# Research Papers — 2026-09 · bundle page 189 of 266

> Full-text markdown of papers #9401–9450 of 13298 published in 2026-09, newest first. AI-readable mirrors of the full 13298-paper 2026-09 archive (50 papers per file).

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### The Rank the Task Demands: A Causal Rank Law for Matrix Memories Trained on Group Composition

Authors: Samuel Larson
Published: 2026-09-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.12259v1

Matrix-valued memories make rank the natural budget of a learned representation: the number of independent directions a state spans bounds what it can bind, compose, and track. We report causal evidence, on a group-composition testbed trained under a hard single-state bottleneck with a fixed decoder that cannot launder rank, that gradient descent recruits precisely the rank the task's algebra demands. A companion paper (Larson, 2026a) establishes the analogous recruitment and causal necessity pattern on a $K$-pair associative-binding testbed, where exact recovery provably requires state rank at least $K$; this paper inherits that instrument and extends the rank law from a scalar capacity bound to a representation-theoretic one. We train toward chosen minimal faithful reference representations embedded in larger matrices. On group-composition state tracking over five finite groups spanning the solvable/non-solvable divide, the recruited rank equals the group's minimal faithful real representation dimension $d_{\min}$ (Spearman $ρ= 0.9747$, the design's tie-capped maximum), the dimension-matched solvable/non-solvable pair $S_4$/$A_5$ is statistically equivalent under a pre-registered test, and a pre-registered force-rank test separates a guaranteed similarity ceiling from empirical recovery at the target dimension: one rank below $d_{\min}$, cosine similarity is capped by the target's tied unit spectrum at $\sqrt{(d_{\min}{-}1)/d_{\min}} \le 0.894$, below the $0.9$ threshold in every group by construction, with observed cells at 86-95% (mean 91%) of that ceiling; at $d_{\min}$, not guaranteed a priori, recovery clears the pre-registered anchor-relative bar at four seeds per group in all five groups. Within this testbed, measured effective rank tracks representation dimension; the matched-dimension $S_4$/$A_5$ comparison establishes equivalence within the pre-registered tolerance.

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### Automated Detection and Structuring of Social Tipping Point Evidence in Climate related Documents: A Modular AI Framework

Authors: Kavindu Perera, Mohammad Abaeiani, Ekaterina Gilman, Lauri Loven, Mourad Oussalah, Tassos Kanellos, Beatrice Gobbo, Dante Adami, Nicolò Ferriani, Maximiliano Romero, Pierre Rossel, Marc Bonazountas et al.
Published: 2026-09-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2609.12254v1

The climate literature has grown faster than review teams can read it. That gap matters most for a concept like the environmental social tipping point, the threshold at which a small change triggers rapid, self-reinforcing change in a social system. Evidence of this kind of shift is usually contained in one or two paragraphs within a longer document. As a result, existing text mining tools-which categorize entire documents by topic or highlight isolated claims-leave an expanding set of important evidence without any systematic method for discovery or organization. This paper presents an open and modular transformer-based framework that detects and structures social tipping point evidence at the passage level. The framework joins five components into a single deployable workflow: a DistilBERT boundary splitter for segmentation, an iteratively augmented RoBERTa classifier for detection, a Mistral 7B model that rewrites each detected passage for clarity, a LLaMA 3.2 3B model that rates the passage against five published social tipping point criteria, and a Milvus vector store for semantic retrieval. The system is wrapped in a Streamlit interface backed by MinIO object storage. Evaluated on a 163-passage benchmark labelled by GPT-4.1 and a 51-passage set reviewed by experts, the splitter surpassed three competing methods on a nine-metric composite score (6.137). The tuned RoBERTa model achieved 71.4 percent accuracy with a Cohen's kappa of 0.337 on the full benchmark, and 87.5 percent accuracy with a kappa of 0.742 on passages with labels, outperforming both a climate-focused model and untuned language models.

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### DriftSE: Speech Enhancement with Generative Drifting

Authors: Liang Xu, Diego Caviedes-Nozal, W. Bastiaan Kleijn, Longfei Felix Yan, Rasmus Kongsgaard Olsson
Published: 2026-09-10
Categories: cs.SD, cs.AI, eess.AS
arXiv: https://arxiv.org/abs/2609.12252v1

We propose DriftSE, a novel one-step generative framework for speech enhancement formulated as a latent distribution equilibrium problem. During training, the drifting field aligns the generator's pushforward distribution with the clean speech manifold through drifting in a latent domain. During inference, the drifting process is discarded, enabling one-step generation. We establish that its enhancement quality depends fundamentally on the choice of latent representation. Semantic latents preserve phonetic structure but fail to capture physical acoustic cues, whereas acoustic latents reconstruct the physical signal but risk linguistic hallucination. Therefore, we introduce dual-latent drifting, performing parallel drifting in both semantic and acoustic latents to simultaneously preserve phonetic intelligibility and acoustic fidelity. Additionally, we demonstrate that DriftSE enables fully unpaired training by aligning latent distributions rather than exact point-wise targets. Consequently, DriftSE facilitates cross-dataset learning in the absence of paired noisy-clean samples. Moreover, DriftSE exhibits broad architectural flexibility across different generator backbones. Extensive evaluations on additive denoising and convolutive dereverberation demonstrate robust one-step enhancement across both offline and real-time causal settings. Notably, DriftSE achieves state-of-the-art word error rates across all four evaluated datasets while strictly operating at 1 NFE. Code and audio examples are available online.

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### Soft Symbol Grounding for Prototypical Concepts

Authors: Marcos Galván-López, Nijesh Upreti, Hiram Calvo, Carlos Aguilar-Ibáñez, Vaishak Belle
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12247v1

Neuro-symbolic models are usually trained with supervision only on final labels, leaving the intermediate concepts unobserved. Since many concept assignments are consistent with a given label, training can predict labels correctly while recovering the wrong concepts, a failure known as a reasoning shortcut. Prototypical networks reduce shortcuts by anchoring each concept to a few labeled examples, but existing methods still couple perception and reasoning through a hand-crafted, task-specific differentiable loss that must be redesigned for every task. We introduce \textbf{Soft-PNet}, which removes this loss: it reframes concept grounding as a Metropolis walk over a precomputed cache of feasible symbolic solutions, guided by a prototype distribution built from a single labeled anchor per concept, and trains against one KL objective between the prototype-weighted cache and the network's concept predictions. The objective is identical across tasks and remains applicable when the solution space cannot be enumerated. On \texttt{MNIST-EvenOdd}, Visual Sudoku, and \texttt{Kand-Logic} under scarce supervision, Soft-PNet matches loss-engineered prototypical networks at the concept and label levels and recovers concepts that soft-grounding baselines miss, with no loss engineering and lower training time.

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### CRFCAN: A Complex-Valued Cross-Domain Residual Network for Joint Channel and Phase Noise Estimation in Sub-THz OFDM Systems

Authors: Ruilin Wang, Xiaodai Dong
Published: 2026-09-10
Categories: cs.LG, eess.SP
arXiv: https://arxiv.org/abs/2609.12244v1

In sub-terahertz (sub-THz) communications, the coupling of ultra-wide bandwidth and severe phase noise (PN) impairments renders conventional joint channel and PN estimation highly complex and computationally prohibitive. To address this, we propose CRFCAN, a complex-valued residual FFT convolutional attention network designed for joint channel and PN estimation. Unlike existing deep learning schemes that rely on cascaded networks or hybrid frameworks combining neural networks with conventional iterative estimators, CRFCAN performs joint recovery in a truly end-to-end fashion through a physics-inspired cross-domain structure. Specifically, Fast Fourier Transform (FFT) and inverse FFT modules are embedded within residual groups to enable iterative feature interaction across the time and frequency domains, thereby capturing both frequency-selective fading and time-varying phase distortions. In addition, two dedicated residual blocks are introduced for complex feature extraction and multiplicative phase-distortion modeling, respectively. A physics-aware PN output tail with soft normalization is further employed to improve estimation stability while preserving the physical characteristics of the effective PN process. Simulation results demonstrate that CRFCAN significantly outperforms conventional algorithms and state-of-the-art deep learning models in terms of normalized mean square error (NMSE) and bit error rate (BER). Notably, CRFCAN achieves superior performance with single-shot, fixed-complexity inference and generalizes well to unseen PN models without fine-tuning, highlighting its robustness and practicality for sub-THz receivers.

