# Research Papers — 2026-09 · bundle page 74 of 266

> Full-text markdown of papers #3651–3700 of 13298 published in 2026-09, newest first. AI-readable mirrors of the full 13298-paper 2026-09 archive (50 papers per file).

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### Do Evidence-Reading Diagnostics Improve Interface Selection in Small LLM Recommenders?

Authors: Han Chen, Yingrui Li
Published: 2026-09-25
Categories: cs.IR, cs.LG
arXiv: https://arxiv.org/abs/2609.37472v1

Behavioral tests measure how a language model reads evidence. We ask whether those measurements help choose a recommendation interface. We evaluate six small instruction-tuned checkpoints across four recommendation domains with chronological evaluation and 3,426 evaluation users. Each request ranks eight candidates. A baseline selector chooses among history-only prompting, prompting with collaborative evidence, and score fusion. It uses observable features and six stability prompts that vary wording and candidate order. An augmented selector adds features from six evidence-reading prompts that ask the model to compare support counts. An interface chosen once on development (validation) data for each domain and checkpoint scores 0.5524 NDCG@5, compared with 0.5447 for the baseline selector and 0.5428 for the augmented selector. Adding the diagnostic features changes NDCG@5 by -0.0019 (95% interval (-0.0046, 0.0004)). The interval includes zero, and its upper bound is below the analysis plan's 0.005 improvement target. Matching the selectors' hyperparameters also leaves the interval upper bound below that target. Evidence from retrieved similar users improves prompting by 0.0999 NDCG@5 over a control using randomly selected users matched for activity. The evidence-reading tests also reveal answer-position and tie-response biases. These results concern the tested selectors and candidate sets. They illustrate why diagnostic measurements should be evaluated by whether they improve recommendation choices beyond existing features and a fixed interface.

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### CRASM-Gate: Deterministic-First Constraint- and Role-Aware Semantic Mapping with Selective Model Assistance Across Heterogeneous Industrial Standards

Authors: Kabeh Mohsenzadegan, Vahid Tavakkoli, Kyandoghere Kyamakya
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.37458v1

Industrial standards often encode the same engineering concept through incompatible hierarchies, identifiers, roles, and structural constraints, so the nearest lexical or embedding match can still be technically inadmissible. This article presents CRASM, a deterministic constraint- and role-aware semantic mapping method, and CRASM-Gate, its selectively model-assisted extension. The framework separates standard-specific canonicalization, bounded retrieval, deterministic rules, destination-versus-origin role interpretation, semantic and structural ranking, ambiguity refusal, and target validation. CRASM-Gate adds a confidence/disagreement gate that may invoke a candidate-constrained large language model, while final authority remains with deterministic validation. A controlled artifact covers six directed industrial-standard pairs, three difficulty levels, and ten configurations, yielding 14,400 sample-level decisions. With a fixed local model endpoint, CRASM-Gate reaches mean F1 0.9938 and an implemented structural-validity rate of 1.0000; deterministic CRASM reaches 0.9931 without generative-model calls; and the model-only baseline reaches 0.5347. Relative to the model-only baseline, CRASM reduces top-1 errors from 670 to 10 while exhibiting 0.0688 s/sample rather than 24.5263 s/sample observed latency. CRASM-Gate improves CRASM by one additional correct decision out of 1,440, with observed latency increasing to 15.7666 s/sample. The results support a deterministic-first interoperability architecture in which model assistance is optional, measurable, candidate-bounded, and unable to bypass structural validation.

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### Resolving the Missing Financial Data Crisis: A Generative AI Pipeline for SEC 10-K Extraction

Authors: Prisha Nair, Roee Shraga
Published: 2026-09-25
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.35864v1

