# Research Papers — 2026-09 · bundle page 146 of 266

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### Null importance: Disentangling relevance for interpretable machine learning

Authors: Garvesh Raskutti, Kris Sankaran, Jiaxin Ye
Published: 2026-09-16
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2609.19511v1

Feature importance is central to interpretable machine learning, but the term "importance" encompasses several fundamentally different notions of relevance. We develop a unified perspective based on null importance: a population-level characterization of when a feature is irrelevant under a specified notion of relevance. We consider standard notions of null importance arising from marginal and conditional statistical relevance, predictive risk, functional invariance, and causal effects, and show how these notions answer different scientific questions. We illustrate the framework in two applications in which the distinction is particularly consequential: algorithmic fairness, where common fairness criteria correspond to different notions of null importance, and genomic perturbation modeling, where different notions of relevance lead to different conclusions about what a prediction model has learned. The framework connects three aspects of feature analysis: the scientific question defining relevance, the data and model assumptions that shape how different null notions relate, and the methods used to assess importance. We establish sufficient conditions under which null notions coincide and give counterexamples showing how they diverge when those conditions fail. We then characterize which nulls different method families target and when their zero-importance statistics identify those targets. Finally, simulations spanning feature dependence, redundancy, nonlinearity, hidden features and other standard phenomena, along with case studies on image and multiomics data, provide empirical evidence for these theoretical distinctions and their practical consequences. Taken together, these results provide a common statistical language for relating scientific questions, data-generating assumptions, and algorithms, and clarify the conclusions that feature-importance analyses can support.

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### For Your Eyes Only: Evaluating Coordination Between Isolated Language Model Instances

Authors: Alexander Shirnin, Aleksey Kudelya
Published: 2026-09-16
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2609.19504v1

As model-generated content is increasingly consumed by other model instances in automated workflows, a practically important question arises: can a model embed a signal in natural language that an independent instance of the same model can detect, relying only on shared pre-training and task instructions, without any shared memory or coordination-specific training? We introduce For Your Eyes Only, a cooperative signalling game designed to evaluate this directly. A Sender produces free-form descriptions for two words, one of which is a hidden target; an isolated Receiver must identify it. We evaluate seven contemporary models from four architectural families on 300 word pairs from established psycholinguistic corpora, using the Double-Pass Success Rate to control for output biases. We find that most models struggle to maintain coordination once they are required to avoid detectable signals, while one frontier model retains near-perfect performance even after such filtering. We further show that models can direct this capability toward deliberate misdirection, and that coordination is consistently weaker across architectures than within them.

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### Sample Count Is Not Enough: Candidate-Generation Strategy Shapes the Energy and Performance of LLM Test-Time Scaling

Authors: Mobina Kashaniyan, Ali Jannesari
Published: 2026-09-16
Categories: cs.LG, cs.DC, cs.PF
arXiv: https://arxiv.org/abs/2609.19499v2

Test-time scaling can improve large language model reasoning by generating and combining multiple candidate responses. In sampling-based methods, the inference budget is often described by the number of generated candidates, N. However, N tells us how many candidates are generated, not how they are executed. The same candidate budget can be produced in one batched generation call or split across several sequential calls with smaller batch sizes. We first study the effect of increasing N on reasoning accuracy using Phi-3-mini and Qwen2.5-1.5B on 500 GSM8K prompts. As expected, increasing N from 1 to 8 improves accuracy by 8.4 percentage points for Phi-3-mini and 18.4 points for Qwen2.5-1.5B. However, accuracy alone does not show the systems cost of using a larger candidate budget. We therefore fix N = 8 and compare four generation schedules: 1x8, 2x4, 4x2, and 8x1, where axb denotes a generation calls with b candidates per call. We measure latency, throughput, GPU-hours, and gross GPU-device energy while keeping the total candidate count fixed. On A100 GPUs, eight serial calls use 4.64-4.86x as much gross GPU-device energy and have 5.77-6.12x the P95 latency of one batched call with eight candidates. The same pattern appears across three independently scheduled A100 nodes per model and in short-output SciQ/V100 experiments. These results show that candidate count alone is not enough to describe the systems cost of multi-candidate test-time scaling. When candidates are independent and memory allows it, fewer generation calls with larger batch sizes are more efficient. Evaluations should therefore report not only candidate count and accuracy, but also generation schedule and GPU-level systems metrics.

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### Efficiently Linking Unstructured Data for Multi-step Reasoning

Authors: Jiaming Liang, Haydn Jones, Jacob R. Gardner, Mark Yatskar, Zachary Ives
Published: 2026-09-16
Categories: cs.DB, cs.AI
arXiv: https://arxiv.org/abs/2609.19491v1

Modern LLMs and AI agents increasingly support data engineering workflows that integrate evidence from unstructured sources. Such pipelines typically do data retrieval, integration, and ranking before proceeding to more complex agentic reasoning or actions, e.g., for scientific discovery. The core retrieval problem in these workflows jointly executes multi-attribute filtering, multi-vector search, exact relational joins, and thresholded embedding-similarity joins. Given a planned query and monotone scoring function, our DASE query engine constructs and ranks candidate evidence tuples. It comprises (i) a multi-step reasoning query model over structured predicates, multiple vectors, and relational links; (ii) SemJI, a sparse materialized embedding-similarity join index for rare near-neighbor pairs; and (iii) a co-designed execution layer that combines predicate-aware ANN traversal, batched access, and threshold-based score aggregation. On scientific-discovery workloads, DASE retrieves candidate evidence for multi-step reasoning queries 6x to 46x faster than strong RDBMS, rerank, and vector-database baselines at comparable recall; and for tasks that require semantic-operator post-processing, DASE acts as a high-recall prefilter that makes downstream LLM evaluation both cheaper and more accurate -- e.g., on SemBench E-Commerce it improves BigQuery quality from 0.67 to 0.80 while cutting cost from $2.42 to $0.54.

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### SCOUT: Sim-to-Real Text-Based Person Retrieval by Embedding-Space Prediction over Frozen Video Features

Authors: Abdarahmane Traoré, Andy Couturier, Éric Hervet
Published: 2026-09-16
Categories: cs.CV, cs.IR
arXiv: https://arxiv.org/abs/2609.19483v1

Text-based person retrieval under a sim-to-real gap (synthetic training data, a real-image gallery) is usually tackled with costly fine-tuned cross-encoders. We ask whether a frozen-encoder system can compete. We present SCOUT, which casts cross-modal retrieval as prediction in embedding space. A trainable predictor maps the patch tokens of a frozen video encoder into the embedding space of a frozen text encoder under a bidirectional InfoNCE objective, and no encoder is fine-tuned in the base model. The video encoder is V-JEPA, the text encoder is EmbeddingGemma, and the predictor is initialized from a Qwen3.5-0.8B decoder. We make three findings. First, the best frozen text encoder is simply the one whose geometry best matches the video features. A training-free alignment score ranks three candidate text encoders in the same order as their retrieval accuracy on our held-out split (Spearman $ρ= 1.0$); a fourth, LLM-based encoder shows the rule is metric-dependent, holding for a neighborhood-overlap score ($ρ= 0.8$) but not for a linear probe ($ρ= -0.2$). Second, two precision-targeted levers, parameter-efficient ExPLoRA adaptation of the video encoder and a training-free attribute-decomposed reranker built on a vision-language model, improve the top-rank precision that otherwise limits the frozen system, adding 2.2 points of leaderboard R@1. Third, a local-versus-public calibration study explains which interventions transfer to the real domain. On AI City Challenge 2026 Track 4 the full retrieve-fuse-rerank system reaches 84.25 mAP@10 on the final leaderboard, while a single frozen model submitted alone reaches 60.63. Our trained components cost about 95 GPU-hours. CMP, the dataset authors' fine-tuned cross-encoder that trains for sixteen GPU-days, is one fusion member of the full system, not an alternative. Code and annotations: https://github.com/abtraore/SCOUT-ECCV

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### Search at the Cost of Sampling: Nearly-Instant Latent Space Bayesian Optimization

Authors: Donney Fan, Colin Doumont, Aleksandra Kalisz, Paul Duckworth, Jacob R. Gardner, Henry Moss, Geoff Pleiss
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19476v1

Generative models are increasingly central to many de novo discovery pipelines, in which designs are generated at scale and filtered through virtual screens to determine a set of candidates to experimentally validate. While Bayesian optimization (BO) is a natural fit for this setting, as it uses past evaluations to guide future proposals, the computational overhead required for its sequential decision-making becomes a bottleneck when virtual screens are relatively cheap. We make BO practical in this regime by exploiting the unique combination of a linear model constrained to a spherical domain where high-dimensional latents concentrate. We build off recent work justifying the use of linear surrogates, while deriving nearly closed-form solutions to the surrogate modelling and acquisition problems that exploit spherical symmetry. The result is at least a 100x speedup over state-of-the art baselines, with matching or improved performance across molecular and image generation benchmarks. Altogether, our method makes BO a practical drop-in for de novo pipelines where it was previously too slow to consider.