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### Chopthin-Consensus Power Sampling: A Diversity-Preserving Approach to LLM Decoding

Authors: Minoo Ahmadi, Seyedarmin Azizi, Erfan Baghaei Potraghloo, Mehdi Kamal, Massoud Pedram
Published: 2026-09-10
Categories: cs.CL, cs.AI, stat.ML
arXiv: https://arxiv.org/abs/2609.12243v1

Inference-time power sampling via Sequential Monte Carlo (SMC) can substantially improve large language model (LLM) reasoning without requiring post-training. However, many existing SMC approaches rely on equal-weight resampling, which can aggressively prune low-weight trajectories, discarding potentially correct reasoning paths and degrading the genealogical diversity of the search space. To address this, we introduce Chopthin-Consensus Power Sampling (CCPS). Our method applies the Chopthin resampler to LLM decoding: rather than equalizing weights and forcing unnecessary particle duplication, it enforces an upper bound on the ratio between the largest and smallest weights and carries the unequal weights forward. This targeted intervention preserves a richer set of distinct reasoning paths, keeps the weighted SMC approximation unchanged in conditional expectation, and guarantees a lower bound on the post-resampling effective sample size (ESS). To fully exploit this enriched population, we employ a semantic-majority selection mechanism that merges token-identical final trajectories, clusters semantically equivalent answers, and returns the answer supported by the largest number of distinct trajectories. Evaluating across three open-weight models and five reasoning benchmarks, we show that Chopthin increases oracle coverage in 13 of 15 settings. Combined with semantic-majority selection, CCPS matches or exceeds the final-answer accuracy of the Power-SMC baseline in 14 of 15 settings, delivering absolute gains of up to 10.6 percentage points. These findings demonstrate that diversity-preserving resampling and diversity-aware selection are complementary mechanisms for training-free LLM reasoning. Code is available at github.com/MinooAhmadii/chopthin-consensus-power-sampling.

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### Learning to adapt GR(1) specifications through degradation

Authors: Tiberiu-Andrei Georgescu, Dalal Alrajeh, Sebastian Uchitel
Published: 2026-09-10
Categories: cs.SE, cs.AI, cs.LO
arXiv: https://arxiv.org/abs/2609.12231v1

Reactive synthesis is a powerful tool for generating correct-by-construction controllers from formal specifications. GR(1) is an assume-guarantee specification framework that enables efficient synthesis, allowing synthesised controllers to be used in a wide array of applications. The limitation of such controllers is that, should they encounter environment behaviour unspecified in the assumptions of the specification, the specified system guarantees are no longer ensured. Our work proposes an approach based on oracle-guided inductive synthesis to adapt the specification to be consistent with the observed assumption violation, while degrading system guarantees as little as possible to maintain realisability. Our methodology discovers multiple potential solutions, so we propose a preference criteria, based on the ability of the specification to enable robustness under adaptation. Although our approach is capable of degrading the entire specification, for our case studies we successfully discover degradations that preserve the entire set of original guarantees.

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### Repair Before Reinforce: Context-Augmented Knowledge Graph Reasoning for Multi-Hop Question Answering

Authors: Tharaka D. Fonseka, Niraj K. Jha
Published: 2026-09-10
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2609.12230v1

Question-answering often requires reasoning across multiple connected facts rather than retrieving a single isolated relation. Knowledge graphs (KGs) provide a structured way to represent such facts, but training large language models (LLMs) only on isolated KG head-relation-tail triples may limit their ability to learn the surrounding context needed for multi-hop reasoning. In this work, we propose a context-augmented training framework for multi-hop question-answering. Although generally applicable, we validate the framework in the context of disease-specific KGs, extracted using a reliable KG extraction framework called GraphMERT, for Gastroparesis and Diabetes. For each primary KG triple, we attach supporting triples extracted from the same source text chunk to form a context graph (CG). This creates two supervision settings: KG-grounded supervision, which uses only the target KG triple or path, and CG-grounded supervision, which uses the target KG triple or path together with supporting context triples. We train the Qwen3-14B model using supervised fine-tuning (SFT) under both settings, producing KGModel and CGModel variants. To strengthen the lower-hop factual foundation of the models, we introduce an LLM-judged, history-aware adaptive repair pipeline that identifies unresolved one-hop failures, continually fine-tunes on targeted repair examples, and removes or quarantines problematic noisy triples. This repair stage enables the models to reach 100% accuracy on the cleaned retained one-hop validation sets. Finally, we employ reinforcement learning (RL) using lower-hop question-answer items and evaluate generalization on harder 3-hop, 4-hop, and 5-hop tasks. Across both diseases, context-augmented supervision consistently improves multi-hop performance over KG-only supervision. RL initialized from repaired SFT checkpoints yields larger and more stable gains.

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### PLSP (Pre-hoc Liminal Space Profiling): OOD Prediction over Detection -- An Anticipatory Approach for Machine Learning Model Reliability

Authors: Vipul Bansal, Himanshu Buckchash, Balasubramanian Raman, Deepak Dhungana
Published: 2026-09-10
Categories: cs.LG, cs.CV
arXiv: https://arxiv.org/abs/2609.12225v1

Out-of-Distribution (OOD) data poses a significant threat to machine learning models, often leading to model failure during deployment. All existing OOD detection methods are post-hoc, relying on evaluation metrics such as accuracy and AUC-ROC during inference to indirectly assess the model's response to OOD data by measuring deviations. In contrast to existing approaches, the proposed work shifts the paradigm from OOD detection to OOD prediction by proposing a pre-hoc anticipatory framework called PLSP for OOD prediction. We make several key contributions: (a) a dataset-independent metric called the CREDibility Score (CREDS) is proposed for OOD prediction; (b) credibility curves are introduced to study the maximum credibility a model can attain; and (c) credibility heat maps (and volume under surface) are introduced to characterize pre-hoc model behavior across different datasets. This work provides a novel perspective on signal processing under distributional shifts. Experiments across multiple datasets demonstrate that the proposed metric serves as a valuable measure for improving the robustness of machine learning models toward OOD prediction.

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### Patient-Reported Survey Data Improve Prediction of Opioid Use Disorder

Authors: Xiyue Jiang, Zihan Ding, Grace Han, Yinan Liu, Richard N. Rosenthal, Fusheng Wang
Published: 2026-09-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.12224v1

Electronic health records (EHRs) may incompletely capture patient-reported factors associated with opioid use disorder (OUD). We evaluated whether survey data improve prediction of a first recorded OUD diagnosis among 267,747 All of Us participants with documented opioid exposure, including 15,287 OUD cases. We compared EHR-only and EHR+survey models across 6-, 12-, and 24-month look-back windows using logistic regression, random forest, XGBoost, LightGBM, multilayer perceptron, LSTM, GRU, and Transformer. Survey augmentation improved PR-AUC across all 24 model-window combinations by 0.0087-0.0505; the best 24-month LightGBM model improved from 0.6219 to 0.6603. Survey coverage increased with longer windows and differed by OUD status (24 months: 21.7% OUD-positive vs. 60.7% OUD-negative). Permutation analysis ranked survey features as the second most important information domain at 24 months in both evaluated models. Patient-reported data provide complementary predictive signals beyond structured EHRs while highlighting the importance of survey availability.

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### Predicting Collision Cross Sections with GRACE: Geometric Residual Adduct Conditioning via Early-fusion

Authors: Parthasarathy Suryanarayanan, Susanta Das, Shreyans Sethi, Kenneth M. Merz,, Joseph A. Morrone
Published: 2026-09-10
Categories: cs.LG, cs.AI, q-bio.BM
arXiv: https://arxiv.org/abs/2609.12223v1

Collision cross section (CCS), derived from ion mobility mass spectrometry, is a common descriptor for molecular annotation. Prediction is challenging for machine learning models because it reflects the size, shape, and ionization state of a gas-phase molecular ion. Most predictors either ignore explicit 3D structure or treat adduct identity as a late categorical feature, which limits their ability to capture adduct-dependent geometric effects. We present GRACE (Geometric Residual Adduct Conditioning via Early-fusion), a 3D CCS predictor that adapts a pretrained molecular geometry encoder using geometric residual adduct conditioning via early fusion. GRACE combines two inductive biases: a residual objective relative to an adduct-aware physical descriptor baseline and adduct conditioning within the encoder via a learned adduct token and low-rank attention adapters. We evaluate the model on a curated set of over 9,000 experimental molecule-adduct CCS records with random, scaffold, and adduct-sensitive splits designed to separate interpolation, scaffold generalization, and adduct-driven generalization. GRACE achieves the best mean percentage difference among the evaluated learned models on all three splits: 1.67% on the random split, 2.11% on the scaffold split, and 2.36% on the adduct-sensitive split. Diagnostic analyses suggest that residual learning stabilizes training by removing the dominant mass-CCS trend, while early fusion improves adduct-sensitive prediction relative to late fusion. Across four independent external test sets, GRACE shows consistently lower error than the other evaluated models. On a held-out set, GRACE also attains the lowest mean percent difference when compared with four previously reported physics-based workflows. These results support residual learning and encoder-level adduct conditioning as practical inductive biases for fast, accurate CCS prediction.