SEC 10-K filings contain substantial financial information that is not consistently captured in structured datasets, creating a missing-data problem affecting over 70% of firms and half of total market capitalization. This can disproportionately bias quantitative analysis against smaller firms, which may be excluded due to limited available data. Traditional financial extraction methods such as Regular Expressions (Regex) and BERT, have been widely used. However, they are highly brittle when parsing complex SEC 10-K filings, which leads to data that is existent in the files being lost since these methods do not consider that a data attribute could be located in a different section or a footnote. This study evaluates several Large Language Models (LLMs), including Llama-3 8B, Qwen-2.5 14B, and Llama-3.3 70B, to figure out individual model strengths and weaknesses when extracting specific attributes from SEC 10-K text. The extraction quality was evaluated across four financial variables of varying structural complexity: Cash and Cash Equivalents (tabular), Short-Term Debt (hybrid), Credit Facilities (narrative), and Research and Development (hybrid). Results show that while smaller models like Llama-3 8B experience performance degradation under complex negative prompting, aligning parameter scale with document complexity yields high zero-shot accuracy. Qwen-2.5 14B excels as a tabular specialist with an 83.33% F1 score on Cash, whereas Llama-3.3 70B effectively navigates dense narrative footnotes, achieving a 76.92% F1 score on R&amp;D. This scalable framework addresses critical information gaps in quantitative finance datasets and eliminates missing-data bias through a more thorough analysis of the SEC 10-K files.

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### Beyond Discrimination: Calibrated Geoprior Fusion for Bioacoustic Monitoring

Authors: Neha Sajja, Bart van Merriënboer, Burcu Karagol Ayan, Tom Denton
Published: 2026-09-25
Categories: eess.AS, cs.LG, cs.SD
arXiv: https://arxiv.org/abs/2609.35863v1

Modern bioacoustic foundation models like Perch and BirdNET can identify species with high discriminative accuracy, yet their confidence scores are often uncalibrated and difficult to interpret as probabilities of real-world occurrence. This limits their use for ecological inference beyond threshold-based detection. We leverage a global annotated acoustic dataset (WABAD) to produce calibration priors for an acoustic model, optionally incorporating species-level information. We introduce new methods of fusing the acoustic predictions with geopriors, which empirically improves calibration while preserving discrimination. Together, these results suggest a path to simpler and more reliable acoustic monitoring for broad biodiversity.

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### The Detectability Gap: Hidden Heterogeneity in Hallucination Detection Across Language Models

Authors: Pranav Darshan, Pranav A, Sravan Karthick T, Minal Moharir, Ivan P. Yamshchikov
Published: 2026-09-25
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2609.35860v1

Sampling based consistency is widely used for hallucination detection, yet aggregate performance can conceal systematic differences in which errors are detectable. This work studies that heterogeneity across four language models and three factual question answering datasets. Partitioning hallucinations by answer agreement reveals high agreement (Ghost) and low agreement (Flickering) regimes with an apparent detectability gap of $0.35$ to $0.46$ AUC. Because the statistics used to define the regimes and measure this gap are strongly coupled ($|ρ|\approx0.94$ to $1.00$), the raw result is treated as a property of agreement based detection rather than independent evidence. After freezing regime assignments, lexical and semantic response dispersion preserve the asymmetry, with bootstrap $95\%$ intervals excluding zero in all $12$ model and dataset settings. A stricter test using individual diffusion trajectories and no cross seed information preserves the asymmetry across all three LLaDA datasets ($p&lt;0.005$) and directionally across all three Dream datasets, with one reaching significance. The hard regime varies substantially in prevalence across models ($16\%$ to $77\%$), and matched prompts frequently change regimes between models. These findings show that aggregate detection metrics conceal persistent, model dependent heterogeneity in language model failures and motivate regime conditioned evaluation.

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### Beyond Keywords: Leveraging Generative LLMs and Label Aggregation to Classify Economic Policy Uncertainty in News Articles

Authors: Paul Trust
Published: 2026-09-25
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.35856v1

This research describes the adaptation of Large Language Models (LLMs) for economic monitoring in the public sector to automatically determine whether an article discusses Economic Policy Uncertanity (EPU) and to identify its specific type. Previous studies either rely on keywords, which often result in a high count of false positives, or use machine learning approaches that require a large number of quality human labeled data that is costly and time consuming to acquire. In this study, we propose approaches based on weak supervision techniques, using generative LLMs to create synthetic labels through prompting, making the approach both cost-effective and scalable. Additionally, we propose methods for for multi-label and hierarchical classification of articles related to EPU.

