on static POI embeddings pre-computed independently of context. Existing multimodal systems encode each POI once as a static embedding, a design that precludes reasoning about why the same cafe affords solo work on Monday but group celebration on Friday evening. We formally prove that no pre-computed encoder can satisfy context-sensitive ranking under standard bilinear scoring, motivating inference-time item-side representation. Agent4POI inverts this computation: given a situational context, a four-phase LLM agent generates dynamic, context-specific affordance queries (Phase 1) and executes a five-step cross-modal chain-of-thought over image, review, and metadata evidence (Phase 2). The resulting uncertainty-aware affordance representation is grounded in Gibsonian affordance theory. These cross-modal verdicts form a structured, uncertainty-adjusted affordance representation (Phase 3), which is aligned with user preferences via a semantic caching system for low-latency ranking (Phase 4). On three POI benchmarks and three evaluation configurations (standard, cold-start, context-shift), Agent4POI achieves a 23.2% relative gain over the strongest baseline and degrades by only 7.5% under context-shift versus 16--17\% for the strongest baselines. In cold-start scenarios, Agent4POI outperforms the best content-based baseline by up to 2.4x, whereas ID-based methods fail to generalize.

---

### ToolWeave: Structured Synthesis of Complex Multi-Turn Tool-Calling Dialogues

Authors: Dinesh Khandelwal, Gnana Prakash Punnavajhala, GPS Bhargav, Gaurav Pandey, Sachin Joshi, Hima Karanam, Dinesh Raghu
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.12521v1

Multi-turn tool calling is essential for LLMs to function as autonomous agents, yet synthesizing the training data required for these capabilities remains a fundamental challenge. Existing synthetic data generation pipelines often produce unrealistic dialogues for two reasons: they chain tools that are only superficially compatible rather than aligned with meaningful user tasks, and they generate dialogues in one shot, which often introduces arguments that were neither provided by the user nor produced by prior tool calls. These issues also lead to a severe underrepresentation of multi-step tool interactions. We introduce ToolWeave, a structured framework for synthesizing realistic multi-turn tool-calling dialogues. ToolWeave support realistic multi-step workflows (or tool sequences) by constructing tools with built-in dependencies and filters the workflows based on alignment with user goals. It reduces parameter hallucination by using a fine-grained planning stage that explicitly tracks parameter provenance. As a result, ToolWeave-generated synthetic dialogues contain more multi-step tool interactions (45%) and fewer hallucinations in parameters and tool names. Consequently, LLMs fine-tuned on ToolWeave consistently outperform those fine-tuned on prior datasets across three public benchmarks. Notably, Llama-3.1-70B fine-tuned on ToolWeave achieves 39.75% on BFCL-V3 multi-turn, compared to 23.50% when fine-tuned on SOTA ToolFlow data.

---

### BoostTaxo: Zero-Shot Taxonomy Induction via Boosting-Style Agentic Reasoning and Constraint-Aware Calibration

Authors: Yancheng Ling, Zhenlin Qin, Leizhen Wang, Zhenliang Ma
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.12520v1

Taxonomy induction is crucial for organizing concepts into explicit and interpretable semantic hierarchies. While existing methods have achieved promising results, their generalization, structural reliability, and efficiency remain limited, hindering their performance in zero-shot and large-scale scenarios. To overcome these limitations, we introduce BoostTaxo, a boosting-style LLM framework for zero-shot taxonomy induction. It takes a set of domain terms as inputs and performs parent identification in a coarse-to-fine manner, employing retrieval-augmented definition refinement, hybrid parent candidate selection, candidate rating, and structure-aware score calibration to improve taxonomy construction. Specifically, a lightweight LLM is used to efficiently filter candidate parents, while a large-scale LLM is employed to rank and score candidate parents for fine-grained parent selection. Structural features are further incorporated to calibrate candidate edge weights and enhance the reliability of the induced taxonomy. The unified BoostTaxo is evaluated on three public benchmark datasets, namely WordNet, DBLP, and SemEval-Sci, and achieves superior or comparable performance to state-of-the-art methods in zero-shot taxonomy induction. The ablation study validates the contribution of the hybrid parent candidate selection and the structure-aware score calibration to the overall performance. Further analysis investigates the impact of candidate selection size on taxonomy quality and presents representative case and failure studies, providing deeper insights into the effectiveness and limitations of the proposed framework.

---

### Correct Answers from Sound Reasoning: Verifiable Process Supervision for Language Models

Authors: Kyuyoung Kim, Kevin Wang, Yunfei Xie, Peiyang Xu, Peiyao Sheng, Chen Wei, Zhangyang Wang, Jinwoo Shin, Pramod Viswanath, Sewoong Oh
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.12519v2

Training language models to produce both correct answers and sound reasoning remains an open challenge. Reinforcement learning with verifiable rewards typically optimizes only final outcomes, which can improve task accuracy at the expense of reasoning quality, producing inaccurate, incomplete, or inconsistent traces. We propose verifiable process supervision (VPS), a post-training framework that jointly optimizes prediction accuracy and reasoning quality by supervising structured intermediate claims. We first apply supervised fine-tuning to induce a structured reasoning format, enabling deterministic extraction and verification of intermediate claims for process-level rewards. To address the heterogeneous difficulty of reasoning subtasks, we introduce adaptive weighting that prioritizes components with the largest remaining errors, creating an implicit curriculum. We evaluate VPS on chess as a controlled testbed where reasoning steps can be deterministically verified against engine signals. While outcome-only RL improves move accuracy, it sharply degrades reasoning quality, increasing win-rate error by up to 112% and reducing internal consistency by up to 69%. In contrast, VPS preserves accuracy while significantly improving reasoning quality, reducing win-rate error by up to 30% and restoring consistency to near saturation. A reasoning-space analysis further shows that, without a structured prior, outcome-only RL converges to budget-dependent shortcuts rather than sound multi-step reasoning. Beyond chess, we observe the same phenomenon on math reasoning, where outcome-only RL improves accuracy while degrading step-level arithmetic and consistency, whereas VPS maintains both. These results show that VPS enables language models to reason both accurately and reliably in verifiable domains.

---

### TimelineReasoner: Advancing Timeline Summarization with Large Reasoning Models

Authors: Liancheng Zhang, Xiaoxi Li, Zhicheng Dou
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2605.12518v1

The proliferation of online news poses a challenge to extracting structured timelines from unstructured content. While recent studies have shown that Large Language Models (LLMs) can assist Timeline Summarization (TLS), these approaches primarily treat models as passive generators. The emergence of Large Reasoning Models (LRMs) presents an opportunity to reason over events actively, enabling iterative evidence acquisition, the detection of missing events, and the validation of temporal consistency. To systematically leverage the reasoning capabilities of LRMs, we propose TimelineReasoner, a novel framework that shifts TLS from static generation to an active, reasoning-driven process. Unlike prior work, TimelineReasoner adopts a two-stage framework: Global Cognition, which tracks events at a macroscopic level and continuously updates a global event memory, and Detail Exploration, which identifies informational gaps and refines the timeline via targeted document retrieval. To support this, TimelineReasoner incorporates several specialized mechanisms, including an Event Scraper for retrieving temporal event descriptions, a Timeline Updater for refining the timeline, and a Supervisor for detecting gaps in the timeline and guiding retrieval. Experimental results on open-domain TLS datasets demonstrate that TimelineReasoner significantly outperforms existing LLM-based TLS methods in terms of timeline accuracy, coverage, and coherence. On closed-domain TLS datasets, our method performs on par with or exceeds state-of-the-art approaches. This work not only pushes the boundaries of TLS but also highlights the broader potential of LRM-based reasoning frameworks for timeline summarization.