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### Safety Beyond the Interface: Detecting Harm via Latent States in Large Language Models

Authors: Alizishaan Khatri, Chiquita Prabhu, Omkar Neogi
Published: 2026-09-16
Categories: cs.AI, cs.CL, cs.CR, cs.LG
arXiv: https://arxiv.org/abs/2609.19472v1

Autonomous systems increasingly rely on Large Language Models (LLMs) yet the safety infrastructure surrounding these models introduces latency and compute overhead. This limits utility in resource-constrained, time-critical deployments. Existing external guardrail models remain blind to the model's internal workings, creating a fundamental assurance gap. We ask: does the model already know when the content is harmful? We extract activations from LLaMA-3.1-8B and train lightweight MLP classifier probes (12.6M parameters) to detect harmful prompts. Evaluated on WildJailbreak, Beavertails, and AEGIS 2.0, our probes achieve F1 scores of 99%, 83%, and 84%, respectively competitive with 1000x larger guard models while cutting latency and compute costs.

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### Enhanced Agriculture-informed Neural Network by Domain Knowledge

Authors: Ci Lin, Futong Li, Rose Chong-Wu, Tet Yeap, Iluju Kiringa
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19466v1

Accurate prediction of nitrous oxide (N2O) emissions from agriculture is important for assessing environmental impacts and supporting sustainable farming. However, prediction remains difficult because N2O emissions result from complex interactions among soil properties, climate, biochemical processes, and management practices, while high-quality observations are limited. Deep learning models can capture nonlinear relationships but often lack physical interpretability and may generalize poorly across environmental conditions. We propose the Knowledge-enhanced Agriculture-informed Neural Network (KAINN), a hybrid neural-mechanistic framework that extends the Agriculture-informed Neural Network by incorporating domain knowledge about fertilizer diffusion, soil respiration, and water-filled porosity. We evaluate KAINN using CNN, LSTM, and Transformer architectures across multiple growing seasons and input-feature configurations. The results show that KAINN generally provides lower root mean square error and mean absolute error and higher R-squared values than purely data-driven models and the original AINN. Analysis of the learned interfaces also shows smoother and more physically consistent parameter trajectories with reduced uncertainty. These findings demonstrate that incorporating environmental knowledge into neural networks can improve the reliability, interpretability, and generalization of agricultural N2O-emission predictions.

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### Compositional Reasoning in Language Models under Reinforcement Learning Post-Training

Authors: Yu He, Yingxi Li, Yifei Wang, Ellen Vitercik
Published: 2026-09-16
Categories: cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2609.19465v1

Compositional reasoning is critical for real-world problem solving: since training data is necessarily limited, models must generalize by composing learned skills in new ways. While post-training methods such as reinforcement learning (RL) have substantially improved the reasoning abilities of language models (LMs), their effects on compositional reasoning remain less well understood. We propose a dependency-graph framework to formalize compositional reasoning, yielding three levels of compositionality with increasing complexity. Empirically, we instantiate this framework with data-structure tasks, which provide deterministic reward computation and clear compositional structure. We find a consistent decomposed-to-composed asymmetry: decomposed-skill training does not reliably transfer to composed tasks, whereas composed-task training transfers more readily back to decomposed tasks. We provide theoretical explanation for this asymmetry, and further evaluate compositional generalization under length extrapolation, structural distribution shift, and transfer to tasks requiring unseen skills. Finally, we present a pilot study on real-world tool-calling benchmarks, showing preliminary evidence that the decomposed-to-composed asymmetry can extend to practical settings.

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### ParticleSplat: Self-supervised Object-centric Latent Particle Splatting

Authors: Lyuxing He, Daniel Guo, Elizabeth Terveen, Deepak Pathak, David Held, Tal Daniel
Published: 2026-09-16
Categories: cs.CV, cs.RO
arXiv: https://arxiv.org/abs/2609.19463v1

We present ParticleSplat, a self-supervised object-centric learning method that decomposes scenes into a set of latent ''particles'' representing semantic entities through feedforward 3D Gaussian Splatting. Building on the Deep Latent Particles (DLP) framework, which represents images as a set of particles with attributes such as position, scale, and visual appearance, we address a key limitation of DLP: its inherently 2D nature, which prevents explicit 3D spatial and geometric reasoning that are critical for downstream tasks such as robotic manipulation. Leveraging the structural similarity between latent particles and 3D Gaussian primitives, we introduce a 3D latent particle space trained with a novel view synthesis objective. Our model jointly encodes multiple views with camera poses into a shared 3D object-centric latent space, then transforms particles into particle-aligned 3D Gaussians whose composition reconstructs the full scene. On simulated and real-world datasets, we show that this formulation inherently learns object masks without supervision and supports controllable 3D scene editing, such as moving objects by modifying particles in the latent space. We further establish that the learned 3D representation improves downstream performance on robotic manipulation tasks.

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### Sharpness-Aware Minimization (SAM) Improves Classification Accuracy of Bacterial Raman Spectral Data Enabling Portable Diagnostics

Authors: Kaitlin Zareno, Jarett Dewbury, Siamak K. Sorooshyari, Hossein Mobahi, Loza F. Tadesse
Published: 2026-09-16
Categories: cs.LG, q-bio.QM, stat.ML
arXiv: https://arxiv.org/abs/2609.19453v1

Antimicrobial resistance is expected to claim 10 million lives per year by 2050, and resource-limited regions are most affected. Raman spectroscopy is a novel pathogen diagnostic approach promising rapid and portable antibiotic resistance testing within a few hours, compared to days when using gold standard methods. However, current algorithms for Raman spectra analysis 1) are unable to generalize well on limited datasets across diverse patient populations and 2) require increased complexity due to the necessity of non-trivial pre-processing steps, such as feature extraction, which are essential to mitigate the low-quality nature of Raman spectral data. In this work, we address these limitations using Sharpness-Aware Minimization (SAM) to enhance model generalization across a diverse array of hyperparameters in clinical bacterial isolate classification tasks. We demonstrate that SAM achieves accuracy improvements of up to 10.5% on a single split, and an increase in average accuracy of 2.7% across all splits in spectral classification tasks over the traditional optimizer, Adam. These results display the capability of SAM to advance the clinical application of AI-powered Raman spectroscopy tools.

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### GLAMDRING: Gait Learning And Morphology co-Design via Reinforcement LearnING of CPGs

Authors: Amogh Joshi, Kaushik Roy
Published: 2026-09-16
Categories: cs.RO, cs.LG
arXiv: https://arxiv.org/abs/2609.19452v1

Robots are moving out of the structured factory floor and into unstructured environments such as disaster sites, planetary surfaces, and agricultural fields, for which the right robot often does not yet exist. We present GLAMDRING, a framework that synthesizes the optimal robot for a locomotion task and, jointly, learns the controller that drives it. For the given specifications of forward-velocity bounds, a per-actuator power budget, an actuator library, and a payload requirement, GLAMDRING returns a matched quadruped morphology (link geometry and per-joint actuators) and a Hopf-oscillator Central Pattern Generator (CPG) gait policy. We rank feasible designs against a target design objective, viz., maximum speed, minimum Cost of Transport (CoT), or max Payload Margin. Because body and locomotion are coupled, the optimal morphology dictates how a robot is driven, while optimal gait depends on the physical body. We train a small number of CPG policies by reinforcement learning across the space of candidate morphologies, co-learning the gait with the underlying robot hardware. Link lengths and actuators are then resolved post-hoc from the policy's logged operating envelope, reducing synthesis cost to a small, fixed number of reinforcement-learning runs instead of one per candidate. Our experiments show three key findings: co-designing body and gait is necessary to satisfy locomotion constraints; actuator-envelope feasibility, rather than locomotion success alone, determines realizable payload capacity; and canonical animal gaits emerge naturally in most designs from morphology and constraints alone. A real-world demonstration further highlights the efficacy of our work.

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### Efficient Unified Multimodal Understanding (EUMU): Winning Solution for the MUMU Track at the 8th LSVOS Challenge

Authors: Dayoung Kil, Seong-heum Kim
Published: 2026-09-16
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.19451v1

The Mobile Unified Multimodal Understanding (MUMU) Challenge requires a single efficient model to jointly perform multi-concept image tagging, open-vocabulary object detection, and image captioning. We present Efficient Unified Multimodal Understanding (EUMU), the winning solution for the MUMU Track of the 8th LSVOS Challenge. EUMU builds on a shared pretrained multimodal model, using its prompt-based capabilities for detection and captioning and training lightweight heads on shared visual features to predict quality, scene, and event tags. Rather than treating the three tasks independently, EUMU applies task-aware inference refinement by reusing task outputs as cross-task cues. For detection, caption cues help recover objects missed by the initial detection. For captioning, detection cues help refine the caption to better reflect the detected objects. For tagging, image statistics refine quality predictions, while caption and detection cues refine scene and event predictions. This design unifies all three tasks within a single model while satisfying the challenge's resource constraints. EUMU contains 239.169M parameters, requires 23.947 GFLOPs, uses 4.5 GB of peak inference memory, and achieves a final challenge score of 17.3409. Code and models are available at https://github.com/Dayoung-Kil/EUMU.