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### Mara Chain: Rethinking Failure as a Stepping Stone for AI System Auto-Evolution

Authors: Yubin Lyu, Fu Li, Jiawei Fei, Yang Zhao, Weixing Mei, Yinan Wu
Published: 2026-09-25
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.35855v1

Optimizing deployed AI systems increasingly amounts to editing prompts, skills, harnesses, and code rather than model weights. Existing approaches commonly optimize these artifacts through propose-evaluate-select procedures, where candidate configurations are evaluated and only those meeting an acceptance criterion are selected. Yet our analysis shows that discarded candidates often contain information critical for subsequent optimization. Discarding them causes later proposals to revisit the same failure modes. We introduce Mara Chain, a refinement procedure that turns rejected candidates into stepping stones. Rather than discarding a rejected candidate, Mara Chain retains and iteratively refines it using evidence accumulated across preceding attempts. The procedure limits each refinement chain to a fixed depth and applies Pareto-filtered Top-N selection to bound the candidate pool. Across AppWorld skill optimization, TerminalBench 2.1 harness optimization, and MuSiQue retrieval-pipeline optimization, Mara Chain delivers greater task-performance gains with fewer rollouts. It outperforms GEPA, ACE, and SkillOpt-Lite by up to 20.5% in relative performance on AppWorld, reaching the target score with 65.5% fewer rollouts than GEPA. It improves the pass rate by 20.2 and 22.5 percentage points over AHE and Meta-Harness on TerminalBench 2.1, respectively, and improves MuSiQue test nDCG@10 and Recall@10 by 0.104 and 0.131 over a hand-written retrieval pipeline.

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### Position: Let's Strengthen Verifiability If We Can't Enforce Reproducibility

Authors: Samet Hicsonmez, Nermin Samet, Renaud Marlet
Published: 2026-09-25
Categories: cs.LG, cs.AI, cs.CY
arXiv: https://arxiv.org/abs/2609.35854v1

In the field of Machine Learning, many papers contain empirical results supporting claimed statements or illustrating the performance of a proposed method. However, most practitioners know that (1) results are generally hard to reproduce, and increasingly so, (2) code is not often available to do so, and (3) it hinders the development of research. In this position paper, we analyze and quantify these issues, and make concrete proposals to improve result checkability, if not reproducibility. Code and supporting materials are available at https://github.com/giddyyupp/position-enforce-verifiability.

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### A Mesoscopic View of Transformer Weights Through Row and Column Scale Fields

Authors: Tiexin Ding
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.35852v1

Pooled statistics of Transformer weights obscure how magnitude is distributed across functional channels, while individual weights are too numerous to compare directly. We study the mesoscopic level between them: row and column scale fields, the median-centred log-RMS profiles of a weight matrix over its channels, which together with a global scale and a full balanced core represent the matrix exactly. Across public Pythia checkpoints at four sizes and controlled runs from three initialization families, balancing reveals similar measured core magnitude profiles. A mixture bridge, with its form fixed before the analysis and its coefficients fitted, predicts the pooled-shape departure from field width on held-out runs and data arms of the controlled grid. The indexed fields retain further structure: they align across projections that share a functional channel, and query/key profiles follow reassigned RoPE frequencies rather than fixed matrix coordinates. Training trajectories show early field formation followed by component-dependent broadening or recession. Extending the channel-based analysis to AdamW's second moment reveals related functional organization in its log-space row and column factors. Finally, edits of a frozen checkpoint separate reciprocal scale balance, which preserves the forward computation, from relative channel gain: flattening the gain increases in-distribution loss while preserving matrix norms and the balanced core. Row and column scale fields thus connect pooled magnitude statistics to channel organization and provide coordinates for tracking and testing trained weight structure.

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### Learned Compression of SAR Phase-History Data: A Rate-Honest Feasibility Study on GOTCHA

Authors: Alizishaan Khatri
Published: 2026-09-25
Categories: cs.LG, eess.IV, eess.SP
arXiv: https://arxiv.org/abs/2609.35848v1