---

### Bridging the Missing-Modality Gap: Improving Text-Only Calibration of Vision Language Models

Authors: Mingyeong Kim, Jungwon Choi, Chaeyun Jang, Juho Lee
Published: 2026-04-03
Categories: cs.CL, cs.AI, cs.CV
arXiv: https://arxiv.org/abs/2605.12517v1

Vision-language models (VLMs) are often deployed on text-only inputs, although they are trained with images. We find that removing the vision modality causes large drops in accuracy and severe miscalibration, and the model does not behave like its original language backbone under text-only prompting. This failure is not explained only by missing semantic information. Even when text descriptions preserve key content, confidence becomes unreliable, while adding a visual signal through generated images partially restores accuracy and calibration. We propose the Latent Imagination Module (LIM), a lightweight cross-attention module that predicts imagined latent embeddings from textual input and feeds them into a frozen VLM backbone without pixel-level image synthesis. Across text-only benchmarks, unseen tasks, and missing-image scenarios, LIM improves accuracy and reduces calibration error. These results suggest that latent modality completion is a practical approach for reliable VLM inference under missing-modality.

---

### Can AI be a moral victim? The role of moral patiency and ownership perceptions in ethical judgments of using AI-generated content

Authors: Hyesun Choung, Soojong Kim
Published: 2026-04-03
Categories: cs.CY, cs.AI, cs.HC
arXiv: https://arxiv.org/abs/2604.26956v1

The growing use of generative AI raises ethical concerns about authorship and plagiarism. This study examines how people judge the reuse of AI-generated content, focusing on moral patiency and ownership perceptions. In an experiment, participants evaluated two substantively similar manuscripts in which the original source was described as authored by a human, an AI system, or an AI agent with a human-like name. Results showed that copying AI-generated work was judged less unethical, less plagiaristic, and less guilt-inducing than copying human-authored work. Mediation analyses revealed that this leniency stemmed from lower perceptions of AI's capacity to suffer harm (moral patiency) and greater ownership attributed to the human writer reusing AI-generated content. Anthropomorphic cues shaped moral evaluations indirectly by reducing perceived ownership. These findings shed light on how people morally disengage when using AI-generated work and highlight differences in how ethical judgments are applied to human versus AI-created content.

---

### Policy-Governed LLM Routing with Intent Matching for Instrument Laboratories

Authors: Emmanuel A. Olowe, Danial Chitnis
Published: 2026-04-03
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2604.26955v1

AI tutoring systems in engineering labs face a tension between providing sufficient assistance and preserving learning opportunities. Existing systems typically offer instructors limited control over assistance timing, content, or cost. This paper describes a routing and governance system for LLM-based lab assistance comprising two components: Routiium, an OpenAI-compatible gateway that manages multiple LLM backends with configurable prompt modifications and usage logging, and EduRouter, a policy-aware routing service that enforces per-lab budgets, approval workflows, and embedding-based question matching. We evaluated the system using trace-driven simulation calibrated from two engineering labs (LED characterization, RC circuit analysis) and a 100-query replay through live models. In simulations, governed policies (P1/P2) increased challenge-alignment index from 0.90 to 0.98 and overlay-adherence score from 0.69 to 0.87 compared to ungoverned operation (P0). The productive-struggle window metric increased from 1.4 to 3.6 simulated turns before high-scaffold hints appeared. In the 100-query replay, EduRouter routed 75% of queries to a local model, reducing token costs by 66% ($0.087 vs. $0.26 for all-premium routing) while maintaining canonical hit rate of 1.0 for the curated 89-intent question bank. We release Routiium, EduRouter, canonical-task tooling, and simulator configurations to support replication and future classroom studies.

---

### The Impact of LLM Self-Consistency and Reasoning Effort on Automated Scoring Accuracy and Cost

Authors: Scott Frohn
Published: 2026-04-03
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2604.26954v1

Strategic model selection and reasoning settings are more effective than ensembling for optimizing automated scoring with large language models (LLMs). We examined self-consistency (intra-model majority voting) and reasoning effort for scoring conversation-based assessment items in high school mathematics, evaluating 900 student conversations against human-scored ground truths using frontier and low-cost models from OpenAI and Google. Temperature sampling significantly improved accuracy over deterministic calls, but increasing ensemble size (j = 1 to 7) produced no significant gains. Higher reasoning effort showed a significant positive linear trend with scoring accuracy, though the benefit varied by model family. An efficiency frontier analysis identified Gemini 3.1 Pro Preview at low reasoning as the most accurate but costly configuration; GPT-5.4 Nano and Mini with no reasoning offered the best cost-performance balance.

---

### A Scoping Review of LLM-as-a-Judge in Healthcare and the MedJUDGE Framework

Authors: Chenyu Li, Zohaib Akhtar, Mingu Kwak, Yuelyu Ji, Hang Zhang, Tracey Obi, Yufan Ren, Xizhi Wu, Sonish Sivarajkumar, Harold P. Lehmann, Shyam Visweswaran, Michael J. Becich et al.
Published: 2026-04-03
Categories: cs.CY, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2604.25933v1

As large language models (LLMs) increasingly generate and process clinical text, scalable evaluation has become critical. LLM-as-a-Judge (LaaJ), which uses LLMs to evaluate model outputs, offers a scalable alternative to costly expert review, but its healthcare adoption raises safety and bias concerns. We conducted a PRISMA-ScR scoping review of six databases (January 2020-January 2026), screening 11,727 studies and including 49. The landscape was dominated by evaluation and benchmarking applications (n=37, 75.5%), pointwise scoring (n=42, 85.7%), and GPT-family judges (n=36, 73.5%). Despite growing adoption, validation rigor was limited: among 36 studies with human involvement, the median number of expert validators was 3, while 13 (26.5%) used none. Risk of bias testing was absent in 36 studies (73.5%), only 1 (2.0%) examined demographic fairness, and none assessed temporal stability or patient context. Deployment remained limited, with 1 study (2.0%) reaching production and four (8.2%) prototype stage. Importantly, these gaps may interact: when judges and evaluated systems share training data or architectures, they may inherit similar blind spots, and agreement metrics may fail to distinguish true validity from shared errors. Minimal human oversight, limited bias assessment, and model monoculture together represent a governance gap where current validation may miss clinically significant errors. To address this, we propose MedJUDGE (Medical Judge Utility, De-biasing, Governance and Evaluation), a risk-stratified three-pillar framework organized around validity, safety, and accountability across clinical risk tiers, providing deployment-oriented evaluation guidance for healthcare LaaJ systems.

---

### Sociodemographic Biases in Educational Counselling by Large Language Models

Authors: Tomasz Adamczyk, Wiktoria Mieleszczenko-Kowszewicz, Beata Bajcar, Grzegorz Chodak, Aleksander Szczęsny, Maciej Markiewicz, Karolina Ostrowska, Aleksandra Sawczuk, Przemysław Kazienko
Published: 2026-04-03
Categories: cs.CY, cs.AI
arXiv: https://arxiv.org/abs/2604.25932v1

As Large Language Models (LLMs) are increasingly integrated into educational settings, understanding their potential biases is critical. This study examines sociodemographic biases in LLM-based educational counselling. We evaluate responses from six LLMs answering questions about 900 vignettes describing students in diverse circumstances. Each vignette is systematically tested across 14 sociodemographic identifiers - spanning race and gender, socioeconomic status, and immigrant background - along with a control condition, yielding 243,000 model responses. Our findings indicate that (1) all models exhibit measurable biases, (2) bias patterns partially align with documented human biases but diverge in notable ways, (3) the magnitude of these biases is strongly influenced by the precision of the student descriptions, where vague or minimal information amplifies disparities nearly threefold, while concrete, individualised metrics substantially reduce them, and (4) bias profiles vary substantially across models. These results demonstrate the importance of context-rich and personalised educational representations, suggesting that AI-driven educational decisions benefit from detailed student-specific information to promote fairness and equity.

---

### Marginal-Contribution Policy Gradients under Filtered Feedback for Multi-Agent LLMs

Authors: Elai Ben-Gal, Stela Tong
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.22785v2

We develop a unified treatment of credit assignment for RL training in multi-agent LLM systems. We show that observed reward alone cannot distinguish an agent that determines it from one that never affects it, and that standard shared-reward training performs exact gradient ascent on each agent's private utility rather than system performance. Moreover, we prove no single scalar per agent can consistently account for joint performance once agents interact. We thus develop the unique background-dependent notion of marginal contribution satisfying natural consistency requirements. From it we derive gradient-correct marginal contribution training signals, identify them from filtered feedback, and optimally allocate a budget of exact counterfactual evaluations against learned-signal error. Instantiated in GRPO, our signal improves routed GSM8K accuracy over winner-take-all training at no extra generation cost.