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### The syntax and semantics of goals

Authors: David M. Abel, Mark K. Ho
Published: 2026-09-16
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.19448v1

In both cognitive science and computer science, goals are conceptualized as cognitive states that flexibly combine with world knowledge to organize and specify purposeful behavior. In this way, goals are compositional representations whose content relates to rational behavior. We here draw attention to goals as representations and their content because it highlights a parallel with other areas in cognitive science - in particular, the syntax-semantics interface in linguistics and logic - while also foregrounding foundational questions about the expressivity, design, and efficiency of different goal representations. For example, goals are typically taken as fixed and imposing constraints on desirable behaviors, but we can also identify constraints on goal representations themselves, such as whether a particular goal language is sufficiently expressive to capture behaviors of interest, or whether different goal representations capture the same behavior. Here, we synthesize work that aims to characterize the properties of different goal representations and suggest these are points of a broader design space. We close by discussing how distinguishing the form and meaning of goals can elucidate the implicit assumptions we make about goals, inform the study of interactions between higher-level cognition and motivation, and isolate axes of variation for different conceptions of goals.

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### From Models to Systems: A Comprehensive Survey of Efficient Multimodal Learning

Authors: Pan Wang, Siwei Song, Hui Ji, Siqi Cao, Heng Yu, Zhijian Liu, Huanrui Yang, Yingyan Celine Lin, Beidi Chen, Mohit Bansal, Xiaoming Liu, Pengfei Zhou et al.
Published: 2026-09-16
Categories: cs.MM, cs.AI, cs.CL, cs.CV, cs.LG
arXiv: https://arxiv.org/abs/2609.19445v1

The rapid expansion of multimodal models has surfaced formidable bottlenecks in computation, memory, and deployment, catalyzing the rise of Efficient Multimodal Learning (EML) as a pivotal research frontier. Despite intensive progress, a cohesive understanding of what, how, and where efficiency is manifested across the learning stack remains fragmented. This survey systematizes the EML landscape by introducing the first structured, model-to-system taxonomy. We distill insights from over 300 seminal works into three hierarchical levels--model, algorithm, and system--addressing architectural parsimony, execution refinement, and hardware-aware orchestration, respectively. Moving beyond a purely categorical review, we offer a methodological synthesis of the vertical synergies between these layers, elucidating how cross-layer co-design contributes to the fundamental "Efficiency-Utility-Privacy" trade-off. Through an integrative case study of Multimodal Large Language Models (MLLMs), we trace the field's evolutionary trajectory from initial structural adjustments to modern full-stack resource orchestration. Furthermore, we provide a holistic discussion and application-specific optimization blueprints for diverse domains and posit a paradigm shift toward self-regulating intelligence, where efficiency is an intrinsic, emergent property of the model's fundamental design rather than a post-hoc constraint. Finally, we present open challenges and future directions that will define the trajectory of EML research. This survey establishes a structured framework for multimodal systems that are not only high-performing and generalizable but natively efficient and ready for ubiquitous deployment. A continuously updated version is available at https://github.com/pwang322/Efficient-Multimodal-Learning-Survey.

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### Seeing Abnormal from Normal: Glomerular Abnormality in Representations of Normal Renal Morphology

Authors: Greta Hasko, Rachit Saluja, Tianyu Shi, Leiyue Zhao, Yuechen Yang, Daniel Reisenbuechler, Tianyuan Yao, Zhenhao Guo, John Cannon, Yuling Chi, Lorraine Gudas, Mert R. Sabuncu et al.
Published: 2026-09-16
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.19444v2

Fine-grained evaluation of glomerular pathology must distinguish normal glomeruli from abnormalities such as global and segmental glomerulosclerosis, obsolescent, ischemic, solidified, disappearing, and atubular glomeruli. Supervised classification requires labeled examples of every category, which is impractical when subtypes are rare or absent from the training cohort. One-class anomaly detection offers an alternative by modeling normal data and scoring deviations, allowing previously unseen abnormalities to be detected. We use the frozen residual U-Net backbone of Omni-Seg, pretrained to segment structurally normal renal primitives without abnormal-subtype labels. We propose NoRDeC (Normal-Reference Detection and Characterization), a framework combining Mahalanobis normal-reference scoring with layer-wise representation analysis to determine whether and where glomerular pathology is encoded, how spatial aggregation affects detection, and whether abnormalities alter inter-layer relationships differently. Using glomerular images from two institutions, we evaluate backbone layers and aggregation strategies, compare NoRDeC with PaDiM and PatchCore, and analyze representations using centered kernel alignment (CKA). Layer 4 with Center-70 aggregation achieved a pooled AUROC of $0.926\pm0.013$. NoRDeC achieved the highest AUROC in six of seven abnormality categories and in the pooled analysis, while CKA suggested subtype-dependent changes in inter-layer relationships not captured by anomaly scores alone. The normal-reference model is fitted using only normal glomeruli; abnormality labels are used for configuration selection, evaluation, and grouping in the representation analysis. These results show that a frozen renal feature extractor can support both detection and representation-level characterization of glomerular abnormalities without using abnormal examples to fit the detector.

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### Predict Before You Deploy: Offline Prediction of Quantization-Induced Task Degradation for World Action Models

Authors: Jiuyi Xu, Jinjia Guo, Meida Chen, Jing Du, Yangming Shi
Published: 2026-09-16
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2609.19441v1

World action models (WAMs) rely on video-generation backbones, requiring substantial memory and compute for deployment. Post-training quantization reduces memory and can accelerate inference, but bit width, grouping, and quantizer choice define a large configuration space. Identifying configurations that preserve task performance through exhaustive closed-loop evaluation is costly. We propose PreDE (Predict Before You Deploy), a policy-calibrated framework for predicting quantization-induced task degradation from offline action deviations. Using closed-loop outcomes from a small development set, PreDE calibrates two thresholds and accepts, rejects, or defers new configurations using a fixed observation log. Under a within-setting label-ordering hypothesis, the rule issues decisions where all thresholds consistent with the development labels agree. Across five WAMs and four benchmark settings, quantization produces configuration-dependent task losses that cannot be explained by bit width alone or a shared deviation threshold. Across 28 held-out configurations from two policies, PreDE issued 21 decisions before observing closed-loop outcomes (75% coverage), all matching the observed acceptable or degraded labels. Deferred candidates included both acceptable outcomes and a 33-percentage-point loss. In 450 Franka Research 3 trials across two independently fine-tuned policies, all configurations assigned to high-deviation groups before testing showed significant degradation, while low-deviation comparisons showed no statistically significant degradation. On the real robot, W4A4 achieved a 1.37x action-query speedup and approximately 44% lower peak memory. These results support policy-specific behavioral calibration for quantization configuration selection while identifying candidates that require closed-loop evaluation. The code is available at https://github.com/jiuyixu25/PreDE.

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### Bayesian Optimization with Rich Auxiliary Information via LLMs

Authors: Tejus Gupta, Efe Mert Karagözlü, Rohit Sonker, Barnabás Póczos, Jeff Schnieder
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19437v1

Bayesian Optimization (BO) is widely used for optimizing expensive black-box functions, yet many real-world optimization problems contain substantially richer information than function evaluations alone. Examples include training curves in hyperparameter optimization, expert notes and images in scientific experimentation, and prior knowledge about where optima may lie. We show that large language models (LLMs) can effectively leverage such rich auxiliary information to guide optimization. Motivated by these findings, we develop three methods for incorporating auxiliary information into BO using LLMs. Across hyperparameter optimization benchmarks and a real-world nuclear fusion optimization task, our methods consistently outperform both standard BO and existing LLM-based optimization approaches. Our results demonstrate the effectiveness of LLMs for leveraging rich auxiliary information in BO.

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### Demystifying Linear Operator Learning for Control Systems

Authors: Max Beier, Nicolas Hoischen, Sandra Hirche, Petar Bevanda
Published: 2026-09-16
Categories: eess.SY, cs.LG
arXiv: https://arxiv.org/abs/2609.19428v1

This paper proposes a structured approach to learning linear operators for control systems from data. We address both structural and learning-theoretic aspects of the problem. To derive structural assumptions, we propose using the well-established framework of (semi)groups for evolution equations, as operators in control systems are of the same type. Further, we propose analyzing learning algorithms through the lens of the inverse problems framework. This reveals how a learned model depends on the data via error decompositions, convergence guarantees, and optimal regularization -- enabling us to compare existing methods and derive provably advantageous algorithms. In order to obtain these results, we restrict our scope to bounded operators on Hilbert spaces. Although this may appear restrictive, existing approaches often make this assumption implicitly to obtain matrix-like representations. We demonstrate the power of using these frameworks by deriving a convergent estimator for time-varying systems.