On-board compression of synthetic aperture radar (SAR) phase history is bandwidth-critical, and block-adaptive quantization (BAQ) remains the operational standard. We test whether a small convolutional autoencoder, with its encoder on the sensor, can compete with BAQ on complex phase-history patches from the AFRL GOTCHA collection. Every method is charged for all transmitted bits, rates are reported in bits per complex sample (b/cs), and detection is scored by one-to-one matching of CA-CFAR detections. The autoencoder (28,656 encoder parameters) loses at every rate. At 16 b/cs it reaches -2.87 dB NMSE, against -35.5 dB for 8-bit BAQ with $\pm 3σ$ clipping and -41.0 dB with a tuned clipping range. It also loses to a $16 \times 16$ block Karhunen-Loève transform (KLT), a local linear coder with a tenth of its encoder cost (-5.39 dB). Running the network in a companded Fourier domain helps, but its detection F1 remains bounded at 33%. The evidence points to this model, its normalization, and its objective, not to a fundamental limit of learned coding. Per patch, the data have modest lag-1 coherence ($|ρ| \approx 0.3$) and patch-specific spectral concentration. Two findings concern evaluation itself. First, 97% of CFAR crossings on raw $64 \times 64$ patches are border artifacts of the zero-padded detector. Second, on interior cells BAQ's clipping range decides detection: 8-bit BAQ keeps 69% F1 with tuned clipping but 17% at $\pm 3σ$, and at 8 b/cs or less adaptive FFT thresholding preserves more detections than BAQ. We close with an evaluation protocol for learned radar compression.

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### Hyperspherical Semantic Trajectory Analysis: Mapping Technological Diffusion across Academic Preprints, Patent Signals, and Compute Scaling

Authors: Muhammad Sukri Bin Ramli
Published: 2026-09-25
Categories: cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2609.35845v1

Macroeconomic productivity metrics, such as Total Factor Productivity, register technological breakthroughs with multi-year reporting lags due to administrative survey intervals and national accounting conventions. This paper introduces Hyperspherical Semantic Trajectory Analysis (HSTA), an unsupervised quantitative methodology that tracks technology diffusion directly from unstructured scientific and commercial text streams. We analyze 30,000 filtered document records spanning academic preprints from arXiv and patent application records from the USPTO. By projecting high-dimensional Transformer sentence embeddings onto unit hyperspheres using Spherical K-Means clustering across eight primary sub-topics and UMAP manifold reductions, HSTA formalizes two quantitative metrics: (1) Semantic Centroid Vector Drift, which tracks vocabulary shifts between temporal sub-corpora to identify structural paradigm transformations; and (2) Commercialization Offset, which evaluates cross-corpus peak density alignments between scientific discovery and intellectual property filings. Linking quarterly topic volume velocity with physical hardware metrics from the Epoch AI database, Vector Autoregressive F-tests demonstrate that quarterly paper volume velocity alone does not Granger-cause frontier compute allocation surges at conventional statistical significance levels, highlighting the necessity of conditioning textual signals on physical capital constraints. Empirical results reveal that sub-topics covering Large Language Models (with a drift metric of 0.332) and Artificial Intelligence Systems (with a drift metric of 0.234) undergo the highest rate of semantic evolution, offering an objective, real-time mechanism to complement traditional economic statistics.

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### Period Segmentation in Transition Network Analysis: A Topological Data Analysis Approach

Authors: Hitoshi Inoue, Koichi Yasutake
Published: 2026-09-25
Categories: cs.CY, cs.LG
arXiv: https://arxiv.org/abs/2609.32094v1

Temporal dynamics in learning behavior can be revealed through period segmentation in Transition Network Analysis (TNA). Cristea et al. demonstrated that segmenting courses into halves and quarters reveals how learning strategies evolve and relate to academic performance. Building on this approach, we investigate whether Topological Data Analysis (TDA), specifically connected components ($β_0$) change points from Zigzag Persistent Homology, can provide data-driven period boundaries that identify intervention windows. Analyzing 22 courses from the Open University Learning Analytics Dataset, we find that $β_0$-based segmentation captures greater between-period variation than time-based segmentation (median variance ratio (VR) = 4.10$\times$; 21/22 courses show VR $&gt;$ 1.1). Permutation tests confirmed significance ($p &lt; 0.05$) in 18% of individual courses, with 73% showing positive improvement over random breakpoints. Only one course showed better performance with time-based segmentation. However, analysis of academic outcomes reveals a key insight: final-period behavior shows lower correlation with outcomes in $β_0$-based segmentation than in time-based segmentation, reflecting a marked behavioral collapse where engaged learners rapidly disengage. We interpret this as evidence that final-period behavior reflects rather than causes outcomes: students who will pass maintain engagement, while those who will fail disengage. This reframes the value of $β_0$: rather than improving prediction, change points identify intervention windows. These are periods where behavioral structure shifts and targeted support may be most effective.