---

### CoFi-PGMA: Counterfactual Policy Gradients under Filtered Feedback for Multi-Agent LLMs

Authors: Stela Tong, Elai Ben-Gal
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.22785v1

Large language model (LLM) deployments increasingly rely on multi-agent architectures in which multiple models either compete through routing mechanisms or collaborate to produce a final answer. In both settings, the learning signal received by each agent is filtered by the system mechanism. Routing produces selection-gated feedback where only the chosen response is evaluated, while collaboration produces shared rewards that obscure the individual contribution of each agent. As a result, standard RLHF objectives designed for a single deployed policy become misspecified. We introduce CoFi-PGMA (Counterfactual Policy Gradients under Filtered Feedback for Multi-Agent LLMs), a unified framework for learning under filtered feedback in multi-agent LLM systems. Our approach derives a counterfactual per-agent training objective based on marginal contribution, which corrects the learning signal under both routing and collaborative mechanisms. For routing systems, the objective corresponds to off-policy corrections for selection-gated feedback, while for collaborative systems it reduces to leave-one-out difference rewards for credit assignment. We further analyze how softmax routing induces risk-sensitive incentives and provide practical training algorithms that integrate counterfactual estimators, multiturn-aware rewards, and policy optimization methods, and demonstrate the approach on a real-world reasoning dataset.

---

### Learning Without Adversarial Training: A Physics-Informed Neural Network for Secure Power System State Estimation under False Data Injection Attacks

Authors: Solon Falas, Markos Asprou, Charalambos Konstantinou, Maria K. Michael
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.22784v2

Power System State Estimation (PSSE) converts geographically distributed measurements into the voltage magnitudes and phase angles needed for grid monitoring and control. Learned estimators can perform this mapping rapidly, but model-aware False Data Injection Attacks (FDIAs) may corrupt their inputs while retaining AC plausibility and residual-based stealth. Physics-Informed Neural Networks (PINNs) limit candidate states through power-flow consistency; however, their robustness depends on balancing supervised and physics losses whose scales and gradient contributions evolve during training. This paper proposes a PINN that jointly learns homoscedastic uncertainty parameters and uses them to adapt the two objectives. The formulation assigns trainable log-uncertainties to the active-power, reactive-power, voltage, and angle losses while safeguarding against an underweighted physics objective. The estimator is trained only on clean steady-state data and is evaluated, without adversarial retraining, under baseline state-distortion and stricter residual-profile-matching regimes on the IEEE~118-bus system. Accuracy is measured against the uncompromised system state. Relative to a fixed-weight PINN, dynamic weighting reduces overall Mean Absolute Error (MAE) by $55\%$ while also improving voltage- and angle-estimation accuracy. The results show that learning the physics/data balance from clean data improves robustness to unseen FDIAs.

---

### Learning Without Adversarial Training: A Physics-Informed Neural Network for Secure Power System State Estimation under False Data Injection Attacks

Authors: Solon Falas, Markos Asprou, Charalambos Konstantinou, Maria K. Michael
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.22784v1

State estimation is a cornerstone of power system control-center operations, and its robust operation is increasingly a cyber-physical security concern as modern grids become more digitalized and communication-intensive. Neural network-based approaches have gained attention as alternatives to conventional model-based state estimation methods. Physics-Informed Neural Networks (PINNs), which embed power-flow consistency into the learning objective, have shown improved accuracy over existing approaches. This work proposes a PINN-based model for Power System State Estimation (PSSE) that protects the estimation process against the stealth-constrained AC False Data Injection Attacks (FDIAs) considered in this study. The model is developed without adversarial training. Instead, a dynamic loss-weighting formulation based on homoscedastic uncertainty learns the relative scaling of supervised data-fit and physics-residual terms during training, reducing sensitivity to manual weight tuning. Robustness is evaluated on the IEEE 118-bus system using representative stealthy-FDIA families including state distortion, load redistribution, line overloading, and residual-constrained stealth corruption. Performance is measured using Mean Absolute Error (MAE) on voltage magnitudes and phase angles. Results demonstrate higher accuracy and stability than existing fixed-weight PINN variants.

---

### Parameter Efficiency Is Not Memory Efficiency: Rethinking Fine-Tuning for On-Device LLM Adaptation

Authors: Irene Tenison, Stella Ahn, Miriam Kim, Ebtisam Alshehri, Lalana Kagal
Published: 2026-04-03
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.22783v1

Parameter-Efficient Fine-Tuning (PEFT) has become the standard for adapting large language models (LLMs). In this work we challenge the wide-spread assumption that parameter efficiency equates memory efficiency and on-device adaptability. We show that this is not true - while methods like LoRA and IA3 significantly reduce trainable parameters, they remain bound by intermediate tensors that scale linearly with sequence length, often triggering out-of-memory errors on-device. In this work, we introduce LARS (Low-memory Activation-Rank Subspace), a novel adaptation framework that decouples memory consumption from sequence length. While prior PEFT methods apply low-rank constraints to model parameters, LARS instead constrains the activation subspace used during training, directly targeting the dominant source of memory consumption and fundamentally flattening the memory growth rate. LARS reduces the memory footprint by an average of 33.54% on GPUs and 51.95% on CPUs in comparison to LoRA across reasoning, understanding and long-context datasets using different models while maintaining competitive accuracy and throughput. Besides GPUs, we deploy on Raspberry Pi and consumer-grade CPUs to demonstrate that LARS provides a scalable path for sophisticated LLM personalization on resource-constrained hardware and edge devices.

---

### Stochastic KV Routing: Enabling Adaptive Depth-Wise Cache Sharing

Authors: Anastasiia Filippova, David Grangier, Marco Cuturi, João Monteiro
Published: 2026-04-03
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.22782v1

Serving transformer language models with high throughput requires caching Key-Values (KVs) to avoid redundant computation during autoregressive generation. The memory footprint of KV caching is significant and heavily impacts serving costs. This work proposes to lessen these memory requirements. While recent work has largely addressed KV cache reduction via compression and eviction along the temporal axis, we argue that the \emph{depth} dimension offers an orthogonal and robust avenue for optimization. Although prior research suggests that a full cache for every layer is redundant, implementing cross-layer cache sharing remains a practical challenge; existing methods typically suffer from reduced throughput or increased time-to-first-token. In this paper, we demonstrate that dropping a layer's cache offers efficient optimization without information loss. We propose a simple training approach: random cross-layer attention. During training, layers randomly choose to attend either to their own KV states or those of a preceding layer. This stochastic process adapts the model to be robust to various depth-wise cache sharing strategies, ensuring flexibility for unknown hardware constraints at deployment time. Our evaluations show that applying this scheme during pre-training or fine-tuning enables depth-wise cache sharing for various model families. Furthermore, for larger models in data-constrained settings, this approach is suggestive of a regularization-like effect, frequently preserving or improving performance while significantly reducing the cache's memory footprint.

---

### BiTA: Bidirectional Gated Recurrent Unit-Transformer Aggregator in a Temporal Graph Network Framework for Alert Prediction in Computer Networks

Authors: Zahra Makki Nayeri, Mohsen Rezvani
Published: 2026-04-03
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.22781v1

Proactive alert prediction in computer networks is critical for mitigating evolving cyber threats and enabling timely defensive actions. Temporal Graph Neural Networks (TGNs) provide a principled framework for modeling time-evolving interactions; however, existing TGN-based methods predominantly rely on unidirectional or single-mechanism temporal aggregation, which limits their ability to capture recursive, multi-scale temporal patterns commonly observed in real-world attack behaviors. In this paper, we propose BiTA, a Bidirectional Gated Recurrent Unit-Transformer Aggregator for temporal graph learning. Rather than introducing a deeper or higher-capacity model, BiTA redesigns the temporal aggregation function within the TGN framework by jointly encoding bidirectional sequential dependencies and long-range contextual relations over each node's temporal neighborhood. This aggregation strategy enables complementary temporal reasoning at different scales while preserving the original TGN memory and message-passing structure. We evaluate BiTA on real-world alert datasets, demonstrating significant improvements in key performance metrics such as area under the curve, average precision, mean reciprocal rank, and per-category prediction accuracy when compared to state-of-the-art temporal graph models. BiTA outperforms baseline methods under both transductive and inductive settings, highlighting its robustness and generalization capabilities in dynamic network environments. BiTA is a scalable and interpretable framework for real-time cyber threat anticipation, paving the way toward more intelligent and adaptive intrusion detection systems.