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### Closed-World Resolution Against Tool Hallucination in LLM Agents

Authors: Laxmipriya Ganesh Iyer
Published: 2026-09-16
Categories: cs.AI, cs.CR, cs.SE
arXiv: https://arxiv.org/abs/2609.19425v1

Tool-augmented large language model (LLM) agents fail in a way no tool-selection or tool-security method addresses: they call tools that do not exist and pass arguments no schema declares. Existing defenses either pick the right tool (selection) or constrain what an agent may do with real tools (gating), both of which presuppose the emitted call refers to a real tool at all. We show this is a structural blind spot: a hallucinated call is by construction not a decision any gate made, so no gate can reject it. This paper is primarily a measurement and benchmark study. We give a five-class taxonomy of tool hallucination (H1-H5) and, as a reference point, the Resolution Rung: a training-free, closed-world resolver (registry membership plus a signature check) whose interest is where it must sit, not what it computes. We prove hallucination defense must precede any causal gate, and characterize the one irreducible residue (borrowed arguments schema-indistinguishable from a valid call). Across ten hosted models under two invocation surfaces we measure 322 genuine hallucinations; fabricated-tool calls concentrate on the unconstrained raw-JSON surface (34 vs. 3), and model scale does not help (a 675B model matches a 7-8B one). We then extend to the Model Context Protocol, where merging several servers into one namespace creates hallucination surfaces a single registry cannot express (a second taxonomy, M1-M5); on the live MCP surface we measure 154 hallucinations, including from frontier models that were clean on the single-registry surface, because collisions and shadowing are structural to the merge. We release the versioned Hallucinated-Tools Benchmark (HTB) so any resolver is comparable across submissions.

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### BurnRiSc: Toward Non-Invasive Burnout Screening in Open Source from Public Repository Signals

Authors: Timofey Sanko, Yuan Tian, Mariam Guizani
Published: 2026-09-16
Categories: cs.CY, cs.CL
arXiv: https://arxiv.org/abs/2609.19422v1

Burnout is a chronic occupational syndrome, and open source is close to a worst case for it: maintainers absorb unbounded demand with no manager to reallocate work and no organization to notice decline. The cost is not only personal. Burnout precedes withdrawal, and in projects sustained by a handful of maintainers, one departure can break infrastructure that thousands of downstream systems depend on. Yet the field has no way to see it coming: self-report inventories, the only existing measure, miss exactly the contributors most in need of detection and cannot be applied retroactively, so the field cannot even ask how common burnout is or what helps. We present BurnRiSc, a framework that operationalizes the Oldenburg Burnout Inventory's two dimensions, exhaustion and disengagement, as 14 behavioral and linguistic signals computed from GitHub activity and scored against each contributor's own history. The signals aggregate into two weighted dimension scores, with weights learned from labeled cases, and average into a monthly Burnout Risk Score (BRS). In a preliminary evaluation across 68 contributors in ten repositories (ten disclosed burnout cases, twelve comparable-volume collapses, and 46 comparison contributors), sustained BRS elevation precedes 6 of 10 disclosures by 6-15 months, 8 of 10 when adding peak BRS as a second criterion, and 10 of 10 over any prior time frame. We thus present BurnRiSc as evidence that burnout is screenable from public data.

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### RGS: Reflection-aware Gaussian Splatting via Learning Geometry Continuity for Reflective Objects

Authors: Xiaobiao Du, Yida Wang, Cheng Bi, Kun Zhan, Xin Yu
Published: 2026-09-16
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.19421v1

Gaussian Splatting has significantly improved the quality of novel view synthesis with explicit Gaussian representation. However, we observed that existing 3D Gaussian Splatting methods (3DGS) often suffer from surface collapse issues on reflective regions, and thus produce inferior geometry and low-quality specular. In this work, we propose a physically-based deferred rendering framework, named Reflection-aware Gaussian Splatting (RGS), that can accurately model specular regions and improve novel view synthesis performance. Specifically, we found that a powerful 3D foundation model can provide a strong 3D geometric prior to foster correct geometric modeling. Based on this, we propose a cross-view shape consistency regularization to regularize the geometry surface with the large model prior and cross-view constraints. In this manner, our RGS can produce smoother geometric surfaces on reflective regions while reducing geometric hollows. To further improve rendering results on reflective regions, we present a reflection-aware densification strategy that is designed to capture specular variations across various views. With this strategy, our RGS is able to render novel views of objects in higher quality. Extensive experiments demonstrate our method consistently renders high-quality reflective objects, achieving state-of-the-art performance.

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### Stable Policy Learning

Authors: Harvey Barnhard, Giacomo Opocher, Rahul Singh
Published: 2026-09-16
Categories: econ.EM, cs.LG, math.ST, stat.ML
arXiv: https://arxiv.org/abs/2609.19418v1

In evidence-based policymaking, typically one experimental sample is observed, then a learned policy recommendation is implemented at scale. Policies learned from the experimental data can perform well in expected welfare, yet random sampling in the experiment can produce recommendations with poor welfare outcomes. In this paper, we ask: how should policy learning algorithms balance expected welfare against sampling risk? Our main contribution is to show that algorithmic stability plays a central role in characterizing and navigating the tradeoff. Intuitively, if a policy learning algorithm's recommendation remains stable when one experimental unit is replaced, then that algorithm has limited sampling risk. We propose a method for policy learning called policy-vote bagging, which learns treatment decisions on many subsamples then averages their votes into treatment probabilities. Relative to using one subsample, averaging across subsamples preserves expected welfare and improves expected utility for a risk-averse researcher. We derive sharp bounds linking estimation accuracy, subsample size, and welfare variation, including an exact guarantee under CARA utility.

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### Less Is More: Graph-free Multimodal RAG via Multi-signal Late Fusion

Authors: Tithi Rakshit, Hongkuan Zhou, Lavdim Halilaj, Yuqicheng Zhu
Published: 2026-09-16
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.19417v1

Graph-based retrieval-augmented generation (RAG) is widely used for multimodal, cross-document question answering. However, building corpus-level graphs is expensive, slow to query, and difficult to maintain. We present TrioRAG, a graph-free multimodal framework that integrates evidence from three complementary signals: the question, the anchor image, and a VLM-enhanced query generated from both. Each signal retrieves independently over a shared multi-vector index of page text and page images, and the results are combined through late fusion. Further, we introduce AutoQA, a multimodal automotive benchmark whose questions are grounded in noisy, web-sourced images rather than clean document-sourced figures. Its questions require reasoning across manuals. We position it as a model-curated testbed rather than a human-validated gold standard. Across three benchmarks, TrioRAG matches or outperforms graph-based systems while reducing total cost and accelerating per-query inference by 1.6-2.3 times. By construction, AutoQA grounds its questions in out-of-corpus web images. In this setting image retrieval reaches only 19.3% document-level recall, while text-derived signals, especially the VLM-enhanced query, keep retrieval robust.

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### Deep Learning Detection of Beyond-General-Relativity Deviations in Gravitational-Wave Signals: A Detection-Threshold Study with Real LIGO Noise

Authors: Muhammad Adnan Shahzad
Published: 2026-09-16
Categories: gr-qc, astro-ph.IM, cs.LG
arXiv: https://arxiv.org/abs/2609.19416v1

We study machine-learning detection of controlled beyond-General-Relativity (beyond-GR) deviations in gravitational-wave signals, using both synthetic aLIGO-PSD noise and real LIGO H1 detector strain. Three deviation families are applied to General-Relativistic inspiral-merger-ringdown waveforms: amplitude modulation, phase modulation, and frequency modulation, each parameterized by a dimensionless strength coefficient $β$. A hybrid classifier combining a one-dimensional convolutional neural network with ten hand-crafted waveform statistics is trained on GR and modified waveforms and tested on a deviation type excluded from training. The central result is a quantitative detectability curve as a function of $β$. Using the real GW150914 strain as a template and real H1 detector noise, we find a detection threshold at $β\approx 0.25$, with accuracy rising smoothly from chance at $β\leq 0.2$ to perfect classification at $β\geq 0.5$. The threshold value is specific to the quadratic-in-time modulation form adopted here and should not be interpreted as a generic constraint on beyond-GR parameters. We nevertheless argue that the negative result at small $β$ is informative: it establishes a quantitative limit on machine-learning-only beyond-GR searches in real detector noise, in the absence of matched-filter signal extraction.

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### Improving Offline Goal-Conditioned Reinforcement Learning via Selective Reward Stimulation

Authors: Jing Zhang
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19414v1

Goal-conditioned reinforcement learning aims to learn policies that reach specified goals, but remains challenging in offline settings with sparse rewards and long-horizon dependencies. In such settings, goal-completion information can be temporally distant from the early decisions that enable success, while offline value estimation introduces additional error. We study this issue from a reward-propagation perspective and show, in a stylized delayed-goal setting, how goal-directed value separation can become small relative to local estimation error. Motivated by this analysis, we propose Reward Stimulation Implicit Q-Learning (RSIQL), a simple non-hierarchical method that introduces additional reward signals at progress-making intermediate states in offline trajectories. RSIQL uses an auxiliary goal-conditioned value function to identify intermediate states estimated to make progress toward the goal and applies reward stimulation to provide less-delayed training supervision. Unlike hierarchical methods, RSIQL does not learn a separate high-level subgoal policy. Experiments on D4RL goal-reaching benchmarks and OGBench show that RSIQL improves over goal-conditioned IQL on average and achieves performance competitive with hierarchical offline goal-conditioned methods, while retaining a simple flat policy structure.