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### GameBoyWorlds: A Testbed for Self-Improvement in Embodied Video Games

Authors: Dhananjay Ashok, Adam Shen, Aslan Huo Feng, Chinmay Khanna, Jun Rui Huang, Raghav Sarmukaddam, Surendira Balaji Natarajan, Xiaotong Cui, Xincan Zhang, Thomson Yen, Hongseok Namkoong, Jonathan May et al.
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32093v1

Powered by expert guidance, agents can operate in interactive environments; however, it is unclear whether they can learn autonomously from their own experience. To evaluate such self-improvement methods, we introduce GameBoyWorlds, a testbed for agentic self-improvement in video games. GameBoyWorlds-Execution evaluates task execution on a collection of 5 distinct game series. Agents are allowed access to dedicated training games but are provided no demonstrations, documentation, or rewards. Agents must ground themselves in the environment through self-directed exploration and by inferring actionable knowledge from their own experience. At test time, agents must complete short-horizon tasks that evaluate their ability to navigate, interact, and engage with game-specific mechanics in unseen games. Out-of-the-box frontier models complete fewer than 50% of the 500 tasks due to failures in multimodal grounding, establishing that self-improvement methods have room to push performance. We demonstrate that contemporary approaches to self-improvement are lacking, with world modelling and autonomous skill discovery failing, and a novel strategy that uses curiosity-based exploration to write guides achieving only partial success. GameBoyWorlds-Playthrough tests end-to-end game completion in two fan-made Pokémon games. We show that while frontier models have been pre-exposed to official releases such as Pokémon Red, they lack essential information on the games in our testbed. Instead of relying on their parametric knowledge to succeed, agents must learn from their own experience and autonomously improve over the course of the playthrough. We show that a sophisticated agentic pipeline with multimodal memory and hierarchical subgoals fails to reach even the first major milestone in both games, establishing GameBoyWorlds as an ambitious target for self-improving agents.

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### On Evaluating and Improving Conversational Agents in Production

Authors: Kasra Hosseini, Wen-Sen Cheng, Marco-Andrea Buchmann, Emir Mulabegovic, Weiwei Cheng
Published: 2026-09-25
Categories: cs.MA, cs.AI, cs.CL, cs.ET, cs.IR
arXiv: https://arxiv.org/abs/2609.32092v1

We present a framework for evaluating and improving a large-scale, multi-agent shopping assistant in production, and report lessons from its use. Offline evaluation of such a system faces three obstacles. (i) A logged conversation cannot be replayed against a modified system, because a different response changes every turn that follows. (ii) The unchanged system itself varies from run to run. Its LLM components are stochastic, and in product search the available products, their prices, and the customer's personalization signals change. (iii) Aggregate quality scores combine distinct behaviors, so they show that quality has changed but not which behavior caused the change. Our framework addresses each obstacle in turn. For a reported behavior, an Evaluation Harness generates targeted assertions and a fixed cohort of customer scenarios. It then reproduces the behavior in a local instance of the assistant through grounded user simulation. Instead of replaying the log, the simulator writes new customer turns conditioned on the recorded messages and context. Repeated runs of the unchanged system form a stored baseline. An Improvement Orchestrator turns the assertion results into hypotheses, implements each as an isolated modification, and compares it with the baseline using paired percentile bootstrap intervals over scenario-level differences. When an investigation ends, the harness may propose revisions to future evaluations, subject to human approval and without altering past decisions. We report production investigations with this framework. Assertion profiles showed which positions of a product carousel a failure affected, and repeated runs distinguished a real improvement from run-to-run fluctuation. Audits of the evaluation itself found a judge that lacked the evidence it needed and a model setting that was configured but not applied.