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### BRIDGE-EEG: Bridging Self-Supervised Pretraining and Efficient Deployment for Cross-Dataset EEG Classification

Authors: Meghna Roy Chowdhury, Chengwei Zhou, Haotian Yu, Gourav Datta, Shreyas Sen
Published: 2026-09-10
Categories: cs.HC, cs.LG, eess.SP
arXiv: https://arxiv.org/abs/2609.12218v1

The growing use of electroencephalography (EEG) motivates automated analysis that is accurate, transferable, and deployable on constrained hardware. Recent EEG foundation models learn general representations from large-scale pretraining, but their size and computational cost limit edge and wearable deployment. We introduce BRIDGE-EEG, an efficient multi-task EEG classification pipeline that preserves the benefits of pretraining while reducing model size. A unified preprocessing scheme maps heterogeneous recordings with different channel counts, montages, and sampling rates to a device-agnostic 62-channel time--frequency representation. We pretrain an SE-ResNet18 teacher (11.84 M parameters) with SimCLR on unlabeled EEG from five heterogeneous datasets, then compress it into SE-ResNet8 (1.56 M) and SE-ResNet4 (0.48 M) students using task-agnostic and task-specific distillation. We evaluate six benchmarks spanning abnormality detection, motor imagery, and emotion recognition. For abnormality detection and emotion recognition, the students achieve accuracy comparable to or better than several recent EEG foundation models with 10--1,000$\times$ more parameters. Motor imagery shows a remaining representation gap, highlighting the importance of pretraining diversity. Inference profiling on a server GPU, desktop CPU, and NVIDIA Jetson Orin Nano shows up to 3.0$\times$ lower edge energy per inference (15.64 mJ vs. 46.67 mJ). The compact models further support future deployment on MCU-class wearables.

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### QuPAINT: Physics-Aware Multimodal Reasoning for Quantum Material Characterization

Authors: Sankalp Pandey, Xuan-Bac Nguyen, Hoang-Quan Nguyen, Tim Faltermeier, Nicholas Borys, Hugh Churchill, Khoa Luu
Published: 2026-09-10
Categories: cs.CV, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2609.12202v1

Characterizing two-dimensional (2D) quantum materials by optical microscopy requires localizing exfoliated flakes and determining their layer thickness from subtle optical contrast and interference color to select suitable flakes for device fabrication. However, models face synthetic-to-real domain shifts and variation across materials, substrates, laboratories, and imaging conditions. We present QuPAINT, a physics-aware multimodal framework for transferable quantum flake characterization. The Synthetic Materials Framework (Synthia) generates diverse synthetic microscopy images while preserving layer-dependent optical behavior. Using these images, we construct QMat-Instruct, a multimodal instruction dataset with image-specific reasoning traces generated from verified annotations and constrained to observable optical cues. QuPAINT integrates these signals through Physics-Informed Attention (PIA), which injects substrate-relative optical priors into the visual representation to support grounded multimodal reasoning. For evaluation, we introduce QF-Bench, to our knowledge, the largest real-world benchmark for this problem, spanning diverse microscopy and substrate conditions. Using its verified annotations, we study counting, visual grounding, reasoning quality, confidence calibration, and transfer to an unseen material. QuPAINT-8B substantially outperforms prior methods and establishes state-of-the-art performance for both general and monolayer flake detection. Additional experiments show that image-grounded supervision improves strict spatial grounding and confidence calibration while preserving robust general flake detection on the unseen material.

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### GAUGE: When Not to Trust LLM-as-a-Judge in User-Simulated Evaluation of Task-Oriented Agents

Authors: Umesh Bodhwani, Thanh Tran, Kai Wei
Published: 2026-09-10
Categories: cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2609.12191v1

Comparing and selecting task-oriented LLM agents increasingly relies on a low-cost offline evaluation gate: persona-driven LLM user-simulators converse with each candidate, an LLM-as-a-judge scores the transcripts, and the higher-scoring agent is promoted. We introduce GAUGE, a reusable offline protocol that measures whether this gate's ranking matches a grounded verifiable reward across 25 agents from six providers on the $τ^2$-bench and SimulatorArena benchmarks, separating two kinds of evaluation validity that release practices conflate: ranking validity and construct validity. First, a satisfaction-success gap: satisfaction carries essentially no information about task success, as conversations rated satisfied by our blind panel are decorrelated from actual success, with 57.5% of them failing the customer's task, a pattern consistent across five rater populations, both benchmarks, and every subjective dimension we rated. Second, while the gate's ranking is robust across the broad capability span, it loses resolution among the near-equal strong agents: this decision-disagreement rate jumps from $&lt;$1% on wide-reward pairs to 31% on close pairs. The gate is thus human-validated yet mis-anchored. As a remedy, we propose a calibrate-then-trust cadence in which a judge-free completion bit is a zero-cost tripwire for truncation regressions.

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### Retrieval-Augmented Generation for Scientific Code Understanding

Authors: Aaron Nobile, Andreas Adelmann, Mohsen Sadr
Published: 2026-09-10
Categories: cs.SE, cs.AI
arXiv: https://arxiv.org/abs/2609.12190v1

Large language models have become central to modern coding assistants, but state-of-the-art systems such as Claude Code or Codex rely on very large, cloud-hosted models with significant computational cost and data-privacy implications. This work investigates whether a useful, fully local coding agent can be built around small open-source models by shifting the computational burden away from inference. We develop a Retrieval-Augmented Generation (RAG) system for scientific code understanding that strictly separates an expensive offline ingestion stage parsing, structural graph construction, LLM-generated entity explanations, and embedding from a lightweight online answering stage. The system is evaluated on a 100-question benchmark spanning eleven categories over the IPPL scientific codebase written in C++, with answers scored by an independent frontier model as the judge. Across seven answering models, we find that model family and retrieval quality matter more than parameter count, i.e. a 9B model achieves the highest average score (0.795), outperforming both larger models within our pipeline and the same models embedded in the Claude Code retrieval architecture. The results indicate that front-loading code understanding into a reusable, codebase-specialised vector store enables small local models to deliver grounded and repository-specific answers, making the agent well suited as a privacy-preserving development tool for in-house scientific codebases.

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### Agentic TCAD Calibration Workflow for Oxide Semiconductor Transistors

Authors: Gyujun Jeong, Junmo Lee, Sungwon Cho, Woohyun Hwang, Kwangyou Seo, Suhwan Lim, Wanki Kim, Daewon Ha, Rishi Ranade, Kihang Youn, Ram Cherukuri, Yiyi Wang et al.
Published: 2026-09-10
Categories: physics.ins-det, cs.AI, cs.LG, physics.app-ph
arXiv: https://arxiv.org/abs/2609.12184v2

Experimental TCAD calibration is essential for predictive technology modeling of emerging oxide semiconductor transistors. However, it remains time-consuming and expert dependent because of model ambiguity. Multiple physical models and parameter sets can reproduce the same measured transfer characteristics, while local fitting alone cannot uniquely identify the underlying device physics. We present the first demonstration of an agentic TCAD calibration workflow for a fabricated bottom-gate In--W--O (BG-IWO) transistor. Starting from the measured transfer curve and device information, the workflow uses measurement--TCAD residuals and local sensitivity tests to select bounded parameter corrections or evaluate additional physical models, and accept only updates that improve device metrics. The LLM agent orchestrates the workflow, while Sentaurus governs the device physics. For the 2\%-W reference device, five agent-suggested updates yield a fixed calibrated model, reducing the multi-metric device objective $J$ by 14.3$\times$. Maximum $V_{\mathrm{th}}$/$I_{\mathrm{on}}$ errors are 36.1~mV/0.022 decade for varying-drain-bias tests and 46.2~mV/0.062 decade for varying-channel-length tests, demonstrating model transferability across bias and geometry rather than a local parameter fit. W-composition tests provide process-sensitive insight. This agentic workflow provides a faster route to model development for emerging device technologies.

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### Physics as the label for measuring and correcting materials reasoning in multimodal models

Authors: Hasan Kurban, Rasul Khanbayov, Mustafa Kurban
Published: 2026-09-10
Categories: cs.CV, cond-mat.mtrl-sci
arXiv: https://arxiv.org/abs/2609.12181v1

Vision-language and language models increasingly interpret materials data, yet benchmarks report that they hallucinate invalid properties and violate physical law. Evaluation matches final answers to scarce human labels, while discovery agents verify final proposals or density functional theory (DFT) execution. Neither measures the physical consistency of a model's reasoning chain. Materials data carries its own physics, making a large class of materials reasoning verifiable without annotation. We introduce MatPCR, a label-free benchmark whose programmatic oracles check diffraction geometry through Bragg's law, scale bars, spectral peaks, and Materials Project-grounded checks of near-hull stability, computed band-gap class, and net magnetization. We define the Physical-Consistency Rate over image and structure inputs; introduce Constraint-Grounded Self-Verification, an agentic loop whose gain survives self-refinement and equal-compute re-prompting controls; release an open verifier useful in distribution but near chance on all six held-out constraint types; and derive an exact identity for how oracle error displaces the reported rate.