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### From Rollout to Reset: A Graph-Based Harness for Autonomous Long-Horizon Manipulation Evaluation

Authors: Jing Jiang, Yue Yang, Xinkai Jiang, Gedas Bertasius, Daniel J. Szafir, Rudolf Lioutikov
Published: 2026-09-16
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2609.19413v1

Robot manipulation policies are improving quickly, and real-robot evaluation remains the standard evidence for that progress. It still relies on a human to reset the scene between rollouts, which consumes operator time and leaves the initial state distribution unspecified, so results reproduce poorly. A recent system, AutoEval, automates both reset and scoring, but only for single-step tasks, because a long-horizon rollout can terminate in combinatorially many configurations that no single learned reset policy covers. We present HALTER, a Harness for Autonomous Long-horizon Task Evaluation and Reset, which restores the scene by planning over a library of learned atomic reset skills, so demonstration cost scales with the size of that library rather than with the number of terminal states. HALTER builds a spatial scene graph online from point clouds and vision foundation models, and an LLM reasons over this graph to score the rollout, plan the reset, and verify that the reset succeeded, without collecting labeled success images for any task. On four long-horizon tasks on a Franka arm, HALTER restores the scene in 76% of episodes, against 52% for AutoEval and 65% for a motion-planning reset, and it estimates the completed-skill fraction correctly in 90% of episodes, against 76%. Its reset-verification verdict is correct in 91% of episodes, compared with 78% for AutoEval. It also cuts the operator time of an evaluation campaign by 72% relative to manual reset. We further measure compositional generalization on three held-out tasks, where HALTER resets 74.7% of episodes against 1.3% for a per-task reset policy, and we ablate the scene representation and the graph update rate.

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### Efficient Nash Equilibrium Computation for Cybersecurity Games

Authors: Michael Lanier, David Farmer, Yevgeniy Vorobeychik
Published: 2026-09-16
Categories: cs.GT, cs.AI
arXiv: https://arxiv.org/abs/2609.19399v2

Game-theoretic analyses of cyber defence often compute equilibria of games whose payoffs exist only as the output of a simulator. Iterative equilibrium-finding methods grow a set of attacker and defender policies and need the payoff of every attacker--defender pair, so they are bottlenecked by payoff estimation: each payoff costs many simulator runs. We introduce Regret-Weighted Payoff Sampling (RWPS), which spends a fixed simulation budget on the payoffs the equilibrium actually depends on and predicts the rest with a model trained on every payoff measured so far. Standard error bounds for estimated games are driven by the worst-estimated payoff, so they cannot credit an estimator that is inaccurate only where accuracy does not matter. We prove a bound that weights payoff errors by the opponent's equilibrium strategy, a certificate that can be computed from simulated payoffs alone, and a condition under which errors in the predicted payoffs cannot change either player's regret. On three synthetic general-sum games, one of them a Colonel Blotto game of military resource allocation, the new bounds are four to six times tighter than the standard one, and RWPS finds less exploitable equilibria than minimum-regret-first search, information-gain search and progressive sampling at the same budget. On two cyber-defence simulators, CyGym and a new game whose hosts are LLM agents exposed to prompt injection, it gives the least exploitable equilibria at the smallest budgets.

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### A Cross-Lingual Acoustic Disease-Alignment Framework for Respiratory Health Assessment from Spontaneous Speech

Authors: Roksana Khanom, Raghib Asfak Tasnim, Bodrun Nahar Bithi, Shafia Shirin Supty, Saiful Islam Raju, Ashok Agrawala, Nirupam Roy
Published: 2026-09-16
Categories: cs.SD, cs.CL
arXiv: https://arxiv.org/abs/2609.19398v1

Spontaneous speech offers a scalable, noninvasive signal for respiratory health assessment, yet interpretable models that generalize across languages remain challenging because disease-related acoustic changes are confounded by language-specific phonetic variation. We present CL-DAF, a Cross-Lingual Disease-Alignment Framework that identifies acoustic dimensions whose disease effects remain consistent across languages. Using 201 English and 75 newly collected Bangla speakers, we construct a common 272-dimensional acoustic representation and quantify disease alignment using signed rank-biserial effects and the Language Invariance Score. We first show that spontaneous Bangla speech separates COPD from controls (AUC 0.85); however, 133 features reverse their disease direction across languages and the full representation transfers poorly (AUC 0.49 from Bangla to English). CL-DAF isolates 26 disease-aligned features that raise AUCs to 0.825 and 0.722 from English to Bangla and Bangla to English, respectively. These findings provide a foundation for multilingual clinical speech models emphasizing pathology over language-dependent variation.

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### WZPlanner: Safe End-to-End Path Planning for Autonomous Driving in Work Zones

Authors: Nishad Sahu, Changzhong Qian, Guangzhou Cai, Shounak Sural, Ragunathan, Rajkumar
Published: 2026-09-16
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.19393v1

Work zones alter lane geometry through temporary traffic controls and closures that may be absent from on-board maps, challenging autonomous vehicle (AV) perception and planning. Generalization is also limited by scarce public datasets with structured geometric supervision. We present WorkZonePlan, a dataset comprising 149K+ synthetic and 5K+ real-world multimodal samples with 3D annotations for lane boundaries, work zone boundaries, and driving trajectory options. It also provides 76 closed-loop CARLA scenarios replayed under three weather conditions, yielding 228 Bench2Drive-format evaluation routes. We introduce WAVE (Work-zone-focused AV data generation in Virtual and rEal Environments), a semi-automated pipeline for creating the dataset, and BoundaryFormer (BF), a transformer-based model that jointly predicts lane and work zone boundary polynomials and driving trajectories. BF uses slot attention for boundary prediction. Ablations show that a separate trajectory decoder using boundary slot features substantially improves trajectory prediction over a slot-attention-only approach. Building on this finding, BF++ offers Camera and Camera+LiDAR variants with metric ground-plane encoding, typed boundary/trajectory queries, long-range point anchors, image-space curve refinement, and conservative gated LiDAR fusion. On the 211 routes common to all four models at the evaluation freeze, BF++-Camera and BF++-Camera+LiDAR achieve Driving Scores of 63.0 and 64.4, respectively, compared with 59.3 for SimLingo and 26.1 for TransFuser++ (TF++). BF++ is 40 times smaller than SimLingo and more than 10 times smaller than TF++, while achieving higher Driving Scores. These results support jointly predicting lane boundaries, work zone boundaries, and driving trajectories as a promising direction toward safer AV operation in work zones. Code and dataset: https://github.com/Nishad-Sahu/WZPlanner.

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### MAGS: Multi-agent Auto-formalization Guarantees Safety for Agentic Outputs

Authors: Albert Wu, Nicholas Roberts, Tzu-Heng Huang, Haoran Lin, Gil Friedman, Sungjun Cho, Gabriel Orlanski, Frederic Sala
Published: 2026-09-16
Categories: cs.AI, cs.CR, cs.SE
arXiv: https://arxiv.org/abs/2609.19391v1

LLM coding agents now generate complex programs at a scale that makes thorough human review increasingly difficult, raising the risk of safety and security failures. Common approaches, including fuzz testing, static analysis, and LLM-as-a-Verifier, can detect many failures but struggle to cover all possible edge cases. Formal verification addresses this by providing machine-checkable guarantees over specified properties, but traditionally demands substantial manual specification and proof engineering. We introduce a unified multi-agent framework, MAGS, that generates executable programs with formal safety guarantees, using Dafny as a verification-aware intermediate representation where safety properties can be mechanically checked. MAGS formalizes and freezes human-audited APIs and safety requirements, translates generated code into Dafny, repairs violations using verifier feedback, and compiles verified programs back into executable code. We evaluate MAGS on 100 CUDA kernels, 100 terminal scripts, and 20 robotic-arm tasks. Across all 220 examples, it achieves a 100% success rate in producing programs with non-trivial safety guarantees against frozen specifications. Independent safety and functional evaluations further show strong performance across all three domains, while revealing failures when the auto-formalized semantics do not fully capture the target behavior.

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### Do AI Agents Understand Computer Architecture?