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### Memory as Middleware for Self-Improving AI Agents

Authors: K. R. Jayaram, Vatche Isahagian, Vinod Muthusamy, Gegi Thomas, Punleuk Oum, Gaodan Fang, Ashwath Vaithinathan Aravindan
Published: 2026-09-25
Categories: cs.AI, cs.DC
arXiv: https://arxiv.org/abs/2609.32091v1

AI agents are stateless across sessions by default and therefore operationally amnesic: each session begins with little durable knowledge of prior failures, repairs, preferences, or successful strategies. As a result, agents repeat the same mistakes and discard hard-won experience. The dominant fix is \emph{bespoke memory}---retrieval, persistence, and learning logic hand-wired into one agent and bound to one storage engine. This creates a fragmented landscape where memory cannot be swapped, shared, isolated, or reasoned about independently of the agent that owns it. We argue that this is a middleware problem: agent memory deserves a first-class, pluggable layer, just as data access, messaging, and persistence each became middleware concerns. We develop this vision through six systems challenges: two-sided pluggability, host-native interposition, multi-tenant isolation, write-path consistency, federated sharing with provenance, and lifecycle governance. We present ALTK-Evolve, a reference implementation of memory middleware for self-improving agents, and use it to motivate a broader research agenda for future memory middleware.

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### When Should a Human Take Back Control? Optimal Delegation under Turbulent AI Risk

Authors: Haoze Yan, Julien Roze, Ved Upadhyay, Unal Tatar, Thibaut Mastrolia
Published: 2026-09-25
Categories: cs.LG, cs.AI, math.OC
arXiv: https://arxiv.org/abs/2609.32083v1

Deploying AI systems requires deciding when to delegate tasks and when humans should intervene to monitor and mitigate risk induced by AI operations. These decisions are challenging when failures cluster: a hallucination or harmful output can trigger further errors, creating periods of elevated risk. We introduce a continuous-time framework for learning adaptive human oversight under such turbulent AI risk. Existing oversight and delegation formulations condition on history but do not model incident clustering, or its suppression by supervision effort, jointly with the delegation decision and this study fixes this gap. The self-exciting dynamics capture how risk events increase the likelihood of subsequent events, making their timing and history central to decision-making. We formulate a stochastic control problem combining human actions, monitoring effort, and switching between human-AI-assisted operation and full AI delegation, balancing operational rewards against oversight costs, and cascading AI-failures and induced uncertainty. Human participation is an endogenous component of risk management: the policy determines both when oversight is needed and how much effort to allocate. We study a relaxed switching formulation and propose Hawkes-PPO, a policy-gradient method that uses a bank of exponential filters of observed incident times. In a synthetic environment it attains a higher risk-adjusted objective than either fixed regime and approaches an approximate full-information oracle. We illustrate our results with numerical simulations by examining how cascade risks influence intervention and delegation, connecting reinforcement learning with adaptive human oversight of AI systems. In particular, we illustrate the benefit of our switching strategy and Hawkes-PPO algorithm to monitor the project efficiently along time, reducing turbulent risks occurrences and costs.

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### mu-bench: A Multilingual Utterance Transcription Benchmark

Authors: Andrea Li, Soham Ray
Published: 2026-09-25
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.32082v1

Voice agents depend on accurate automatic speech recognition (ASR) to act on what callers say, yet ASR is evaluated on read, English-centric speech with word error rate (WER), which penalizes surface rather than semantic differences. We introduce mu-bench, a dataset of 4,270 caller utterances from 250 phone calls to an AI banking agent in English, Spanish, Turkish, Vietnamese, and Mandarin, centered on form-field inputs such as names, email addresses, and confirmation codes. We release Utterance Error Rate (UER), an LLM judge of whether a transcript preserves meaning, calibrated against human raters, together with an LLM normalizer that makes WER comparable across providers' output formats. On 1,847 human-rated transcripts, UER agrees with annotators at $κ$ = 0.78, versus 0.53 for exact-match WER on normalized text. We rank six commercial providers on a public leaderboard; the best reaches 11.9% UER, and Mandarin is hardest for all six.