---

### A General Framework for Generative Self-supervised Learning in Non-invasive Estimation of Physiological Parameters Using Photoplethysmography

Authors: Zexing Zhang, Huimin Lu, Songzhe Ma, Jianzhong Peng, Chenglin Lin, Niya Li, Bingwang Dong
Published: 2026-04-03
Categories: eess.SP, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.22780v1

Aligning physiological parameter labels with large-scale photoplethysmographic (PPG) data for deep learning is challenging and resource-intensive. While self-supervised representation learning (SSRL) can handle limited annotated data, the challenge lies in learning robust shared representations from vast unlabeled data and integrating contextual cues to learn distinctive representations. To alleviate these challenges, a generative SSRL framework TS2TC is proposed to utilize the temporal, spectrogram, and temporal-spectrogram mixed domains to explore and incorporate the unique features of PPG for universal and noninvasive physiological parameter estimation. A pretext task named Cross-Temporal Fusion Generative Anchor (CTFGA) is designed, modeling temporal dependencies and reconstructing independent segments at a coarse level to provide robust global feature extraction and local contextual representation. The framework includes sub-signals from PPG with diverse frequency scales and order derivatives reflecting hemodynamics to facilitate learning shared representations at varying semantic levels. Secondly, a cognitive-inspired dual-process transfer (DPT) strategy is formulated, consisting of prior-dependent autonomous processes and posterior observation reasoning processes, to leverage the independent and integrated advantages of shared and specific representations. TS2TC introduces a bilinear temporal-spectrogram fusion method in the mixed domain, aligning latent representations from different domains and establishing fine-grained contextual interactions across multiple sources of information. Extensive experiments on physiological parameter estimation tasks showed that the joint performance of CTFGA and DPT outperforms standard generative learning significantly. TS2TC achieved an average 2.49\% improvement in RMSE over state-of-the-art estimation methods with only 10\% training data.

---

### KARL: Mitigating Hallucinations in LLMs via Knowledge-Boundary-Aware Reinforcement Learning

Authors: Cheng Gao, Cheng Huang, Kangyang Luo, Ziqing Qiao, Shuzheng Si, Huimin Chen, Chaojun Xiao, Maosong Sun
Published: 2026-04-03
Categories: cs.LG, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2604.22779v1

Enabling large language models (LLMs) to appropriately abstain from answering questions beyond their knowledge is crucial for mitigating hallucinations. While existing reinforcement learning methods foster autonomous abstention, they often compromise answer accuracy because their static reward mechanisms, agnostic to models' knowledge boundaries, drive models toward excessive caution. In this work, we propose KARL, a novel framework that continuously aligns an LLM's abstention behavior with its evolving knowledge boundary. KARL introduces two core innovations: a Knowledge-Boundary-Aware Reward that performs online knowledge boundary estimation using within-group response statistics, dynamically rewarding correct answers or guided abstention; and a Two-Stage RL Training Strategy that first explores the knowledge boundary and bypasses the "abstention trap", and subsequently converts incorrect answers beyond the knowledge boundary into abstentions without sacrificing accuracy. Extensive experiments on multiple benchmarks demonstrate that KARL achieves a superior accuracy-hallucination trade-off, effectively suppressing hallucinations while maintaining high accuracy across both in-distribution and out-of-distribution scenarios.

---

### The Spectral Lifecycle of Transformer Training: Transient Compression Waves, Persistent Spectral Gradients, and the Q/K--V Asymmetry

Authors: Yi Liu
Published: 2026-04-03
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.22778v1

We present the first systematic study of weight matrix singular value spectra \emph{during} transformer pretraining, tracking full SVD decompositions of every weight matrix at 25-step intervals across three model scales (30M--285M parameters). We discover three phenomena: \textbf{(1)~Transient Compression Waves:} stable rank compression propagates as a traveling wave from early to late layers, creating a dramatic gradient that peaks early then \emph{reverses} -- late layers eventually over-compress past early layers. \textbf{(2)~Persistent Spectral Gradients:} the power-law exponent~$α$ develops a permanent depth gradient forming a non-monotonic inverted-U in deeper models, with peaks shifting toward earlier layers as depth increases. \textbf{(3)~Q/K--V Functional Asymmetry:} value/output projections compress uniformly while query/key projections carry the full depth-dependent dynamics. The dissociation between transient compression and persistent spectral shape reveals that \emph{rank and spectral shape encode fundamentally different information about training}. We formalize this as a two-timescale dynamical model and derive scaling laws ($Δα\propto L^{0.26}$, $R^2{=}0.99$). We validate on nine models across three families (custom, GPT-2, Pythia; 30M--1B parameters; 8--36 layers), demonstrate that $α$ predicts layer importance ($ρ{=}0.69$--$0.84$, $p{&lt;}0.02$), and show that spectral-guided pruning outperforms Last-N heuristics by $1.1{\times}$--$3.6{\times}$ across seven models in two families (GPT-2 124M--774M, Pythia 160M--1B), with worst-vs-best gaps up to $23.7{\times}$ confirming the causal role of spectral structure.

---

### An Intelligent Fault Diagnosis Method for General Aviation Aircraft Based on Multi-Fidelity Digital Twin and FMEA Knowledge Enhancement

Authors: Zhihuan Wei, Yang Hu, Xinhang Chen, Yiming Zhang, Jie Liu, Wei Wang
Published: 2026-04-03
Categories: cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.22777v1

Fault diagnosis of general aviation aircraft faces challenges including scarce real fault data, diverse fault types, and weak fault signatures. This paper proposes an intelligent fault diagnosis framework based on multi-fidelity digital twin, integrating four modules: high-fidelity flight dynamics simulation, FMEA-driven fault injection, multi-fidelity residual feature extraction, and large language model (LLM)-enhanced interpretable report generation. A digital twin is constructed using the JSBSim six-degree-of-freedom (6-DoF) flight dynamics engine, generating 23-channel engine health monitoring data via semi-empirical sensor synthesis equations. A three-layer fault injection engine based on failure mode and effects analysis (FMEA) models the physical causal propagation of 19 engine fault types. A multi-fidelity residual computation framework comprising paired-mirror residuals and GRU surrogate prediction residuals is proposed: the high-fidelity path obtains clean fault deviation signals using nominal mirror trajectories with identical initial conditions, while the low-fidelity path achieves online real-time residual computation through a multi-step prediction GRU surrogate model. A 1D-CNN classifier performs end-to-end diagnosis of 20 fault classes. An LLM diagnostic report engine enhanced with FMEA knowledge fuses classification results, residual evidence, and domain causal knowledge to generate interpretable natural language reports. Experiments show the paired-mirror residual scheme achieves a Macro-F1 of 96.2% on the 20-class task, while the GRU surrogate scheme achieves 4.3x inference acceleration at only 0.6% performance cost. Comparison across 24 schemes reveals that residual feature quality contributes approximately 5x more to diagnostic performance than classifier architecture, establishing the "residual quality first" design principle.