Authors: Ambika Sharan, Grigory Chirkov, Soheil Abbasloo
Published: 2026-09-16
Categories: cs.AI, cs.AR
arXiv: https://arxiv.org/abs/2609.19387v1

Agents are increasingly asked to design hardware, and increasingly reported to succeed. Such reports establish that a design improved; they cannot establish why. An agent that improves an accelerator may be reasoning about the machine, or may be searching competently over knobs whose meaning it never recovers -- and only the first transfers to the next architecture. Existing evaluations cannot tell the two apart, because they vary the agent while holding the framing of the problem fixed. We do the opposite. AutoTuring hands the same agent the same 15-dimensional accelerator space twice: once as named architectural knobs with simulator counters, once as anonymous variables on (0,1), with the evaluator, the legal space and the reachable optima held identical, so that the only thing that varies is whether the problem means anything. The gap between the two is the measurement. On a nine-kernel FP16 GEMM basket, meaning pays: the architect beats a modeled H200 by 5.4% and its blind counterpart by 12.3% on average, with 70.1% fewer simulator calls. It does not pay uniquely: a critic loop recovers most of that gap for the blind agent and buys the architect nothing, so architectural knowledge and structured critique behave as substitutes rather than as complements. We report these as preliminary findings -- five to six runs per condition on a single modeled accelerator -- and take the comparison itself, not the accelerator, to be the contribution.

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### Mammography Foundation Models for Opportunistic Prediction of Major Adverse Cardiovascular Events

Authors: Paula Feldman, Nusrat Binta Nizam, Sunwoo Kwak, Batuhan Karaman, Katerina Dodelzon, Mert Sabuncu
Published: 2026-09-16
Categories: eess.IV, cs.CV, cs.LG
arXiv: https://arxiv.org/abs/2609.19385v1

Cardiovascular disease (CVD) remains the leading cause of death among women, yet cardiovascular risk assessment often relies on clinical variables that may be missing, outdated, or unavailable in routine care. Screening mammography offers an opportunity for opportunistic cardiovascular risk stratification because it is routinely acquired and contains vascular features, including breast arterial calcifications (BAC), that are associated with cardiovascular risk and events. We evaluate whether mammography specific foundation models, originally pretrained for breast cancer-related tasks, can transfer to cardiovascular risk prediction without cardiovascular specific supervision or explicit BAC annotation. We constructed a 5-year major adverse cardiovascular event (MACE) cohort of 22,497 women linked to electronic health record outcomes, including 500 events (2.22% prevalence). The foundation models achieved AUROCs of 0.823 and 0.822 substantially exceeding an age-only model (AUROC 0.765), despite using only the screening mammogram as input, with no clinical variables. Both foundation models evaluated assigned substantially higher predicted risk to patients with radiologist-documented BAC, despite BAC never being used as a training label, and showed activation patterns consistent with vascular findings. Together, these findings suggest that mammography foundation models can recover clinically relevant cardiovascular risk information directly from mammographic pixels and suggest that screening mammography may provide an opportunistic source of cardiovascular risk information to complement conventional clinical assessment without additional imaging. Code is available in https://github.com/PauFeld/MammoCVD

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### Riemannian--Lorentz Fusion of Vision Transformers and State-Space Models

Authors: Badri N. Patro, Vijay S. Agneeswaran
Published: 2026-09-16
Categories: cs.CV, cs.AI, cs.CL, cs.MM
arXiv: https://arxiv.org/abs/2609.19384v1

Scaling deep learning faces critical bottlenecks: data exhaustion, exponential training costs, and resource concentration. Model merging combines pre-trained checkpoints without gradient descent, offering orders-of-magnitude savings versus retraining. Combining independently trained vision models is difficult when their architectures and parameter shapes differ. Existing weight-space merging methods generally assume aligned, shape-compatible checkpoints, whereas a Vision Transformer (ViT) and a state-space model (SSM) implement token mixing with different operators. We study a hybrid Heterogeneous merging setting that retains both architectures while aligning parameter groups by semantic role. Our proposed Riemannian--Lorentz Parameter Fusion (RLPF) method projects aligned groups to common coordinates, lifts selected coordinates to the Lorentz hyperboloid model of hyperbolic space, computes a regularized geodesic barycenter, and decodes the result into the two branches. A learned gate then combines branch logits for each input. Component groups use fixed curvature values, with normalization parameters treated as Euclidean. In the results available in this manuscript, the fine-tuned system obtains 82.37\% on CIFAR-10, 75.04\% on Oxford-IIIT Pet, and 78.58\% top-1 accuracy on ImageNet-1K; the corresponding best-parent accuracies are 76.54\%, 71.42\%, and 76.42\%. On ImageNet-1K, the reported pre-fine-tuning initialization reaches 77.80\%. These results support further study of geometry-aware heterogeneous fusion, but not a training-free single-checkpoint merge: RLPF is a two-branch hybrid whose gate and reported final models are trained.

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### FCx: An algorithm for finding Feasible Counterfactual Explanations

Authors: Kleopatra Markou, Vana Kalogeraki, Dimitrios Gunopulos
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19383v1

Counterfactual (CF) explanations identify changes that alter an input's classification. While existing methods produce realistic and low-cost CFs, they often fail to ensure feasibility, by suggesting non-constructive modifications or incompatible with future changes (e.g., changing an individual's race to secure a job offer). We introduce a refinement of CF explanations that explicitly enforces feasibility. Our approach is the first to efficiently generate CFs that are realistic, low-cost and feasible. We accommodate both hard feasible constraints, specified by domain knowledge users, and soft feasible constraints, inferred automatically via causal inference from the dataset. Our method, Feasible Counterfactual Explanations (FCx), is based on a modified Variational Autoencoder (VAE) optimized with a multi-factor loss function. We measure the cost of a change based on the absolute change in values (proximity) as well as the number of features changed (sparsity) while realism is measured based on the LOF for density estimation, guaranteeing that CFs reside in densely populated regions. Extensive experiments on four public datasets show that our approach matches state-of-the-art performance across multiple metrics while guaranteeing feasibility.

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### LinePilot Digitizer: Line-Plot Recovery with Manual and Automatic Calibration

Authors: Fengbo Ma, Rayan Akhtar, Aakash H. Joshi, Xiaoting Li, Haijian Sun, Zhen Xiang, Xianyan Chen, Yiping Zhao
Published: 2026-09-16
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2609.19377v1

Recovering numerical series from line plots requires accurate axis calibration and reliable curve extraction. We present LinePilot Digitizer (LinePilot), which combines continuous color-based curve recovery with three calibration modes: LinePilot (standard), LinePilot (enhanced), and LinePilot (OCR). We also introduce DigitizerBench, the first dedicated benchmark for systematically evaluating digitizer performance, using an orthogonal design spanning signal, rendering, and plot-structure factors with complementary automatic and human-guided evaluations. We evaluate performance using failure-penalized capped normalized root-mean-square error (FPC-NRMSE), which assigns unit loss to missing, unusable, or catastrophically inaccurate outputs. On DigitizerBench-Full, LinePilot (OCR) achieves the lowest mean FPC-NRMSE (0.672) and highest trusted usability (38.2%) among the tested automatic pipelines. On DigitizerBench-Lite, LinePilot (enhanced) achieves the lowest mean FPC-NRMSE (0.081), 100% output success, and highest trusted usability (93.3%). The orthogonal benchmark design further enables factor analysis to identify the factors that most significantly affect digitizer performance. Together, the three calibration modes provide a practical trade-off between automation, user control, and accuracy within a shared curve-recovery workflow.

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### Machine-Learning Assessment of the Predictive Value of Inflammatory Biomarkers for Cognitive Impairment in an Older Hispanic Adult Cohort

Authors: Antony Garcia, Gabrielle Britton, Alcibiades Villarreal, Diana Oviedo, Giselle Rangel, Xinming Huang
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19374v1

Small clinical tabular datasets require interpretable machine learning because deep learning is often impractical and ensemble models can be difficult to inspect. A key pitfall is that statistical significance does not necessarily imply predictive utility. Using data from the Panama Aging Research Initiative--Health Disparities (PARI-HD) cohort (n=165), we implemented a leakage-safe threshold-likelihood Bernoulli/Categorical Naive Bayes (BNB/CNB) classifier. Within every training fold, each continuous predictor was reduced to a supervised chi-square-derived state, while income entered the model through a categorical likelihood. All data-dependent steps were performed within repeated stratified 10-fold cross-validation with 30 repeats. The demographic baseline achieved a ROC-AUC of 0.630 +/- 0.017. I-309 (CCL1) was the dominant incremental feature, increasing AUC by 0.110, with paired DeLong tests yielding p&lt;0.05 in 100% of repeats. In the pre-specified primary analysis, I-309 produced a fixed-partition DeLong p=0.0018, with robustness assessed across 200 random partitions, where the median p-value was 0.0011. Within the exploratory family of 18 candidate markers, I-309 achieved a Benjamini-Hochberg-adjusted q=0.032 on the frozen partition and satisfied q&lt;0.05 in 85% of random partitions, whereas no other marker demonstrated reliable incremental predictive value. Because the fitted model is an inspectable table of thresholds and class-conditional probabilities, these results identify I-309/CCL1 as an interpretable candidate feature for tabular prediction of cognitive impairment, pending external validation.