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### Explanations-Driven Active Feature Acquisition for Algorithmic Recourse

Authors: Vinura Galwaduge, Jagath Samarabandu
Published: 2026-09-10
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.12179v1

Algorithmic recourse methods typically assume that a predictive model has access to all features of an individual. In practice, decisions are often made with partial information, because features are costly to acquire. Active feature acquisition addresses cost-constrained prediction, but existing methods are explanation-agnostic: prior work provides explanations only after acquiring additional features, rather than using explanations to drive acquisition. This work flips that and treats algorithmic recourse and feature acquisition jointly. We use Markov Blanket theory to unify counterfactual, semifactual, and alterfactual explanations and to characterize how available recourse grows as features are acquired. Building on this framework, we propose an Explanation-Driven Feature Acquisition (EDFA) method that selects features by explanatory value per unit cost. The framework is further extended with distribution-free validity guarantees for recourse issued from partial information, which signal trustworthy, lower-cost recourse, along with a lower bound on the calibration data required to certify them. Experiments on 7 publicly available datasets with neural network-based predictive models show that EDFA acquires substantially fewer features than state-of-the-art AFA baselines while maintaining comparable accuracy and yielding more decision-relevant, actionable recourse. The implementation is available on GitHub.

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### Estimating Pedestrian Volumes from GIS-Derived Built-Environment Features: A Machine Learning Framework

Authors: Bahareh Golchin, Banafsheh Rekabdar, Sirisha Kothuri, Joseph Broach
Published: 2026-09-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.12173v1

Transportation agencies need pedestrian volume estimates across entire road networks to prioritize safety investments, yet manual counts are expensive and cover only a small share of intersections. We present a machine learning pipeline that predicts 2-hour PM peak pedestrian volume at 101 urban intersections in Portland, Oregon, from built-environment, land-use, and street-network features drawn from open GIS data. Starting from the Negative Binomial GLM used in practice, we add feature selection, count-aware gradient boosting, and repeated cross-validation, selecting one configuration by a combined rank over RMSE, MAPE, and SMAPE across four cross-validation strategies. The winner, a histogram-based gradient boosting model with Poisson loss and L1 Lasso feature selection, reduces cross-validated RMSE by 12% over the GLM baseline (89.8 to 78.7) and holdout RMSE by 19% (108.0 to 87.9). Code is released on GitHub.

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### WinSyn: An Automated Pipeline for Realistic Enterprise Question-Answering Evaluation

Authors: Amey Varhade, Ananya Sutradhar, Ravishankar Krishnaswamy, Navin Goyal
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12171v1

Enterprise settings provide a challenging environment for question-answering agents, which often rely on Retrieval-Augmented Generation, Deep Research (DR), and related techniques. Much of this challenge comes from the complexity of enterprise data: information is often spread across evolving and potentially conflict- ing emails, chat messages, documents, and other artifacts. Existing benchmarks typically have limited real-world complexity, short-form responses, and unnatural queries, so they often fail to capture the challenges of enterprise settings. In this work, we introduce an automated pipeline for generating synthetic datasets of emails reflecting realistic workplace scenarios, along with long- and short-form questions and gold answers grounded in the data. Our method simulates long-running enterprise projects spanning several months and involving up to 25 interacting employees across multiple roles. The data emphasizes ambiguity, distributed information, and naturally occurring queries. To validate the pipeline, we evaluate few standard agentic baselines on our datasets using the latest frontier models. We find that aggregate scores averaged over all queries remain below 80% for each dataset, indicating significant room for improvement. These findings suggest that more work remains to be done for enterprise deployment and underscore the importance of realistic, high-complexity evaluation data for developing stronger real-world enterprise DR systems.

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### NDT Factory: Synthesizing Verified Network Digital Twins from Semantic Models via Multi-Agent LLM

Authors: Sudipta Acharya, Petar Djukic, Burak Kantarci
Published: 2026-09-10
Categories: cs.NI, cs.AI, cs.MA, cs.SE
arXiv: https://arxiv.org/abs/2609.12170v1

Autonomous network management requires systems that can evaluate Network Service Intents (NSIs) under varying conditions without manual implementation of analysis logic, as envisioned in TM Forum Level~4 (L4) autonomy. Behavioral Network Digital Twins (NDTs) enable such evaluation, but existing NDTs rely on pre-defined analytical logic, limiting adaptability for evolving closed-loop control. This paper introduces the NDT factory, a multi-agent software system that synthesizes executable behavioral NDTs on demand from semantic models using Large Language Model (LLM). We validate the system using a Call Admission Control (CAC) case study, where deterministic what-if analysis serves as the admission decision process. The NDT factory generates a complete CAC NDT through parallel synthesis and orchestration, achieving 100% compilation and test pass rates across multiple runs. Simulation over 300 NSIs shows 99.3% decision agreement with a reference implementation, 90% admission rate, and correct attribution of all rejections, demonstrating reliable synthesis with deterministic, verifiable execution.

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### When Ground-Truth Fidelity Matters: An Orchestrated UAS Framework for Wheat Streak Mosaic Virus Detection Using Vision Transformers and Machine Learning

Authors: Dewi Endah Kharismawati, Sandeep Dhakal, Courtney E. McCusker, Jennifer R. Wilson, Erik W. Ohlson, Sami Khanal
Published: 2026-09-10
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.12169v1

Wheat streak mosaic virus (WSMV) is a destructive pathogen of sweet corn and other cereal crops, causing yield losses and complicating early detection because symptoms are spatially variable and subtle. In sweet corn seed production, WSMV also has regulatory importance, as phytosanitary regulations from countries such as New Zealand and Chile require seed lots to be certified virus-free. Visual scouting is unreliable because symptoms can resemble abiotic stress, while enzyme-linked immunosorbent assay (ELISA) is accurate but expensive, labor-intensive, and difficult to scale. We present an automated pipeline for plant-level WSMV detection using unmanned aircraft systems (UAS) multispectral imagery. The framework integrates orthomosaic reconstruction, geospatial alignment, plant extraction, and classification using a Vision Transformer with seven-channel inputs (five spectral bands, NDVI, and NDRE). Using treatment-based labels, the model achieved 89% accuracy on over 6,500 test patches across multiple growth stages. However, ELISA-based ground truth revealed substantial label noise: only a small fraction of sampled plants in inoculated plots were infected. Treatment labels therefore did not reliably represent infection status, and the high accuracy was largely driven by label bias rather than disease detection. Performance decreased markedly against row-level symptom severity and plant-level ELISA labels. Under these higher-fidelity but smaller-sample conditions, both deep learning and classical machine learning showed limited generalization and weak separability between ELISA-confirmed mock-inoculated and infected plants. These results show that UAS-based disease detection is constrained by label fidelity and data availability, emphasizing biologically grounded labels and models aligned with real-world conditions.

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### USPLIT-VQA: U-Shaped Split Learning for Visual Question Answering with Contribution-Aware Weighted Aggregation

Authors: Md Khalid Syfullah, Alvi Ataur Khalil
Published: 2026-09-10
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2609.12168v1

Visual Question Answering (VQA) systems, jointly interpreting images and natural language queries, hold significant promise across many domains, yet the privacy-sensitive nature of user data creates a fundamental barrier. Centralized training requires access to all data, while federated learning requires each client to host the full model. We propose USPLIT-VQA, a U-shaped split learning framework for privacy-preserving VQA in which each client retains the initial layers and the classification head while the server hosts the computationally heavy intermediate layers, keeping raw inputs and labels on the client device. We further introduce Contribution-Aware Weighted Aggregation (CAWA), a gradientsimilarity-based client scoring mechanism designed to reduce the influence of malicious updates. Experiments on four VQA datasets (VQA-RAD, SLAKE, PathVQA, and VizWiz) with two backbones show accuracy gains over Federated Learning for the Custom model and reduced accuracy for BiomedCLIP under the evaluated fixed split, alongside client memory reductions of up to 5.8X and communication reductions of up to 10.8X. With one malicious client, CAWA reduces the attacker's influence by over 98%, while experiments at higher corruption levels identify its limitations. Reconstruction experiments further show lower inversion quality under the evaluated attacks.

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### GLARE: Generative Learning via Adversarial Reward Estimation For Social Dynamics Forecasting

Authors: Tenghao Huang, Zhaoxuan Tan, Muhao Chen, Jonathan May, Mengting Wan, Longqi Yang, Pei Zhou, Sihao Chen
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12165v1

Meeting continuation requires tracking the agenda, speaker roles, participant intentions, and disagreement across long multi-party discussions. We introduce the Meeting Dynamic Forecasting Benchmark (MDFB), constructed from 2,207 real-world meetings and 24,794 future-facing queries. Given a transcript prefix and an active question, a model generates a plausible multi-turn continuation in one call. We evaluate utility---progress toward the question---and human-likeness---plausible conversational flow and role consistency---without requiring exact reproduction of the observed future. We further present GLARE, an adaptation of adversarial imitation learning to conditional language generation. A discriminator ranks the observed continuation above samples from the current actor, and its score supplies a KL-regularized policy reward; retraining on current-policy negatives allows the reward landscape to evolve with the actor. GLARE attains average human-evaluated win rates of 0.66 on utility and 0.70 on human-likeness, outperforming SFT and SPIN while remaining below the observed human continuation. We also demonstrate MDFB as a social reasoning arena for comparing general-purpose models, including closed-source systems, through reference-assisted judgments. Together, these studies illustrate the benchmark's use for both task-specific learning and output-based evaluation of meeting behavior.