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### Toward Interactive Understanding of Code APIs

Authors: Dhananjay Ashok, Jesse Thomason, Jonathan May
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32081v1

Empowered by advances in Language Model agents, systems have made substantial strides in code generation and understanding. However, these approaches often rely on read access to the relevant code, an assumption which does not hold when dealing with external APIs. In this work, we introduce the PAU (Python API Understanding) benchmark, where we provide models with black-box, API-level access to code snippets. Models must query the API with exploratory inputs and draw insights from the resulting outputs, with the goal of describing the snippet's true functionality. By treating the code snippets as external tools that must be understood via interaction alone, PAU studies the more general problem of unsupervised tool understanding, specifically for tools implemented as Python methods. Despite recent progress in coding agents, even frontier models struggle to achieve high performance on PAU, with the best model (Claude-4-Opus) failing to understand over 45% of the PAU test set. An investigation into the common error modes reveals that models are overconfident; they often overrate the quality of their current hypothesis, leading to insufficient exploration and premature termination. Finally, we take inspiration from the Asymmetric Actor Critic (AAC) paradigm, frequently used in robot learning, to post-train models for interactive code understanding. Models trained with AAC conduct more active exploration of the APIs, with an AAC-tuned Qwen3-8B model matching the performance of GPT-5-mini.

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### ReFM: Semantic-Aware Refinement Flow Model for Motion Retargeting

Authors: Jingxiang Qu, Lucie Taglienti, Evan Atherton
Published: 2026-09-25
Categories: cs.CV, cs.AI, cs.GR
arXiv: https://arxiv.org/abs/2609.32068v1

Motion retargeting transfers motion across characters with different skeletal structures while preserving semantic intent and physical plausibility. Despite recent progress, two fundamental questions remain: (i) how can reliable source-motion semantics be learned without high-quality paired retargeting data, and (ii) how should retargeting be formulated when no reliable paired motion can serve as a definitive regression objective? Existing methods commonly preserve semantics by constraining predictions toward copied motions. However, such initializations entangle useful articulation cues with artifacts caused by mismatched skeletal proportions and body geometry. Moreover, directly regressing a final motion in one forward pass is restrictive because retargeting is inherently underdetermined, and the desired solution must balance semantic fidelity with target-specific physical and temporal constraints rather than match a unique paired target. Motivated by these limitations, we propose ReFM, a source-mesh-agnostic, energy-guided model that reformulates motion retargeting as progressive refinement. First, an SO(3) canonicalizer removes redundant global-orientation variations. Second, a cross-character semantic encoder, pretrained through contrastive learning, provides a character-invariant representation for both optimization guidance and semantic evaluation. ReFM then progressively refines an initialized target motion through a learned flow guided by semantic consistency, physical plausibility, temporal coherence, and minimal motion modification. The framework is compatible with different initialization strategies, including both direct motion copying and Autodesk HumanIK, an industry-standard full-body inverse-kinematics retargeting system.

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### Correcting the Dropout-LayerNorm Expectation Gap Improves Protein Structure Models

Authors: Isaac Ellmen, David Errington, Matthew I. J. Raybould, Charlotte M. Deane
Published: 2026-09-25
Categories: q-bio.BM, cs.LG
arXiv: https://arxiv.org/abs/2609.32062v1

Although $\mathbb{E}(\mathrm{dropout}(x)) = x$, here we show that $\mathbb{E}(\mathrm{LayerNorm}(\mathrm{dropout}(x)))$ is not equal to $\mathrm{LayerNorm}(x)$. Accordingly, the pattern of a Dropout layer followed by a LayerNorm, which is common to many AlphaFold2-based protein structure predictors, produces a systematic bias at evaluation time that can hamper performance. To address this, we derive a closed-form, first-order correction for this gap, which we call a Dropout-LayerNorm Correction (DLC). DLC empirically matches the performance boost of large Monte Carlo dropout ensembles. We evaluate its effect across nine protein structure models (ESMFold, OpenFold, ABB3, FlashABB, Ibex, NbForge, Genie1, Genie2, Genie3) on both paired and single-chain antibody structures as well as one protein-ligand docking model (QuickBind). The correction is computationally negligible and improves accuracy in all ten models tested ($\sim0.3\%-13\%$), with a modest but consistent improvement in ESMFold and OpenFold and a substantial improvement in antibody-specific models. This work identifies the mathematical consequence of chaining together Dropout and LayerNorm and provides a free, principled adjustment to improve the evaluation performance of many pretrained models. Code to reproduce the experiments is available at https://github.com/oxpig/DLC.