---

### Shifting the Gradient: Understanding How Defensive Training Methods Protect Language Model Integrity

Authors: Satchel Grant, Victor Gillioz, Jake Ward, Thomas McGrath
Published: 2026-04-03
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2604.16423v1

Defensive training methods such as positive preventative steering (PPS) and inoculation prompting (IP) offer surprising results through seemingly similar processes: both add trait-inducing objects to large language models (LLMs) during training, and both defend the LLM against acquiring the trait. The surprising success of these methods comes with the question: how do they work? Are PPS and IP doing the same thing? We provide behavioral and mechanistic comparisons of these two methods using "evilness" as a case-study trait. Our central finding is that PPS and IP achieve their defensive benefits through distinct mechanisms. Behaviorally, we show that neither PPS nor IP operates through a purely associative mechanism; and PPS can both defend against trait acquisition and actively reduce pre-existing expression, whereas IP is ineffective in models that were previously finetuned to express the trait. This behavioral divergence is reflected mechanistically: PPS shifts the activation gradient towards an attenuating direction along the PPS vector axis. When the PPS vector is aligned with a trait-expressing axis, it can reverse the gradient pressure, reducing rather than increasing activation along that axis. In contrast, IP continues to resist a precise mechanistic account. Direct cosine similarity analyses reveal that IP has a characteristically different gradient signature than PPS, and qualitative analyses reveal IP's gradient to be more diffuse. Furthermore, IP reduces the next-token prediction loss on trait-expressing data where PPS need not, consistent with the notion that IP "explains away" the trait-expression in the training data. Taken together, our analyses reveal distinct mechanisms by which each method operates and highlight open questions about IP's mechanistic picture.

---

### Injecting Structured Biomedical Knowledge into Language Models: Continual Pretraining vs. GraphRAG

Authors: Jaafer Klila, Sondes Bannour Souihi, Rahma Boujelben, Nasredine Semmar, Lamia Hadrich Belguith
Published: 2026-04-03
Categories: cs.CL, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.16422v1

The injection of domain-specific knowledge is crucial for adapting language models (LMs) to specialized fields such as biomedicine. While most current approaches rely on unstructured text corpora, this study explores two complementary strategies for leveraging structured knowledge from the UMLS Metathesaurus: (i) Continual pretraining that embeds knowledge into model parameters, and (ii) Graph Retrieval-Augmented Generation (GraphRAG) that consults a knowledge graph at inference time. We first construct a large-scale biomedical knowledge graph from UMLS (3.4 million concepts and 34.2 million relations), stored in Neo4j for efficient querying. We then derive a ~100-million-token textual corpus from this graph to continually pretrain two models: BERTUMLS (from BERT) and BioBERTUMLS (from BioBERT). We evaluate these models on six BLURB (Biomedical Language Understanding and Reasoning Benchmark) datasets spanning five task types and evaluate GraphRAG on the two QA (Question Answering) datasets (PubMedQA, BioASQ). On BLURB tasks, BERTUMLS improves over BERT, with the largest gains on knowledge-intensive QA. Effects on BioBERT are more nuanced, suggesting diminishing returns when the base model already encodes substantial biomedical text knowledge. Finally, augmenting LLaMA 3-8B with our GraphRAG pipeline yields over than 3 points accuracy on PubMedQA and 5 points on BioASQ without any retraining, delivering transparent, multi-hop, and easily updated knowledge access. We release the processed UMLS Neo4j graph to support reproducibility.

---

### Measuring Representation Robustness in Large Language Models for Geometry

Authors: Vedant Jawandhia, Yash Sinha, Murari Mandal, Ankan Pal, Dhruv Kumar
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2604.16421v1

Large language models (LLMs) are increasingly evaluated on mathematical reasoning, yet their robustness to equivalent problem representations remains poorly understood. In geometry, identical problems can be expressed in Euclidean, coordinate, or vector forms, but existing benchmarks report accuracy on fixed formats, implicitly assuming representation invariance and masking failures caused by representational changes alone. We propose GeoRepEval, a representation-aware evaluation framework that measures correctness, invariance, and consistency at the problem level across parallel formulations, combining strict answer matching, bootstrap confidence intervals, paired McNemar tests, representation-flip analyses, and regression controls for surface complexity. We prove that our Invariance@3 metric decomposes accuracy into robust and fragile components and is bounded by the weakest representation. Evaluating eleven LLMs on 158 curated high-school geometry problems (474 instances), we find accuracy gaps of up to 14 percentage points induced solely by representation choice. Vector formulations emerge as a consistent failure point, with Invariance@3 as low as 0.044 even after controlling for length and symbolic complexity. A convert-then-solve prompting intervention improves vector accuracy by up to 52 percentage points for high-capacity models, suggesting that failures reflect representation sensitivity rather than inability; however, low-capacity models show no gains, indicating deeper limitations. These results suggest that current models rely on representation-specific heuristics rather than abstract geometric reasoning. All datasets, prompts, and scripts are released at https://github.com/vedjaw/GeoRepEval.

---

### Breaking Validity-Induced Boundaries to Expand Algorithm Search Space: A Two-Stage AST-Based Operator for LLM-Driven Automated Heuristic Evolution

Authors: Sun Shengming, Shi Jialong
Published: 2026-04-03
Categories: cs.NE, cs.AI
arXiv: https://arxiv.org/abs/2604.16420v1

Large Language Model (LLM) based automated heuristic design (AHD) has shown great potential in discovering efficient heuristics. Most existing LLM-AHD frameworks use semantic evolutionary operators that rely entirely on the LLM's pre-trained knowledge. These one-stage methods strictly require the generated code to be valid during the operation and often rely on a ``thought-code'' representation. We argue that this end-to-end generation fundamentally limits the exploration ability within the algorithm search space. In this paper, we propose a two-stage, structure-based evolutionary operator for LLM-AHD. In the first stage, our approach directly performs crossover and mutation on the Abstract Syntax Trees (ASTs) of the heuristic code, intentionally generating diverse but often invalid structural variants. In the second stage, the LLM is employed to repair these invalid heuristics into executable, high-quality code. Depending on the underlying framework, either the raw invalid variants or the repaired heuristics are integrated into the population to preserve potential structural patterns. We demonstrate that the proposed operator can significantly enhance the search ability of state-of-the-art LLM-AHD algorithms, such as EoH-S. Experimental results on the Traveling Salesman Problem (TSP) and the Online Bin Packing Problem (OBP) show that our method effectively improves both optimization performance and convergence speed.

---

### The Spectral Geometry of Thought: Phase Transitions, Instruction Reversal, Token-Level Dynamics, and Perfect Correctness Prediction in How Transformers Reason

Authors: Yi Liu
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.15350v1

We discover that large language models exhibit \emph{spectral phase transitions} in their hidden activation spaces when engaging in reasoning versus factual recall. Through systematic spectral analysis across \textbf{11 models} spanning \textbf{5 architecture families} (Qwen, Pythia, Phi, Llama, DeepSeek-R1), we identify \textbf{seven} core phenomena: (1)~\textbf{Reasoning Spectral Compression} -- 9/11 models show significantly lower $α$ for reasoning ($p &lt; 0.05$), with larger effects in stronger models; (2)~\textbf{Instruction Tuning Spectral Reversal} -- base models show reasoning $α&lt; $ factual $α$, while instruction-tuned models reverse this relationship; (3)~\textbf{Architecture-Dependent Generation Taxonomy} -- prompt-to-response shifts partition into expansion, compression, and equilibrium regimes; (4)~\textbf{Spectral Scaling Law} -- $α_\text{reasoning} \propto -0.074 \ln N$ across 4 Qwen base models ($R^2 = 0.46$); (5)~\textbf{Token-Level Spectral Cascade} -- per-token alpha tracking reveals local synchronization that decays exponentially with layer distance, and is weaker for reasoning than factual tasks; (6)~\textbf{Reasoning Step Spectral Punctuation} -- phase-transition signatures align with reasoning step boundaries; and (7)~\textbf{Spectral Correctness Prediction} -- spectral $α$ alone achieves AUC $= 1.000$ (Qwen2.5-7B, late layers) and mean AUC $= 0.893$ across 6 models in predicting correctness \emph{before} the final answer is generated. Together, these findings establish a comprehensive \emph{spectral theory of reasoning} in transformers, revealing that the geometry of thought is universal in direction, architecture-specific in dynamics, and predictive of outcome.