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### The Role of Fine-grained Harm Signals in LLM Safety

Authors: Soyeon Park, Seogyeong Jeong, Sunwoo Kim, Alice Oh
Published: 2026-09-16
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.19366v2

Prior work has shown that internal harmfulness representations in large language models vary across risk categories, while sharing a common general harm representation component. This raises a question about the role of the category-specific component beyond general harm representation in LLM safety. To answer this question, we isolate the category-specific component by removing shared general harmfulness representation from each categorical harmfulness representation, yielding a category residual that is orthogonal to general harmfulness at every layer. Using activation steering with category residuals across 11 risk categories in 3 instruction-tuned LLMs, we find that whether category residuals encode harmfulness varies across categories, and that this category-wise pattern is similar across models. Whether category residuals induce refusal also varies across categories, but this category-wise pattern is more model-dependent. We also find that category residuals increase LLMs' downstream internal alignment with shared general harmfulness representation. Together, these findings demonstrate that more fine-grained category residuals should also be considered beyond shared general harmfulness representation to fully understand LLM safety. More broadly, our findings show that even a direction orthogonal to a concept at one layer can contribute to the concept's downstream amplification.

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### Stiefel Attention: When the Geometry of Transformer Projection Matrices Dominates Optimizer Choice---and When It Does Not

Authors: Rubén Darío Guerrero
Published: 2026-09-16
Categories: cs.LG, math.NA
arXiv: https://arxiv.org/abs/2609.19363v2

The query and key projections $\WQ,\WK$ in attention are almost always trained by Euclidean optimizers with no geometric constraint. We constrain them to the Stiefel manifold and optimize with a Riemannian Adam carrying one scalar second moment per frame---the form of \citet{becigneul2019}, here extended to the compact, non-Hadamard $\St(d,r)$ with a tangent projector, step-norm cap, and polar retraction. Four propositions prove steepest descent in the embedded metric, gradient-scale independence, well-conditioning, and exact $\mathrm{O}(d)$-equivariance. A fifth records that weight decay has \emph{identically zero} Riemannian gradient on $\St(d,r)$ ($W{=}WI_r$ lies in the normal space), so decay cannot act on the constrained frames. On a CIFAR-10 patch benchmark at $n{=}10\mathrm{k}$ this rule gains $\mathbf{+6.79}$\,pp over AdamW across 12 paired starts ($t{=}38.33$, $12/12$); earlier fixed-step Riemannian SGD gains $+1.97$\,pp, of which $+1.69$\,pp comes from frozen orthonormal initialization alone. The corrected Adam's lead grows with data: $+1.9$\,pp at $n{=}1\mathrm{k}$ to $+6.7$\,pp at $n{=}50\mathrm{k}$. A 12-seed ablation credits all gain to the scale-free step ($+4.63$\,pp, $12/12$), nothing to the projector or equivariance; a targeted $\varepsilon$-sweep causally confirms the mechanism ($-2.6$\,pp at $\varepsilon{=}0.1$, $p{&lt;}0.001$). Two five-seed grokking studies confirm the constrained arm does not grok better than the baseline ($p{=}0.019$, A2 wins): the weight-decay exemption has no grokking consequence. A single-seed pilot exploiting this localization achieves the first stable grokking under slingshot conditions---Stiefel + targeted circuit regularization keeps routing-frame isometry error $10^6\times$ lower t

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### Smart Insole Human Activity Recognition for Continuous Monitoring in Elderly Care

Authors: Edwin Rios, Antony Garcia, Fengpei Yuan, Xinming Huang
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19359v1

Falls in older adults are often preceded by changes in mobility, balance, and postural transitions. This paper presents a wireless smart insole platform and machine-learning workflow for recognizing sitting, standing, walking, and unstable walking from plantar-pressure and inertial signals. Each insole integrates 16 active pressure-sensing locations and a six-dimensional IMU stream consisting of tri-axial acceleration and angular velocity. Data were collected from 15 healthy adults at 80~Hz and segmented into overlapping windows. Window length and candidate model families were first screened with stratified 10-fold cross-validation; the primary performance estimate was then obtained with participant-independent 5-fold Stratified Group cross-validation, ensuring that all windows from a participant remained in a single fold. Under this protocol, Histogram-Based Gradient Boosting (HGB) achieved macro-F1 scores of 0.954 and 0.959 for the left and right feet, respectively, and 0.980 with bilateral sensing. A compact 1D-CNN evaluated with the same participant-independent folds did not significantly outperform HGB ($p=0.0625$). The results show that low-profile footwear sensing can infer activity state from pressure and IMU measurements for participants unseen during training, establishing a basis for activity monitoring and fall prevention in elderly care.

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### Open-vocabulary 3D object detection with promptable segmentation

Authors: Ömer Faruk Deniz, Mustafa Taha Koçyiğit
Published: 2026-09-16
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.19358v1

Three-dimensional object detection for autonomous driving is dominated by detectors trained on large corpora of human-annotated 3D boxes. Such a detector learns a fixed category list, and everything outside it is invisible. This paper asks whether the task can be solved training-free and open-vocabulary. A promptable segmentation model (SAM3), queried with class names as text prompts, supplies instance masks in the vehicle's six surround-view cameras, and the masks are turned into metric 3D boxes using the geometry of the scene. The core is a controlled three-stage comparison on nuScenes in which 2D detection is held fixed and only the source of 3D geometry changes. Geometry predicted from images alone reaches 0.183 mean average precision (mAP) under the official protocol; fitting boxes from raw LiDAR points inside the same masks with training-free rules reaches 0.298 mAP / 0.348 nuScenes detection score (NDS) at zero labeling cost; borrowing supervised box geometry at inference time lifts the same detections to 0.413 mAP / 0.555 NDS, which locates the pipeline's largest deficit in measurement precision rather than 2D detection, while class confusion and confidence calibration survive that substitution. Reversing the direction, a three-state camera-witness rule built from the same masks improves a supervised LiDAR-only detector from 0.596 to 0.630 mAP, roughly half the gain of fully supervised camera fusion, with no training. A coverage analysis shows that SAM3 finds 84% of in-range objects with a correctly named mask; the classes that fail in the official metric are misnamed or geometrically unforgiving, not unseen.

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### Learning Submanifolds for Subsequent Inference on Random Dot Product Graphs, Part 1: Theory

Authors: Michael W. Trosset, Carey E. Priebe
Published: 2026-09-16
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2609.19357v1

We propose a framework for restricted inference on random dot product graphs whose latent positions lie on an unknown low-dimensional support manifold. For general decision problems, we propose semisupervised decision rules that use auxiliary data to learn the support manifold. Specifically, our rules use the Isomap manifold learning procedure to construct a low-dimensional Euclidean representation of the observed graph, in which space an isometrically invariant function maps configurations of points to actions. We study the behavior of the proposed rules as the quantity of auxiliary data sampled from the unknown support manifold increases. We show that, as the auxiliary sample size increases, the risk of the semisupervised rule converges to the risk of an oracle rule that relies on the maximal amount of low-dimensional Euclidean structure that can be extracted from the support manifold. Examples, applications, and simulation studies are deferred to a sequel.

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### How to Guide Your Language Flow

Authors: Rohit Dilip, Tianrong Chen, Yuyang Wang, David Van Valen, Joshua Susskind, Miguel Angel Bautista
Published: 2026-09-16
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.19356v1

We introduce a new method to guide flow matching models. Our approach, which we call probe guidance, uses the frozen internal states of an existing diffusion model to construct a guidance signal. This works using a similar principle as autoguidance, but eliminates the need for an additional forward pass at inference time and provides a reliable path to ensure that the weak and strong model share similar dynamics. We apply and benchmark this method on continuous diffusion language models, where probe guidance sets a new state-of-the-art performance on unconditional generation. When applied to a 1.7B diffusion language model, probe guidance consistently improves on multiple choice question answering benchmarks. Using our probes, we study the traditional autoguidance setting where the strong model is a weak checkpoint, and find that the weak model must come from a low-entropy region of training. These findings both provide a practical way to improve diffusion language models and shed light on the actual mechanism behind autoguidance, which is currently poorly understood.