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### Certifying Concept Unlearning in Text-to-Image Diffusion Models

Authors: Mansi, Luca Marzari, Francesco Leofante
Published: 2026-09-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.12163v1

Existing evaluations of concept unlearning in text-to-image (T2I) diffusion models primarily rely on attack success rates obtained through automated adversarial prompt search. However, these metrics provide only empirical evidence over a finite set of queries and leave residual leakage over the broader prompt space largely unquantified. This limitation can lead to overestimating unlearning effectiveness and underestimating safety risks. To address this gap, we introduce a novel certification framework for T2I concept unlearning that provides high-confidence guarantees with bounded error on residual concept leakage. Our approach combines statistical certification with worst-case analysis along concept-relevant embedding directions to derive explicit upper bounds on leakage probability under user-specified confidence levels. We evaluate our framework across three major concept categories namely NSFW content, artistic styles, and celebrity identities, and six state-of-the-art unlearning methods. Certified leakage bounds consistently exceed standard attack success rates by 16.2%, uncovering substantial residual risks missed by existing evaluation protocols. Crucially, our results demonstrate that empirical attack-based evaluations can significantly underestimate residual leakage and establish certification as a necessary complement for reliable auditing of concept unlearning in T2I diffusion models.

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### Can LLMs in Draft-Verify-Revise Pipelines Resolve Deictic Ambiguity?

Authors: Obinna I. Ekekezie
Published: 2026-09-10
Categories: cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2609.12162v1

Draft-verify-revise is a common LLM orchestration pattern for scaling inference-time compute. One LLM drafts, a second critiques the draft and provides feedback, and a third uses that feedback to revise the draft into the final output. As context cascades between stages, LLMs at different stages can resolve a context-dependent expression such as "previous" differently. When that happens, the expression undergoes a deictic shift, a change in what it refers to. This phenomenon was studied with a synthetic dataset of 10 base examples, each rendered in three conditions. Holding the shared components constant, the conditions varied whether the draft stage LLM (the assistant) or the verify stage LLM (the grader) resolved the expression correctly, and how much independent reasoning the revise stage LLM (the meta-evaluator) needed to determine which reading was correct. Six models from three providers were tested across 21 reasoning effort configurations using e-values for sequential testing, in a primary experiment and an ablation experiment that removed error classification labels from the grader's feedback. A separate LLM analyzed the meta-evaluator's stated rationale for each wrong verdict. Balanced accuracy (the unweighted mean of sensitivity and specificity) ranged from 0.156, below chance, to near-perfect. GPT-5.2 rose from 0.156 without reasoning to 0.942 at its highest reasoning effort level, while Gemini 3 Pro stayed above 0.94 at every level. Gemini 3 Pro at low reasoning effort outscored GPT-5.2 at xhigh reasoning effort for roughly 5% of the cost per trial. When the meta-evaluator erred, it tended to rely on surface cues rather than operational reasoning. Context engineers implementing draft-verify-revise pipelines should be wary of deictic shifts and make the intended referent explicit at each stage.

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### Direct Topology Tracking in Continuous Implicit Models

Authors: Guanqun Ma, David Lenz, Kaiyuan Tang, Hanqi Guo, Chaoli Wang, Tom Peterka, Bei Wang
Published: 2026-09-10
Categories: cs.CG, cs.LG
arXiv: https://arxiv.org/abs/2609.12157v1

We present a framework for tracking topological features directly within continuous implicit models. Such models, including implicit neural representations (INRs) and multivariate functional approximations (MFAs), are increasingly adopted to represent scientific data without the resolution constraints of discrete grids. They offer compact, smooth, and differentiable representations of complex fields, enabling new opportunities for high-performance data storage, reconstruction, and analysis. Given a continuous implicit model, our method tracks the evolution of critical points by querying the model and its derivatives, thereby eliminating the need to resample onto a grid. This approach enables faithful feature tracking while avoiding discretization-induced artifacts such as aliasing. We demonstrate the generality of our framework across a range of implicit representations, including analytic functions, MFAs, and INRs, and show that it produces smooth, coherent critical point trajectories. By enabling feature tracking directly on continuous representations, our method supports a new class of feature-driven visualization workflows centered on implicit models.

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### A decision-basis contract for auditable LLM-assisted medical billing verification: deterministic rules, verbatim evidence, and fail-closed abstention

Authors: Jan Hölter, Kevin Geis, Benjamin Raab, Boris Bauke
Published: 2026-09-10
Categories: cs.SE, cs.AI
arXiv: https://arxiv.org/abs/2609.12156v1

This work presents a proof of concept for auditable LLM-assisted medical billing verification based on a decision-basis contract. The contract separates deterministic checks of versioned fee-catalog rules from LLM-based assessment of free-text documentation. The deterministic layer resolves the applicable catalog release and checks code availability, quantity limits, and exclusions. The semantic layer classifies each claimed item as supported, contradicted, or missing required information. Support and contradiction require a verbatim evidence span; unavailable rule context, unsuccessful assessment, or missing required evidence prevents support through fail-closed abstention. We evaluated four locally run open-weight models on a synthetic catalog and 36 curated cases under the contract, an ablation without explicit documentation requirements, and an end-to-end baseline. Outcome agreement varied across models and showed no consistent advantage over the baseline. Explicit documentation requirements improved identification of missing information for all four models. The evidence gate also exposed cases in which correct raw judgments lacked valid evidence and were converted to incomplete decision-basis entries. The results show how explicit decision records can make rule findings, documentation judgments, and abstention reasons inspectable. Evaluation on real catalogs, independently annotated documentation, and with human reviewers is required to assess practical value.

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### Single-Query Person-Centric Bimanual Hand-Object Interaction Detection

Authors: Jonghyun Kim, Junho Roh, Yubin Yoon, Hyotae Lee, Jongkuk Park, Taehwan Hwang, Jaechul Kim, Jungho Lee
Published: 2026-09-10
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.12155v1

Understanding person-level bi-manual interactions requires not only detecting hands, but also identifying which two hands belong to the same person and what each hand interacts with. Existing hand--object interaction methods are mostly hand-centric: they treat each hand as an independent instance, which can lead to ambiguous ownership in multi-person scenes. We propose a person-centric formulation in which a single query predicts a structured output for one person, including the human box, body pose, hand boxes and states, and interaction targets. We introduce part-aware deformable attention to allocate attention across human, hand, and pose-specific reference regions, enabling one query to capture the full person structure. We further unify detection and interaction reasoning with a hand-to-query relationship matrix, where each hand selects its interaction target from the detected query set plus a learnable off token, directly recovering the target's box and class without separate object regression. We build a COCO-based dataset with person-centric bi-manual interaction annotations and define structured metrics for evaluating hand states and complete hand--object tuples. Experiments with a transformer-based detector show that our formulation improves person-level bi-manual interaction parsing and provides an effective unified framework for joint detection, pose estimation, and hand reasoning.

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### Neural Multichannel Distant Speaker Diarization with Heavy-tailed Source Separation Model

Authors: Sicheng Mao, Baihan Li, Mathieu Fontaine, Anthony Larcher, Roland Badeau
Published: 2026-09-10
Categories: cs.SD, cs.AI
arXiv: https://arxiv.org/abs/2609.12154v1

Distant speaker diarization remains challenging due to difficult acoustic environments, varying numbers of speakers and overlapping speech. Model-driven methods are proposed to exploit the speech source features in multi-channel recordings that help diarization. This paper generalizes a neural model that jointly learns to perform blind source separation and diarization over speech mixtures (neural FCASA) with heavy-tailed models. The popular Gaussian distribution has been applied for variance modeling in the original source separation model, which we replace with two families of heavy-tailed models (Leptokurtic Generalized Gaussian distribution and Student's t distribution) to better capture the heavy-tailedness in speech signals. Thanks to the Gaussian scale mixture model, we are able to unify the proposed method and the original one under the same form of learning objective. Our experiments show consistent large improvements in Diarization Error Rate (DER) and Jaccard Error Rate (JER) compared to the baseline on various corpora.

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### HSI-Road Relabeled: Surface-Aware Road-Scene Segmentation

Authors: Imad Ali Shah, Imran Mehmood, Enda Ward, Martin Glavin, Edward Jones, Brian Deegan
Published: 2026-09-10
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.12151v1

The HSI-Road dataset provides paired RGB and 25-channel NIR (600--960~nm) images with binary masks but no surface-level labels.~This paper introduces a manually labeled six-class taxonomy: Background, Asphalt, Concrete, Dirt, Water, and Grass, and an RGB-to-NIR registration pipeline with corresponding annotations. Six semantic-segmentation models (SSMs) are evaluated under four input configurations: original-resolution RGB (RGB$_{\text{ori}}$), registered low-resolution RGB (RGB$_{\text{reg}}$), NIR, and channel-stacked RGB$_{\text{reg}}$--NIR (RGBN$_{\text{stk}}$). The comparison quantifies the effect of spatial-resolution reduction on RGB, along with evaluation of NIR and RGBN$_{\text{stk}}$, with results reported using per-class and mean IoU and F1 scores. RGB$_{\text{ori}}$ achieves the highest overall performance but contains 12$\times$ more pixels than the matched-resolution inputs. At the matched 192$\times$384 resolution, RGBN$_{\text{stk}}$ outperforms NIR for all six SSMs and RGB$_{\text{reg}}$ for five of six, with the most consistent gains for the Water class. These results highlight the importance of spatial resolution while showing that NIR provides complementary information to RGB.