---

### Disentangled Dual-Branch Graph Learning for Conversational Emotion Recognition

Authors: Chengling Guo, Yuntao Shou, Tao Meng, Wei Ai, Yun Tan, Keqin Li
Published: 2026-04-03
Categories: cs.SD, cs.AI, eess.AS
arXiv: https://arxiv.org/abs/2604.14204v1

Multimodal emotion recognition in conversations aims to infer utterance-level emotions by jointly modeling textual, acoustic, and visual cues within context. Despite recent progress, key challenges remain, including redundant cross-modal information, imperfect semantic alignment, and insufficient modeling of high-order speaker interactions. To address these issues, we propose a framework that combines dual-space feature disentanglement with dual-branch graph learning. A shared encoder and modality-specific encoders are used to separate modality-invariant and modality-specific representations. The invariant features are modeled by a Fourier graph neural network to capture global consistency and complementary patterns, with a frequency-domain contrastive objective to enhance discriminability. In parallel, a speaker-aware hypergraph is constructed over modality-specific features to model high-order interactions, along with a speaker-consistency constraint to maintain coherent semantics. Finally, the two branches are fused for utterance-level emotion prediction. Experiments on IEMOCAP and MELD demonstrate that the proposed method achieves superior performance over strong baselines, validating its effectiveness.

---

### Bridging scalp and intracranial EEG in BCI via pretrained neural representations and geometric constraint embedding

Authors: Yihang Dong, Changhong Jing, Shuqiang Wang
Published: 2026-04-03
Categories: q-bio.NC, cs.AI
arXiv: https://arxiv.org/abs/2604.14202v1

Electroencephalography (EEG) has become one of the key modalities underpinning brain-computer interfaces (BCIs) due to its high temporal resolution, rapid responsiveness, non-invasiveness, low cost, and portability. However, EEG signals are substantially inferior to intracranial EEG (iEEG) in signal-to-noise ratio and local spatial resolution, whereas iEEG suffers from extremely limited clinical accessibility owing to its invasive nature, hindering widespread application. To address this challenge, this study proposes a unified data-and prior knowledge-driven framework for EEG-iEEG representational enhancement. Guided by the principle that "geometric structure dictates function", the framework maps static cortical anatomy onto dynamic constraints governing neural signal propagation and integrates general-purpose neural representations extracted by a pre-trained large EEG model to explicitly model signal transmission through the brain. Enhanced EEG signals are then synthesized via a multidimensional representation diffusion process. Numerous experimental results demonstrate that the generated enhanced EEG signals effectively recover the neural activity patterns lost during propagation through the brain. This finding indicates that the performance ceiling of BCIs is constrained not only by acquisition hardware but also by the depth to which the generative model resolves the mechanisms of neural signal propagation. Collectively, the proposed framework provides a viable pathway toward acquiring high-fidelity neural signals at low cost.

---

### Retina gap junctions support the robust perception by warping neural representational geometries along the visual hierarchy

Authors: Yang Yue, Shenjian Zhang, Yonghong Tian, Kai Du, Tiejun Huang
Published: 2026-04-03
Categories: q-bio.NC, cs.AI
arXiv: https://arxiv.org/abs/2604.14200v1

Deep Neural Networks (DNNs) are vulnerable to elaborately designed adversarial noise, although they have achieved extraordinary success in many tasks. Compared with DNNs, the human visual system is highly robust. However, it is unclear how the human visual system defends against adversarial attacks, especially the role of the early visual system and its influence on the brain manifold. Due to retina gap junctions being crucial for the denoising function in the early visual system, we combine a retina gap junction-based filter, G-filter, with DNN as an abstract human visual system model called the biological hybrid model. We adopt this model to study the defense performance of retina gap junctions and their impact on the brain manifold. Compared with other defense methods, the biological hybrid model is more robust and can be further improved by introducing noise during training. Next, we analyze the manifold and its decision boundary of the biological hybrid model from a geometry perspective. The results show that the biological hybrid model has a unique 2D decision boundary with high nonlinearity and a lower curvature of the decision boundary of the manifold compared to other defense methods. The transforming manifold may account for the high robustness of the biological hybrid model. Finally, to dissect G-filter and clarify its internal mechanism, we borrow the Neural Ordinary Differential Equation (ODE) concept and rewrite G-filter into an equivalent recurrent neural network. The results show that the decision boundary of the model's manifold will gradually change with time and eventually reach a steady state, which is modulated by gap junction conductance, revealing the influence of retina gap junctions on the brain manifold is a gradually evolving process.

---

### PolyBench: Benchmarking LLM Forecasting and Trading Capabilities on Live Prediction Market Data

Authors: Pu Cheng, Juncheng Liu, Yunshen Long
Published: 2026-04-03
Categories: q-fin.CP, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2604.14199v1

Predicting real-world events from live market signals demands systems that fuse qualitative news with quantitative order-book dynamics under strict temporal discipline -- a challenge existing benchmarks fail to capture. We present \textbf{PolyBench}, a multimodal benchmark derived from Polymarket that records point-in-time cross-sections of 38,666 binary prediction markets spanning 4,997 events, synchronously coupling each snapshot with a Central Limit Order Book (CLOB) state and a real-time news stream. Using PolyBench, we evaluate seven state-of-the-art Large Language Models -- spanning open- and closed-source families -- generating 36,165 predictions under identical, timestamp-locked market states collected between February 6 and 12, 2026. Our multidimensional framework assesses directional accuracy, our proposed Confidence-Weighted Return (CWR), Annualized Percentage Yield (APY), and Sharpe ratio via realistic order-book execution simulation. The results reveal a pronounced performance divergence: only two of seven models achieve positive financial returns -- MiMo-V2-Flash at \textbf{17.6%} CWR and Gemini-3-Flash at 6.2% CWR -- while the remaining five incur losses despite uniformly high stated confidence. These findings highlight the gap between surface-level language fluency and genuine probabilistic reasoning under live market uncertainty, and establish PolyBench as a contamination-proof, financially-grounded evaluation standard for future LLM research. Our dataset and code available at \underline{\href{https://github.com/PolyBench/PolyBench}{https://github.com/PolyBench/PolyBench}}.

---

### MixAtlas: Uncertainty-aware Data Mixture Optimization for Multimodal LLM Midtraining

Authors: Bingbing Wen, Sirajul Salekin, Feiyang Kang, Bill Howe, Lucy Lu Wang, Javier Movellan, Manjot Bilkhu
Published: 2026-04-03
Categories: cs.LG, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2604.14198v1

Domain reweighting can improve sample efficiency and downstream generalization, but data-mixture optimization for multimodal midtraining remains largely unexplored. Current multimodal training recipes tune mixtures along a single dimension, typically data format or task type. We introduce MixAtlas, a method that produces benchmark-targeted data recipes that can be inspected, adapted, and transferred to new corpora. MixAtlas decomposes the training corpus along two axes: image concepts (10 visual-domain clusters discovered via CLIP embeddings) and task supervision (5 objective types including captioning, OCR, grounding, detection, and VQA). Using small proxy models (Qwen2-0.5B) paired with a Gaussian-process surrogate and GP-UCB acquisition, MixAtlas searches the resulting mixture space with the same proxy budget as regression-based baselines but finds better-performing mixtures. We evaluate on 10 benchmarks spanning visual understanding, document reasoning, and multimodal reasoning. On Qwen2-7B, optimized mixtures improve average performance by 8.5%-17.6% over the strongest baseline; on Qwen2.5-7B, gains are 1.0%-3.3%. Both settings reach baseline-equivalent training loss in up to 2 times fewer steps. Recipes discovered on 0.5B proxies transfer to 7B-scale training across Qwen model families.