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### Can Vision-Language Models Judge Olympic Diving? From Reasoning to Scores in Zero-Shot Action Quality Assessment

Authors: Henry O. Velesaca, David Freire-Obregon, Luigi Miranda, Abel Reyes-Angulo
Published: 2026-09-16
Categories: cs.CV, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2609.19354v1

Automated action quality assessment (AQA) in Olympic sports remains a challenging task due to the complexity of human motion and the subjectivity inherent in expert judging. This work evaluates the capability of open-source Vision-Language Models (VLMs) to perform zero-shot action quality assessment on Olympic diving videos using the AQA-7 benchmark dataset. In this regard, a regression-based framework is pro-posed to leverage both the semantic reasoning and phase-level sub-scores generated by the VLMs, combining TF-IDF vectorization, dimensionality reduction, and ensemble learning to predict final competition scores. Experimental results show that standalone VLMs achieve moderate Spearman correlations below 0.32, while the proposed ensemble regression framework substantially improves performance in the reported evaluation, reaching a Spearman correlation of 0.67 with a four-model configuration. Textual reasoning features con-sistently outperformed raw numerical sub-scores, highlighting the richness of VLM-generated explanations for action quality analysis. These findings suggest that VLMs hold strong potential as assistive tools for explainable and semi-automated sports performance evaluation. The code is publicly available on GitHub https://github.com/hvelesaca/olympic diving judge vlm

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### Kinematics-Grounded Agentic AI for Robotic Additive Manufacturing Process Planning

Authors: Jingzhan Ge, Ruimin Chen, Azadeh Haghighi, Jiong Tang, Farhad Imani
Published: 2026-09-16
Categories: cs.RO, cs.AI, eess.SY
arXiv: https://arxiv.org/abs/2609.19347v1

Robotic additive manufacturing (AM) extends material-extrusion printing beyond gantry kinematics but makes process planning robot-dependent. A slicer-generated plan that appears favorable in part coordinates can become infeasible or robotically unfavorable on a manipulator because slicer-process decisions and part orientation determine the generated path, while part orientation and workspace placement affect its kinematic realization. Existing AM tools, large language model (LLM)-based decision-support methods, and digital-shadow systems do not provide integrated pre-execution evaluation of these coupled decisions. This paper presents agentic robotic additive manufacturing (A-RAM), an agent-specialist-tool framework that converts user intent and a part file into traceable, execution-ready plans. The LLM interprets manufacturing objectives and constraints, identifies prescribed and searchable planning variables, and encodes this reasoning in a schema-constrained request; a deterministic Planning Agent instantiates the corresponding search workflow, while domain tools compute quantitative evidence for slicing, placement, inverse kinematics, trajectory timing, Joint-6 jerk, and extrusion. The framework is evaluated on a six-axis robotic-arm AM cell through three case studies covering expert-specified planning, goal-only planning, objective-dependent infill screening, and geometry-dependent orientation-placement selection. Across the evaluated candidate sets, selected plans achieve up to 53.5% lower maximum Joint-6 jerk and 48.3% lower mean absolute Joint-6 jerk than the least favorable valid candidates, while objective-specific infill screening yields motion-plan completion times up to 40.1% shorter and extrusion paths up to 12.7% shorter than the corresponding least favorable screened patterns.

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### Personalized Federated Hierarchical Gaussian Processes for Privacy-Preserving Modeling of Heterogeneous Distributed Systems

Authors: Xianjian Xie, Hao Yan
Published: 2026-09-16
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.19337v1

We present Personalized Federated Hierarchical Gaussian Processes (pFedHGP) for probabilistic regression and classification when data are distributed across heterogeneous clients. Each client's latent function decomposes into (i) a shared global component, (ii) a client-specific deviation that shares the global kernel structure, and (iii) a flexible local residual. Sparse inducing-variable approximations and federated variational inference keep raw data local while the server synchronizes only low-dimensional statistics for the shared component. Full predictive distributions support uncertainty-aware decisions. In application studies, pFedHGP attains perfect fault classification in press tonnage monitoring using 13.77% of labeled cycles and recovers geographic zones in federated air-quality modeling without centralizing station-level time series. An Instantaneous Linear Mixing Model viewpoint links the hierarchy to multi-output Gaussian processes for correlated sensors.

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### A frontend-backend architecture for tool calls in full-duplex speech models

Authors: Ke Hu, Slyne Deng, Chen Chen, Elena Rastorgueva, Edresson Casanova, Punit Kumar, Dharmendra Choudhary, Nikhil Srihari, Ameya Sunil Mahabaleshwarkar, Viet Anh Trinh, Slim Essid, Oluwatobi Olabiyi et al.
Published: 2026-09-16
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.19334v2

Full-duplex speech-to-speech (S2S) models provide natural, low-latency conversational interaction and would benefit from the ability to use external tools and complete voice-agent tasks. We propose a frontend-backend architecture where a duplex speech-to-text frontend learns to emit a delegation token and forwards streaming ASR transcripts to a text-based backend LLM for tool calls. Tool-call results from the backend are injected back into the frontend through a lightweight prefill-and-repeat mechanism and then synthesized using streaming TTS to the user. Our approach largely preserves regular duplex turn-taking, interruption handling, and low-latency interaction as it requires minimal modifications to the frontend model. In a single-turn tool-call evaluation, our system achieves 92-97% tool-call recall, competitive tool-call prediction performance, and 81.2% accuracy in rejecting irrelevant calls. When equipped with a larger backend (e.g., Qwen3-235B-A22B), our system achieves competitive results on Full-Duplex-Bench-V3 compared to open and closed source models, and significantly outperforms GPT-realtime-mini and Qwen3-Omni-30B-A3B-Instruct on EVA-Bench. These results demonstrate that backend delegation is an effective and modular approach for combining natural duplex speech interaction with strong agentic tool-call capabilities.

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### AUDITPLAN: Commit, Then Answer for Auditable Safety Alignment

Authors: Sai Sri Pushpa Jampani, Kshitij Mishra, Asif Ekbal
Published: 2026-09-16
Categories: cs.CR, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2609.19325v1

Safety tuning pipelines judge only the final answer, which makes it difficult to distinguish robust refusal from two undesirable shortcuts: blanket refusal on benign requests and polished but unfaithful safety rationales that do not actually constrain the answer. We propose AUDITPLAN, a single-model plan-then-answer approach where the model first emits a compact structured safety plan and then answers conditioned on it. The plan records a threat label, intended action, and explicit constraints, enabling machine-checkable auditing while remaining hidden from users at deployment. We train this behavior with supervised fine-tuning followed by reinforcement learning with FAITHGATE, a reward-gating objective that grants answer reward only when the safety plan is correct. This discourages safe-looking but unfaithful behavior and promotes tighter plan-answer coupling. Across Qwen backbones, AUDITPLAN improves both robustness and auditability: on Qwen2.5-3B-Instruct, FAITHGATE reduces ASR from 24.0% to 11.6%, LSR from 1.0% to 0.36%, and over-refusal from 11.0% to 2.0%, outperforming answer-only RL, free-form explanation, and weighted-sum structured rewards. Similar trends hold for Qwen2.5-1.5B-Instruct. Larger-model confirmation runs on Qwen-3-4B-Instruct and Qwen2.5-7B-Instruct preserve the same trend suggesting that explicit internal commitments can make safety alignment more faithful, robust, and auditable.

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### GAVEL: Graph World Models for Verified and Efficient Long-Horizon LLM Task Planning

Authors: Ruiyang Wang, Hao-Lun Hsu, Swarajh Mehta, Jiwoo Kim, Zhihao Dou, Miroslav Pajic
Published: 2026-09-16
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2609.19315v1

Large language models (LLMs) provide a flexible interface for long-horizon robot planning, but generated plans often fail to respect embodiment constraints, recover from planning errors, or reason effectively under partial observability. We present GAVEL, a framework for verifying and repairing long-horizon LLM planning built around an explicit graph world model. The graph represents relevant object-relations, action pre-conditions and effects, and probabilistic beliefs over unobserved object locations. This model can predict the consequences of LLM-generated actions before execution, detect violations, and repair those whose corrections follow directly from the world model. This method also reserves LLM replanning solely for errors requiring semantic reasoning. For multi-task instructions, GAVEL reasons over distributions of possible object locations to reorder remaining subtasks and minimize expected search cost. We evaluate GAVEL on BEHAVIOR-1K across 100 single long-horizon tasks and 500 multi-task instructions. With Qwen3-8B, GAVEL improves single-task success from 41.2% to 91.8% and multi-task success from 19.9% to 92.6%. Distributional belief reasoning also reduces travel distance by approximately 5.4% compared with a static variant. These improvements show that an explicit graph world model harness can substantially improve the reliability and efficiency of long-horizon embodied planning across compact and frontier hosted LLM capabilities.

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### Why Pretraining Fails to Share Cross-Lingual Knowledge

Authors: Adam Gaber, Uriel Dolev, Elisabeth Fittschen, Bobby Cheng, Yuval Marton, Leshem Choshen
Published: 2026-09-16
Categories: cs.CL, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2609.19291v1

Large Language Models (LLMs) have made remarkable progress in the processing and modeling of many languages. Yet, unlike human multilinguals, they exhibit surprisingly limited cross-lingual knowledge transfer. While this limitation is well documented, its origins during multilingual training remain unclear. We pretrain 360M- and 7B-parameter LLMs and show that poor cross-lingual knowledge generalization emerges during pretraining and persists under standard interventions. To isolate its cause, we employ a controlled bilingual pretraining setting using two copies of the same language, sharing identical text and token segmentation, but mapped to disjoint token spaces. We find that disjoint tokens alone are enough to induce knowledge compartmentalization, even between identical copies of the same language, establishing disjoint token spaces as a fundamental barrier to cross-lingual knowledge generalization. Guided by this understanding, we suggest mapping languages into a shared token space by simple word-wise translation and find it substantially improves cross-lingual knowledge generalization, recovering up to 12.6\% of native-language learning efficiency --- 14$\times$ the baseline.

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