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### On Identifying Adversarial Intent Injection in AI-Native 6G Networks

Authors: Nilesh Chakraborty, Petar Djukic, Burak Kantarci
Published: 2026-09-10
Categories: cs.NI, cs.CR, cs.LG
arXiv: https://arxiv.org/abs/2609.12144v1

AI-native 6G networks have brought Intent-Based Networking (IBN) to the forefront, enabling high-level goals to be translated into network configurations. However, this abstraction opens new attack surfaces, primarily adversarial intent injection, where malicious policies are disguised within benign intent flows. The detection of attack instances might become significantly more difficult if the adversaries adopt a stealthy mode of malicious intent injection. With all these in mind, we first define a fine-grained threat model that facilitates the threat of malicious intent injection in an AI-native network. Alongside, we investigate four malicious intent injection strategies$-$ stealth-mode, random distribution, increasing frequency, and decreasing frequency- and propose a dual-path detection framework: (i) a CNN using TF-IDF features for supervised malicious intent detection, and (ii) an AutoEncoder trained exclusively on benign data for one-class malicious intent detection. Our evaluation demonstrates strong detection performance, with accuracy improving to 0.97 (~9\% gain) and F1-score to 0.98 (~36\% gain) over the state-of-the-art baseline.

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### Mined from Scientific Literature: Process Schemas for Atomic Layer Deposition and Etching in Materials Science

Authors: Sameer Sadruddin, Eleni Poupaki, Alex Watkins, Bora Karasulu, Adriaan J. M. Mackus, Erwin Kessels, Sören Auer, Jennifer D'Souza
Published: 2026-09-10
Categories: cs.AI, cond-mat.mtrl-sci
arXiv: https://arxiv.org/abs/2609.12139v1

Atomic layer deposition (ALD) and atomic layer etching (ALE) are reported heterogeneously across experimental and simulation literature in materials science, hindering comparison and machine-actionable reuse. We present four domain-expert-reviewed JSON Schemas for ALD and ALE experimental and simulation processes. Curated with schema-miner and grounded in QUDT using schema-miner pro, the schemas structure materials, process conditions, configurations , and measured or predicted results. We compare their scope, structure, and semantic grounding, and demonstrate their use for schema-guided literature extraction and publication of structured records through ORKG templates.

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### GUIDE: Generative Utility Inference and Decision Engine

Authors: Anagha Tiwari, Alexander G. Gray, Nick Feamster, Brian Jabarian, Alex Imas, Alex Kale
Published: 2026-09-10
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.12137v1

Measuring the preferences of human users remains a fundamental challenge of AI alignment. Existing elicitation approaches struggle to efficiently discover multidimensional preferences or accurately ground these inferences in domain knowledge. To address this, we introduce GUIDE, an LLM-driven elicitation architecture that infers user preferences through conversations by combining Bayesian adaptive sampling for question selection and symbolic representation learning to initialize domain-specific preference models. GUIDE generalizes adaptive sampling to diverse elicitation questions through an extensible type system of transforms on a parameterized preference state. GUIDE produces domain-specific preference representations through an initialization process using symbolic rule-based learning to capture world knowledge and set priors over preference dimensions grounded in data about decision alternatives. The architecture provides observability and steerability to facilitate deployment and analyze elicitation processes. In silico experiments on investment portfolio optimization demonstrate that GUIDE improves cold-start and minimizes recommendation regret consistently within early elicitation interactions across user personas compared to prior work, LLM-only baselines, and ablated GUIDE versions.

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### The Anatomy and Boundary of Adaptation under Temporal Tabular Shift

Authors: Tianyu Wang, Xi Vincent Wang, Lihui Wang, Mian Li, Zhihao Liu
Published: 2026-09-10
Categories: stat.ME, cs.AI
arXiv: https://arxiv.org/abs/2609.12136v1

Prequential adaptation of frozen tabular foundation models under temporal drift, with each label revealed only after prediction, helps some deployments and harms others, yet current practice does not predict which. We study the sources and limits of these gains. A diagnostic anatomy attributes gains to four recurring mechanisms under a streaming protocol that removes three optimistic biases and quantifies a fourth. Within an agnostic total-variation drift class, the target conditional is only partially identified: its identified-set diameter, the \emph{wall}, is irreducible from unlabeled data uniformly in sample size. A second, orthogonal $L^2$ projection wall quantifies what the frozen representation cannot express. Two canonical mechanism priors collapse the first wall. Under stated nuisance-rate conditions, the wall can be estimated from labeled historical windows at a $\sqrt N$ rate above the margin threshold $γ^\star=d_0/(2α_s)$. At $γ=0$, the conditional lower-bound program depends on an open affinity estimate; the positive-margin lower branch also remains open. Semi-synthetic data illustrate the finite-sample mechanism with calibrated exponents. Stream-level proxies on eight industrial streams fall on the difficult side under a stated roughness bound, while the equality case $γ=γ^\star$ remains unresolved.

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### Population-level measures of perceived food access reveal barriers beyond geographic proximity

Authors: Teresa Groton, Benjamin rachunok
Published: 2026-09-10
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.12132v1

Food access is multidimensional, but population-level measurement still relies heavily on geography because perceived dimensions of access are difficult to measure at scale. Here, we use 25,125 Google Maps reviews from 49 grocery stores in Raleigh, North Carolina, to measure five dimensions of food access: availability, accessibility, affordability, accommodation, and acceptability. We identify review topics with unsupervised topic modeling and assign them to access dimensions using zero-shot classification, with 85.4% agreement against manual coding. The resulting store-level measures capture distinct aspects of food access and reveal barriers that geographic proximity alone does not capture. Comparisons between nearby stores in the same chain further show that identical store policies can be perceived very differently across locations, consistent with food access reflecting the fit between residents and their food environment. Perceived food access also follows systematic socioeconomic and demographic patterns that broadly parallel, but do not replicate, those observed for geographic access. These results show that online grocery reviews can provide a scalable complement to geographic measures of food access.

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### Local Edits, Global Ripples: Replay-Informed Policy Adaptation for Workflow Synthesis

Authors: Manqing Mao, Hong Wang, Samson Koelle, Jie Yuan, Zhuoer Wang, James Feng, Yanjun Lin, Daniel Edmiston, Nikki Lijing Kuang, Zhecheng Sheng, Wei Niu
Published: 2026-09-10
Categories: cs.CL, cs.SE
arXiv: https://arxiv.org/abs/2609.12127v1

Prompt-policy editing offers a practical way to improve agents that synthesize executable workflows without updating the underlying model. However, persistent prompt editing has two coupled properties. First, edit locality does not imply effect locality: an edit confined to one policy segment can ripple through downstream execution, altering behavior beyond the edited segment. Second, edit effects are composition-sensitive: edits that work in isolation can interfere after composition, causing one or both to lose their benefit or become harmful. Persistent adaptation must therefore support two distinct decisions: identifying where the policy should change from execution feedback, and determining whether the resulting edit remains safe to persist after composition. To address these challenges, we introduce RIPPLE (Replay-Informed Persistent Policy Localization and Editing), which separates where an edit is made from whether it remains safe after composition. It diagnoses failed trajectories, maps each actionable failure to a predefined policy segment, and restricts the correction to that part of the policy. RIPPLE then evaluates candidates against the same iteration-start policy to compare their isolated gains, before replaying promising edits after previously accepted updates to expose downstream effects and interactions. Only edits that remain safe under composition are retained. We evaluate RIPPLE on Flow-HO, a synthetic held-out benchmark for executable workflow synthesis. RIPPLE improves validation success by up to 23.1% and yields positive gains on two additional frozen language-model backbones, while maintaining edit efficiency and low execution cost. Targeted interaction analysis further demonstrates both properties: a segment-local tool-use edit changes downstream resource resolution and validation, while an edit beneficial in isolation becomes harmful after composition.

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### Rank-Efficient LoRA via Joint Tangent-Space Optimization under Isotropic Curvature

Authors: Zihan Zhu, Zhehang Du, Xuyang Chen, Tim Tsz-Kit Lau, Jiayuan Wu, X. Y. Han, Qi Long, Weijie Su
Published: 2026-09-10
Categories: cs.LG, math.OC, stat.ML
arXiv: https://arxiv.org/abs/2609.12123v1

Low-Rank Adaptation (LoRA) is an effective approach for adapting large pretrained models by learning low-rank weight updates. In practice, the LoRA rank is used to control an adapter's parameter budget and representational capacity. We show that this view is incomplete: while the nominal rank determines the representational capacity, the optimizer shapes how much of that capacity is used in the induced weight-space updates. In a case study of GPT-2 adaptation with LoRA, we observe a strong rank-dependent optimizer effect. Despite using the same nominal rank, AdamW often produces per-step updates with concentrated singular spectra and low effective rank, whereas Muon uses a richer set of directions and benefits more consistently from increasing LoRA rank. These observations motivate ISO-LoRA, an optimizer that couples the LoRA factor updates through spectral descent on the induced tangent perturbation in weight space. ISO-LoRA promotes updates that distribute energy more evenly across singular directions, improving rank utilization while preserving compatibility with the LoRA parameterization. We complement this design with theoretical guarantees showing that ISO-LoRA can achieve higher effective rank than standard factor-wise optimizers through a one-step analysis under a stylized spiked-gradient model. We validate this design on language-model adaptation across 0.1B-7B-parameter models, where ISO-LoRA improves effective rank and downstream performance, with the strongest gains at moderate-to-large LoRA ranks. Our results highlight rank utilization as a key factor in LoRA optimization and suggest that optimizer design offers an important path toward stronger parameter-efficient adaptation.