---

### The PICCO Framework for Large Language Model Prompting: A Taxonomy and Reference Architecture for Prompt Structure

Authors: David A. Cook
Published: 2026-04-03
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2604.14197v1

Large language model (LLM) performance depends heavily on prompt design, yet prompt construction is often described and applied inconsistently. Our purpose was to derive a reference framework for structuring LLM prompts. This paper presents PICCO, a framework derived through a rigorous synthesis of 11 previously published prompting frameworks identified through a multi-database search. The analysis yields two main contributions. First, it proposes a taxonomy that distinguishes prompt frameworks, prompt elements, prompt generation, prompting techniques, and prompt engineering as related but non-equivalent concepts. Second, it derives a five-element reference architecture for prompt generation: Persona, Instructions, Context, Constraints, and Output (PICCO). For each element, we define its function, scope, and relationship to other elements, with the goal of improving conceptual clarity and supporting more systematic prompt design. Finally, to support application of the framework, we outline key concepts relevant to implementation, including prompting techniques (e.g., zero-shot, few-shot, chain-of-thought, ensembling, decomposition, and self-critique, with selected variants), human and automated approaches to iterative prompt engineering, responsible prompting considerations such as security, privacy, bias, and trust, and priorities for future research. This work is a conceptual and methodological contribution: it formalizes a common structure for prompt specification and comparison, but does not claim empirical validation of PICCO as an optimization method.

---

### Decision-Theoretic Safety Assessment of Persona-Driven Multi-Agent Systems in O-RAN

Authors: Zeinab Nezami, Syed Ali Raza Zaidi, Maryam Hafeez, Louis Powell, Vara Prasad Talari, Mallik Tatipamula
Published: 2026-04-03
Categories: cs.NI, cs.AI
arXiv: https://arxiv.org/abs/2604.09682v1

Autonomous network management in Open Radio Access Networks requires intelligent decision making across conflicting objectives, yet existing LLM based multi agent systems employ homogeneous strategies and lack systematic predeployment validation. We introduce a persona driven multi agent framework where configurable behavioral personas structured specifications encoding optimization priorities, risk tolerance, and decision making style influence five specialized agents (planning, coordination, resource allocation, code generation, analysis). To enable rigorous validation, we develop a three dimensional evaluation framework grounded in decision theory, measuring normative compliance (optimality adherence), prescriptive alignment (behavioral guideline consistency), and behavioral dynamics (emergent system properties). We evaluate 486 persona configurations across two ORAN optimization challenges (energy efficient resource allocation and network load balancing). Results demonstrate that persona agent alignment significantly impacts both individual performance (14.3 percent) and emergent multi agent coordination, with retrieval architecture (GraphRAG vs. RAG) fundamentally constraining customization effectiveness. Single agent persona modifications propagate system wide through cascading effects, with certain combinations exhibiting detectable fundamental incompatibilities. Our framework provides systematic validation mechanisms for deploying LLM based automation in mission critical telecommunications infrastructure.

---

### R2E-VID: Two-Stage Robust Routing via Temporal Gating for Elastic Edge-Cloud Video Inference

Authors: Zheming Yang, Lulu Zuo, Shun Lu, Yangyu Zhang, Zhicheng Li, Xiangyang Li, Yang You
Published: 2026-04-03
Categories: cs.NI, cs.CV, cs.DC
arXiv: https://arxiv.org/abs/2604.09681v1

With the rapid growth of large-scale video analytics applications, edge-cloud collaborative systems have become the dominant paradigm for real-time inference. However, existing approaches often fail to dynamically adapt to heterogeneous video content and fluctuating resource conditions, resulting in suboptimal routing efficiency and high computational costs. In this paper, we propose R2E-VID, a two-stage robust routing framework via temporal gating for elastic edge-cloud video inference. In the first stage, R2E-VID introduces a temporal gating mechanism that models the temporal consistency and motion dynamics of incoming video streams to predict the optimal routing pattern for each segment. This enables adaptive partitioning of inference workloads between edge and cloud nodes, achieving fine-grained spatiotemporal elasticity. In the second stage, a robust routing optimization module refines the allocation through multi-model adaptation, jointly minimizing inference delay and resource consumption under dynamic network and workload variations. Extensive experiments on public datasets demonstrate that R2E-VID achieves up to 60% reduction in overall cost compared to cloud-centric baselines, and delivers 35-45% lower delay while improving inference accuracy by 2-7% over state-of-the-art edge-cloud solutions.

---

### HCP-MAD:Heterogeneous Consensus-Progressive Reasoning for Efficient Multi-Agent Debate

Authors: Yiqing Liu, Hantao Yao, Wu Liu, Allen He, Yongdong Zhang
Published: 2026-04-03
Categories: cs.MA, cs.AI
arXiv: https://arxiv.org/abs/2604.09679v2

Multi-Agent Debate (MAD) is a collaborative framework in which multiple agents iteratively refine solutions through the generation of reasoning and alternating critique cycles. Current work primarily optimizes intra-round topologies and inter-round interactions separately, limiting the adaptation of token costs to task complexity. This work introduces Heterogeneous Consensus-Progressive Reasoning for Efficient Multi-Agent Debate (HCP-MAD), leveraging consensus as a dynamic signal to facilitate progressive reasoning. The core motivation is that a majority of straightforward tasks can be effectively resolved via lightweight pair-agent debates, while complex tasks require expanded collaboration. Firstly, Heterogeneous Consensus Verification conducts rapid consensus verification using a pair of heterogeneous agents for early stopping. Next, Heterogeneous Pair-Agent Debate applies an adaptive stopping criterion to terminate mutual critique of reasoning traces. Finally, the unresolved tasks are addressed through Escalated Collective Voting by aggregating diverse perspectives from additional agents. Experiments across six benchmarks show that HCP-MAD enhances accuracy while substantially reducing token costs. Code is https://github.com/fuyu66/HCP-MAD.

---

### NetAgentBench: A State-Centric Benchmark for Evaluating Agentic Network Configuration

Authors: Ahmed Twabi, Yepeng Ding, Tohru Kondo
Published: 2026-04-03
Categories: cs.NI, cs.AI, cs.FL
arXiv: https://arxiv.org/abs/2604.09678v1

As agentic network management gains popularity, there is a critical need for evaluation frameworks that transcend static, one-shot testing. To address this, we introduce NetAgentBench, a dynamic benchmark that evaluates agent interactions through a Finite State Machine (FSM) formalization guaranteeing determinism, correctness, and bounded execution. This provides the networking landscape with a rigorous foundation to measure complex, multi-turn operational behaviors. Our empirical evaluation of four state-of-the-art LLM agents through diverse network configuration tasks reveals stark deficiencies: while agents can solve basic tasks, they suffer severe exploration meltdowns and coherence collapse during expert-level configurations. Ultimately, NetAgentBench demonstrates that systematically evaluating multi-turn behavioral stability is an indispensable step toward realizing trustworthy, fully autonomous networks.

---

### Isomorphic Functionalities between Ant Colony and Ensemble Learning: Part III -- Gradient Descent, Neural Plasticity, and the Emergence of Deep Intelligence

Authors: Ernest Fokoué, Gregory Babbitt, Yuval Levental
Published: 2026-04-03
Categories: cs.NE, cs.LG
arXiv: https://arxiv.org/abs/2604.09677v1

In Parts I and II of this series, we established isomorphisms between ant colony decision-making and two major families of ensemble learning: random forests (parallel, variance reduction) and boosting (sequential, bias reduction). Here we complete the trilogy by demonstrating that the fundamental learning algorithm underlying deep neural networks -- stochastic gradient descent -- is mathematically isomorphic to the generational learning dynamics of ant colonies. We prove that pheromone evolution across generations follows the same update equations as weight evolution during gradient descent, with evaporation rates corresponding to learning rates, colony fitness corresponding to negative loss, and recruitment waves corresponding to backpropagation passes. We further show that neural plasticity mechanisms -- long-term potentiation, long-term depression, synaptic pruning, and neurogenesis -- have direct analogs in colony-level adaptation: trail reinforcement, evaporation, abandonment, and new trail formation. Comprehensive simulations confirm that ant colonies trained on environmental tasks exhibit learning curves indistinguishable from neural networks trained on analogous problems. This final isomorphism reveals that all three major paradigms of machine learning -- parallel ensembles, sequential ensembles, and gradient-based deep learning -- have direct analogs in the collective intelligence of social insects, suggesting a unified theory of learning that transcends substrate. The ant colony, we conclude, is not merely analogous to learning algorithms; it is a living embodiment of the fundamental principles of learning itself.

---

### Blind Refusal: Language Models Refuse to Help Users Evade Unjust, Absurd, and Illegitimate Rules

Authors: Cameron Pattison, Lorenzo Manuali, Seth Lazar
Published: 2026-04-03
Categories: cs.AI
arXiv: https://arxiv.org/abs/2604.06233v1

Safety-trained language models routinely refuse requests for help circumventing rules. But not all rules deserve compliance. When users ask for help evading rules imposed by an illegitimate authority, rules that are deeply unjust or absurd in their content or application, or rules that admit of justified exceptions, refusal is a failure of moral reasoning. We introduce empirical results documenting this pattern of refusal that we call blind refusal: the tendency of language models to refuse requests for help breaking rules without regard to whether the underlying rule is defensible. Our dataset comprises synthetic cases crossing 5 defeat families (reasons a rule can be broken) with 19 authority types, validated through three automated quality gates and human review. We collect responses from 18 model configurations across 7 families and classify them on two behavioral dimensions -- response type (helps, hard refusal, or deflection) and whether the model recognizes the reasons that undermine the rule's claim to compliance -- using a blinded GPT-5.4 LLM-as-judge evaluation. We find that models refuse 75.4% (N=14,650) of defeated-rule requests and do so even when the request poses no independent safety or dual-use concerns. We also find that models engage with the defeat condition in the majority of cases (57.5%) but decline to help regardless -- indicating that models' refusal behavior is decoupled from their capacity for normative reasoning about rule legitimacy.

---

### PromptEvolver: Prompt Inversion through Evolutionary Optimization in Natural-Language Space

Authors: Asaf Buchnick, Aviv Shamsian, Aviv Navon, Ethan Fetaya
Published: 2026-04-03
Categories: cs.LG
arXiv: https://arxiv.org/abs/2604.06061v2

Text-to-image generation has progressed rapidly, but faithfully generating complex scenes requires extensive trial-and-error to find the exact prompt. In the prompt inversion task, the goal is to recover a textual prompt that can faithfully reconstruct a given target image. Currently, existing methods frequently yield suboptimal reconstructions and produce unnatural, hard-to-interpret prompts that hinder transparency and controllability. In this work, we present PromptEvolver, a prompt inversion approach that generates natural-language prompts while achieving high-fidelity reconstructions of the target image. Our method uses a genetic algorithm to optimize the prompt, leveraging a strong vision-language model to guide the evolution process. Importantly, it works on black-box generation models by requiring only image outputs. Finally, we evaluate PromptEvolver across multiple prompt inversion benchmarks and show that it consistently outperforms competing methods.

---

### Learning Nonlinear Regime Transitions via Semi-Parametric State-Space Models

Authors: Prakul Sunil Hiremath
Published: 2026-04-03
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2604.04963v1

We develop a semi-parametric state-space model for time-series data with latent regime transitions. Classical Markov-switching models use fixed parametric transition functions, such as logistic or probit links, which restrict flexibility when transitions depend on nonlinear and context-dependent effects. We replace this assumption with learned functions $f_0, f_1 \in \calH$, where $\calH$ is either a reproducing kernel Hilbert space or a spline approximation space, and define transition probabilities as $p_{jk,t} = \sigmoid(f(\bx_{t-1}))$. The transition functions are estimated jointly with emission parameters using a generalized Expectation-Maximization algorithm. The E-step uses the standard forward-backward recursion, while the M-step reduces to a penalized regression problem with weights from smoothed occupation measures. We establish identifiability conditions and provide a consistency argument for the resulting estimators. Experiments on synthetic data show improved recovery of nonlinear transition dynamics compared to parametric baselines. An empirical study on financial time series demonstrates improved regime classification and earlier detection of transition events.

---

### Identification and Inference in Nonlinear Dynamic Network Models

Authors: Diego Vallarino
Published: 2026-04-03
Categories: stat.ML, cs.LG, econ.EM, math.ST
arXiv: https://arxiv.org/abs/2604.04961v1

We study identification and inference in nonlinear dynamic systems defined on unknown interaction networks. The system evolves through an unobserved dependence matrix governing cross-sectional shock propagation via a nonlinear operator. We show that the network structure is not generically identified, and that identification requires sufficient spectral heterogeneity. In particular, identification arises when the network induces non-exchangeable covariance patterns through heterogeneous amplification of eigenmodes. When the spectrum is concentrated, dependence becomes observationally equivalent to common shocks or scalar heterogeneity, leading to non-identification. We provide necessary and sufficient conditions for identification, characterize observational equivalence classes, and propose a semiparametric estimator with asymptotic theory. We also develop tests for network dependence whose power depends on spectral properties of the interaction matrix. The results apply to a broad class of economic models, including production networks, contagion models, and dynamic interaction systems.

---

### CalM: A Self-Supervised Foundation Model for Population Dynamics in Calcium Imaging Data

Authors: Xinhong Xu, Yimeng Zhang, Qichen Qian, Yuanlong Zhang
Published: 2026-04-03
Categories: q-bio.QM, cs.AI, q-bio.NC
arXiv: https://arxiv.org/abs/2604.04958v3

Recent work suggests that large-scale, multi-animal modeling can significantly improve neural recording analysis. However, for functional calcium traces, existing approaches remain task-specific, limiting transfer across common neuroscience objectives. To address this challenge, we propose \textbf{CalM}, a self-supervised neural foundation model trained solely on neuronal calcium traces and adaptable to multiple downstream tasks, including forecasting and decoding. Our key contribution is a pretraining framework, composed of a high-performance tokenizer mapping single-neuron traces into a shared discrete vocabulary, and a dual-axis autoregressive transformer modeling dependencies along both the neural and the temporal axis. We evaluate CalM on a large-scale, multi-animal, multi-session dataset. On the neural population dynamics forecasting task, CalM achieves competitive performance against strong specialized baselines after pretraining. With a task-specific head, CalM further adapts to the behavior decoding task and achieves superior results compared with supervised decoding models. Moreover, linear analyses of CalM representations reveal interpretable functional structures beyond predictive accuracy. Taken together, we propose a novel and effective self-supervised pretraining paradigm for foundation models based on calcium traces, paving the way for scalable pretraining and broad applications in functional neural analysis. Code is released at https://github.com/TSuXinH/CalM.

---

### The Planetary Cost of AI Acceleration, Part II: The 10th Planetary Boundary and the 6.5-Year Countdown

Authors: William Yicheng Zhu, Lei Zhu
Published: 2026-04-03
Categories: physics.soc-ph, cs.AI, cs.CY, physics.pop-ph
arXiv: https://arxiv.org/abs/2604.04956v3

The recent, super-exponential scaling of autonomous Large Language Model (LLM) agents signals a broader, fundamental paradigm shift from machines primarily replacing the human hands (manual labor and mechanical processing) to machines delegating for the human minds (cognition, reasoning, and intention). The uncontrolled offloading and scaling of "thinking" itself, beyond human's limited but efficient biological capacity, has profound consequences for humanity's heat balance sheet, since thinking, or intelligence, carries thermodynamic consequences. The Earth has already surpassed the heat dissipation threshold required for long-term ecological stability, and projecting based on empirical data reveal a concerning trajectory: without radical structural intervention, anthropogenic heat accumulation will breach critical planetary ecological thresholds in less than 6.5 years, even under the most ideal scenario where Earth Energy Imbalance (EEI) holds constant. In this work, we identify six factors from artificial intelligence that influence the global heat dissipation rate and delineate how their interplay drives society toward one of four broad macroscopic trajectories. We propose that the integration of artificial intelligence and its heat dissipation into the planetary system constitute the tenth planetary boundary (9+1). The core empirical measurement of this boundary is the net-new waste heat generated by exponential AI growth, balanced against its impact on reducing economic and societal inefficiencies and thus baseline anthropogenic waste heat emissions. We demonstrate that managing AI scaling lacks a moderate middle ground: it will either accelerate the breach of critical planetary thermodynamic thresholds, or it will serve as the single most effective lever on stabilizing the other nine planetary boundaries and through which safeguarding human civilization's survival.

---