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### Quantifying Consonant Contributions to Word Intelligibility via Acoustic Masking

Authors: Eunjung Yeo, Kwanghee Choi, Krupaben Kothadia, Visar Berisha, Julie M. Liss, David R. Mortensen, David Harwath
Published: 2026-09-10
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.12122v2

Consonants contribute unequally to whether a word is understood. Given the limited time available for therapy, ranking consonants by contribution to intelligibility helps prioritize intervention targets in motor speech disorders. However, measuring this contribution relies on perceptual studies that are difficult to scale. This paper presents a scalable method that measures consonant contribution using acoustic masking. We silence one consonant at a time in an isolated word and test whether an automatic speech recognition (ASR) model still recognizes the word. We define a consonant's contribution score as the proportion of its masked instances for which the word becomes misrecognized, which we refer to as the mask-induced misrecognition rate (MMR). We relate MMR to two linguistic factors previously reported to correlate with consonant contribution, namely phoneme frequency and functional load. We apply this analysis across four languages, English, Spanish, German, and Czech, using three ASR architectures, MMS (encoder-only), Whisper (encoder-decoder), and Qwen3-ASR (LLM-based). Using partial Spearman correlations, we find that phoneme frequency correlates negatively with MMR while functional load correlates positively. In other words, more frequent consonants are less disruptive when masked, whereas consonants carrying more lexical contrast are more disruptive. Further cross-language analysis shows that consonant rankings agree only partially across languages, indicating that consonant contribution is language-dependent.

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### Almost Sure Convergence Analysis of Stochastic Gradient Methods with Clipping and Additive Noise

Authors: Amartya Mukherjee, Jun Liu
Published: 2026-09-10
Categories: cs.LG, math.OC, math.PR
arXiv: https://arxiv.org/abs/2609.12119v2

Stochastic gradient descent (SGD) with gradient clipping and additive noise has become a standard technique for training machine learning models, particularly in applications requiring robustness or privacy guarantees. However, clipping introduces a bias in stochastic gradients, while additive noise introduces additional variance, making the long-run behaviour of individual optimization trajectories difficult to characterize. In this work, we prove that SGD with clipping and additive Gaussian noise (SGD-CN) converges almost surely (a.s.) under smoothness and uniformly bounded stochastic-gradient noise assumptions, provided the step sizes satisfy some standard decaying conditions. Our analysis extends to momentum variants such as the stochastic heavy ball and Nesterov's accelerated gradient, where we show that careful energy constructions yield similar guarantees. These results provide stronger theoretical foundations for understanding the pathwise behaviour of clipped stochastic gradient methods and suggest that, despite the bias and noise introduced by clipping and perturbation, the algorithm remains stable in both convex and nonconvex regimes.

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### When Successful Knowledge Graph Edits Displace Correct Answers: Rank-Level Locality beyond Parameter Support

Authors: Yi-Cheng Lai, Jerry Wang, Hsin-Ling Hsu, Li-Chu Chi, Ya-Wen Teng, Hen-Hsen Huang
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12116v1

Editing a knowledge graph embedding (KGE) model to promote a desired answer can displace correct answers from the returned list. Locality tests based only on facts that reuse the edited parameter can miss this ranking effect. We introduce a common rank-displacement audit at three scopes: facts supported by the edited parameter, other correct answers to the target query, and correct answers across queries with the same relation. We also derive dimensional and geometric conditions for an update to improve the target while exactly preserving selected scores. On FB15k-237 with DistMult and ComplEx, direct promotion always moves the target into the top ten, but does so without damage in only 23.0--23.2\% of edits. Strict preservation causes no measured damage, yet succeeds in only 1.3--1.4\%. Support-regularized entity editing gives the highest joint success, 36.3--37.7\%, while rank-truncated preservation reaches 32.8--34.7\% and reduces the mean number of displaced answers from about 14 to 1.2. Experiments across dimensions, scorers, ranking conventions, and a learned editor show that locality depends on both the protected scope and the editing mechanism. KGE editing should therefore report correction success together with the incidence and severity of rank displacement.

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### DU-NO: A Parameter-Efficient Double U-Shaped Neural Operator for Phase-Resolving Wave Modeling

Authors: Enrique Hernandez Noguera, Md Meftahul Ferdaus, Nathan Cooper, Elias Ioup, Mahdi Abdelguerfi
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12115v1

Phase-resolving wave models such as FUNWAVE-TVD are the accuracy standard for nearshore dynamics, resolving the shoaling, refraction, and breaking of individual waves, but their cost rules them out for the ensembles, uncertainty quantification, and real-time warning that operational forecasting demands. Neural operators promise solver-level accuracy at a fraction of that cost, yet on wave-dominated fields the accurate ones are large: hybrid spectral-convolutional operators such as U-FNO (the strongest baseline in our study after DU-NO) buy their fidelity with tens of millions of parameters. We introduce DU-NO (Double U-shaped Neural Operator), a multiscale U-shaped spectral operator that attaches lightweight convolutional U-Net branches only at its two shallowest encoder and decoder levels. The placement follows a sampling argument: high-wavenumber content exists only on fine grids, so the local, full-band pathways go where that content lives, while the coarse, band-limited levels stay purely spectral. A depth-decaying mode schedule holds the model to 3.64M parameters, an order of magnitude below U-FNO. On our publicly released FUNWAVE-TVD benchmark, DU-NO attains the best autoregressive rollout error of six identically trained architectures, improving on U-FNO by 14.9% with 10.8x fewer parameters, and a frequency-band analysis shows the gain holds across all bands, including the high-wavenumber band where truncated-spectral operators collapse. Parameter-matched controls confirm the gain is architectural: rescaled to the same 3.6M budget, the best baseline still trails DU-NO by 28.6%. The advantage carries beyond nearshore waves: DU-NO matches the strongest baselines on 2D Navier-Stokes and wins clearly on PDEBench shallow-water rollouts. Code, trained models, and evaluation artifacts are available at https://anonymous.4open.science/r/duno-code-5A7B/.

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### Score-based Outlier Generation via Controlling the Radon-Nikodym Derivative

Authors: Amartya Mukherjee, Tristan Milne, Kry Yik-Chau Lui, Stephanie Hazlewood, Jun Liu
Published: 2026-09-10
Categories: cs.LG, math.AP, math.OC, math.PR, stat.ML
arXiv: https://arxiv.org/abs/2609.12113v1

Outliers are important for stress-testing algorithms and understanding system behaviour under rare conditions. Despite being commonly described as low-likelihood events, existing generative approaches rarely control likelihood explicitly. In this work, we introduce a measure-theoretic notion of outliers based on the distribution of log-likelihood values, which is guaranteed to assign higher probability mass to low-likelihood events with a specifiable magnitude. Building on this formulation, we derive how likelihood reweighting modifies the diffusion score and use this relation to motivate a controlled modification of the reverse-time dynamics. In particular, likelihood reweighting implies a scaling of the score function with a control term derived from the Radon-Nikodym derivative of the likelihood distributions. Correspondingly, the updated score function can be obtained with no retraining of the diffusion model. We exploit the Ornstein-Uhlenbeck semigroup underlying diffusion models to motivate an exponentially interpolated controller which approximates the true control. Experiments demonstrate controlled generation of low-likelihood samples while remaining consistent with the data geometry.

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### The Cost of Compression: A Rate-Distortion Limit on Factual Hallucination

Authors: Xi Wang, Shijia Xu, Rongfeng Guo
Published: 2026-09-10
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.12111v1

Factual hallucination in closed-book question answering is often treated as a coverage problem: a model fails because the relevant fact is absent from its internal memory. This view misses a second source of error. Even when a fact has been observed, finite memory may force it to be stored only approximately. We study this effect through a simple coverage--compression model of factual recall. We consider an unstructured question-answering task with $N$ possible queries and $K$ possible answers. A learner observes $M$ training facts, compresses them into at most $B$ bits, and answers uniformly drawn test queries without retrieval. For a uniformly random ground-truth mapping, we prove $\mathcal{E} \geq \frac{M}{N}δ^\star\!\left(\frac{B}{M}\right) + \left(1-\frac{M}{N}\right)\left(1-\frac{1}{K}\right)$, where $δ^\star(r)$ is the inverse rate-distortion function of a uniform $K$-ary source under zero-one loss. The two terms separate compression distortion on observed facts from missing coverage on unobserved facts. The bound gives a compact way to reason about selective memory, forced compression, structure, retrieval, abstention, and long-context organization. We study the predicted signatures with theory-implied simulations and controlled fact-injection probes in modern language models that vary fact load and effective trainable memory. The result is not a complete theory of hallucination, but an information-theoretic account of a separable failure mode: lossy recall of observed facts under finite memory.

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### Extracting Dataset Mentions in Forced Displacement and FCV Documents: A Weakly Supervised Framework with LLM-Based Label Refinement

Authors: Rafael Macalaba, Aivin V. Solatorio, Patrick Michael Brock, Olivier Dupriez
Published: 2026-09-10
Categories: cs.CL, cs.AI, cs.IR, econ.EM
arXiv: https://arxiv.org/abs/2609.12107v1

Development and humanitarian organizations produce and support surveys, administrative registries, and other data resources to inform research, policy, and operations, yet systematically identifying where these datasets are referenced remains difficult. Such references are dispersed across research papers, project documents, humanitarian reports, and other unstructured text, limiting both the ability to trace data use and to identify potential gaps in data availability or dissemination. We present a weakly supervised framework for adapting dataset extraction to forced displacement and Fragile, Conflict, and Violence (FCV) documents without first constructing a large manually labeled training corpus. A lightweight model trained on general research literature generates candidate dataset mentions from unlabeled domain documents, which a frontier large language model (LLM) reviews in context, validating or rejecting candidates and correcting their extraction boundaries. The resulting annotations are supplemented with targeted synthetic and contrastive examples and used to fine-tune the lightweight model for large-scale extraction. We evaluate the resulting model on an independent gold-standard benchmark of 1,706 text passages spanning research, humanitarian, and operational documents. Across the full benchmark, the model achieves 74.1\% precision and 70.5\% recall at the mention level; among passages containing dataset references, precision reaches 89.5\%. At the passage level, the model achieves 88.2\% accuracy and 88.6\% specificity in distinguishing passages with dataset references from those without them. These results demonstrate a practical approach for constructing domain-specific supervision when labeled data are limited, and provide a technical foundation for larger-scale analysis of data use and potential gaps in the displacement data landscape.

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### Language Is an Insufficient Substrate for Quantitative Reasoning, and Consequential Domains Need Large Quantitative Models

Authors: Reuben Vandeventer, David Imrem, David J. Wild
Published: 2026-09-10
Categories: cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2609.12105v1

The prevailing assumption in applied machine learning is that progress on consequential quantitative decisions such as pricing risk, allocating capital, triaging patients, or containing a network intrusion will follow from progress in large language models (LLMs). A language model is trained on a representation of the world that was produced by human description; description is a lossy encoding of the quantitative record, and the loss is irreversible: no downstream model, at any scale, can recover from a description what the description did not encode. We formalize this as a property of the representation on which a model is trained rather than of the model capacity, and we identify three further properties that consequential settings demand of a model and that a language substrate cannot supply by construction: reproducibility, lineage from every output back to the source records that produced. it, and calibrated uncertainty. We argue that these properties define a distinct model class, which we call the Large Quantitative Model (LQM).

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### Competence-Gated Pooling of Language Models and Priors for Event Forecasting

Authors: Aditi Tiwari, Aashrith Bandaru, Heng Ji
Published: 2026-09-10
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.12101v1

In hybrid forecasting, a language model is often one of several available signals. A system may already have a market, crowd, or statistical forecast and must decide whether the model adds useful information or should be ignored. The relevant target is therefore not standalone model accuracy, but relative competence, defined as the model's marginal value beyond the available external forecast. Under Brier loss, we characterize when model disagreement can improve an external forecast and derive the gain from using domain-specific rather than global pooling weights. We then introduce a competence gate that estimates domain-level source weights from resolved outcomes, shrinks uncertain estimates toward a global weight, and recalibrates the pooled forecast. Across 2,357 resolved binary questions and five language models, the gate improves the main external baseline from 0.0771 to 0.0732 Brier and significantly outperforms global forecast combinations. The gain remains significant under leakage controls and against a leakage-safe time-series prior on the pooled structured set, with separate evidence on FRED. In contrast, the gate gives no significant improvement on the official ForecastBench market subset, where it largely defers to the market. Across four Qwen models, verbal confidence does not reliably identify when the model outperforms the external forecast, while outcome-estimated competence supports better abstention decisions. These results provide a practical approach for selective model use based on measured marginal value.

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### Beyond Argmax: A Mechanistic Study of Semantic Retention in Frozen Foundation-Model Composition for Generalized Few-Shot 3D Segmentation

Authors: Silas Kwabla Gah, Ebenezer Owusu
Published: 2026-09-10
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.12099v1

Classical classifier-combination work distinguishes score-level fusion from hard decision-level voting. We revisit this distinction where independently pretrained, frozen foundation models are composed at inference time for generalized few-shot 3D segmentation. We ask: how much useful semantic information is lost when heterogeneous sources are collapsed to a single class before they can interact? We answer with a same-input semantic-retention intervention. Dense RegionPLC and sparse cross-view SAM3 evidence, model weights, masks, geometry, vocabularies, and fusion rules are frozen; only the number of semantic alternatives retained before interaction is varied via a matched top-k ladder. On 156 held-out ScanNet200 scenes, top-1 reaches 28.47 harmonic-mean (HM) IoU while full distribution fusion reaches 34.87 HM (+6.40, 95% CI (+5.24,+7.64)). The pattern replicates on 50 ScanNet++ scenes: 23.02 vs. 26.50 HM (+3.48, 95% CI (+1.64,+5.93)). The conclusion is robust: full-distribution HM is stable across sparse-source weights 0.3--0.7; alternative operators (max, geometric pooling) also outperform top-1; and a GroundingDINO--SAM2.1 source-replacement diagnostic shows monotonic HM increase from 14.77 to 18.75 with full retention. Calibration diagnostics reveal opposite miscalibration of the two sources, yet correcting calibration does not eliminate the retention advantage. Across datasets and source stacks, most information is recovered by retaining a compact set of plausible alternatives. The contribution is a controlled diagnosis of premature semantic collapse as a repeatable information bottleneck in heterogeneous frozen-model composition.

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### MAIA: Multi-Agent Intent Articulation for Requirement Discovery in Art Commissions

Authors: Yu-Chao Wang, Yanhong Lu, Yingjie Victor Chen, Tim McGraw
Published: 2026-09-10
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2609.12097v1

In bespoke art commissions, laypeople know what they feel but lack the words to specify it: one participant wanted a laid-off truck driver depicted as "a ghost in his own machine" but left the medium, scale, and palette unsaid. We frame this as an articulation bottleneck at an under-served upstream stage: requirement discovery, which precedes any artist or image generator and forces the commissioner to constitute intent in the first place. We present MAIA (Multi-Agent Intent Articulation), a multi-agent system that scaffolds this stage through Socratic inquiry under a "Verification over Invention" rule, turning vague affect into a text-only brief of visual terms the user verifies. In a within-subjects study (N = 16), the full configuration produced a large, significant gain in Cognitive Support over a minimal baseline (r = 0.96, p_FDR = 0.015; LMM p_FDR &lt; 0.001). Thematic analysis traces the same mechanism, and a validator gate structurally blocks unratified content. A complementary blind review by three professional concept artists on a sampled set of briefs corroborates this improvement from the artist's side: AI rewriting improved visual completeness and executability in all eight sampled tasks (task-level Wilcoxon p = 0.008; FDR q = 0.010), with directionally larger gains under MAIA than under the baseline (underpowered, d = 1.4-2.6).

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### Does Video Memory Use What It Retrieves? A Causal Audit of Memory Specificity

Authors: Aditi Tiwari, Akshit Bhalla, Darshan Prasad, Heng Ji
Published: 2026-09-10
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.12090v1

Video models increasingly use memory to preserve information over long sequences, with the assumption that gains come from retrieving and using the correct past content. Standard memory ablations test whether memory helps, but not whether the retrieved content is responsible. We test this directly with read-time memory substitution, which replaces the consumed memory value while leaving the rest of the computation unchanged. This separates memory benefit from memory specificity, the extent to which the gain depends on retrieved content. Across frozen video world models, identity-free controls containing no evaluation-specific content recover essentially the full benefit on Ego-Exo4D and 7-Scenes and about 70% on TUM. In the Ego-Exo4D dose response, recovery falls from 102% to 1% as these values move away from observed training-memory representations, supporting representation repair as the best-supported explanation in this setting. WorldMem shows graded dependence. A wrong memory from the same trajectory recovers 94.1% of the PSNR benefit relative to zero content, while a donor from a disjoint trajectory and biome recovers 43.7%. SAM 2 shows strong content dependence. On DAVIS, replacing the correct spatial memory with a valid wrong memory reduces mean region and boundary score from 0.926 to 0.182. At MOSEv2 reappearance, it falls from 0.459 to 0.000. These results show that memory gains can depend on generic representation support, broader context, or exact episodic content. Read-time substitution provides a direct way to distinguish them.

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