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### Contract monitoring: governing AI via separation of powers

Authors: Enric Boix-Adsera
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32061v1

We propose an AI safety framework that binds worker agents to contracts specifying their permitted actions. We show how these contracts can be enforced and specified by assigning distinct responsibilities to monitor agents and judges, and asymmetric computational resources to monitors and workers. Our framework allows us to empirically measure statistical safety guarantees. The framework applies to a wide range of settings, including code security and escape-the-box scenarios.

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### Depth Laws for the Precision Floor of Trained Neural Networks: Amplification, Residual Scaling, and a Quantization-Aware Training Paradox

Authors: Ahmad S. Tarawneh
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.32060v1

How many bits does a network need before its accuracy collapses, and how does this grow with depth? We study the precision floor, the perturbation level or bit-width at which accuracy falls halfway to chance, in MLPs, CNNs, Vision Transformers and nine pretrained language models, under post-training quantization (PTQ) and quantization- or noise-aware training (QAT). (i) A first-order theory sets the floor through one full-precision quantity, the predictive amplification $G$: $η_c=Λ/G$, and $G^2$ grows linearly in depth at a rate proportional to the squared residual branch scale. (ii) The predicted equality $α_{PTQ}=ρ$ of depth exponents holds within 95% intervals in twelve of thirteen trained architectures and in GPT-2 from 12 to 48 layers, with $Λ=1.45\pm14\%$ across trained architectures. (iii) Residual branches scaled by $1/\sqrt{D}$ and pre-normalisation remove the depth penalty, and each quantizer turns noise into bits at a rate fixed by its step rule, giving $b_c=(α/γ)\log_2 D+C$. (iv) A QAT paradox: noise-aware training roughly doubles the tolerable noise of shallow networks, but the gain decays with depth, so the depth law steepens ($α_{QAT}/α_{PTQ}=1.45$-$1.47$ on two datasets, ten seeds each). Decision margins, cross-layer error cancellation and heavy tails do not set the floor.

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### Graph Forward Distribution Matching for Molecular Inverse Design

Authors: Yihan Zhu, Yuhan Liu, Brett Savoie, Tengfei Luo, Meng Jiang
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.32056v1

Achieving precise control over multiple properties without sacrificing chemical validity remains a central challenge in molecular inverse design. Existing reinforcement learning (RL) methods fine-tune graph diffusion models by treating **reverse** sampling as a sequential policy, using a single terminal reward to optimize hundreds of coupled decisions. They often suffer from instability, validity collapse, and limited property gains. We introduce GraphFDM (Graph Forward Distribution Matching), a new online RL paradigm for graph diffusion that performs optimization through the **forward** process. GraphFDM uses valid generations to define a reward-tilted target distribution jointly optimized over graph size and molecular structure for each property condition, incorporating reinforcement signals into supervised learning without storing reverse trajectories. We derive the unique optimal target, prove a condition-wise improvement guarantee, and show that the fixed graph-size prior of standard graph diffusion leaves an irreducible matching gap. In multi-conditional polymer and small-molecule generation, GraphFDM achieves the lowest MAE on every target property, with reductions of up to 53.0\% relative to the strongest baselines and chemical validity above 0.99. It further generalizes to out-of-distribution property combinations.

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### Tracing Decoder Artifacts for Compact Synthetic Speech Screening

Authors: Yi Chen Liu, Jian Liu
Published: 2026-09-25
Categories: cs.SD, cs.AI, eess.AS
arXiv: https://arxiv.org/abs/2609.32050v1

Recent advances in speech synthesis and voice cloning have increased the need for reliable synthetic-speech detection, yet high-accuracy detectors increasingly rely on large pretrained models that are costly to invoke on every recording. Rather than replacing such detectors, we investigate a compact front-end screen that processes all inputs cheaply and forwards only suspicious recordings for more expensive analysis. To enable lightweight screening without a large learned encoder, we exploit spectral traces introduced by speech-generation operations. We analyze how learned upsampling and inverse short-time Fourier transform synthesis can produce predictable spectral artifacts and measure their presence directly in generated waveforms. Because the strength of these artifacts varies across generators, we combine decoder-guided spectral measurements with complementary descriptors of short-time spectral shape and temporal variation in a compact gradient-boosted tree. Across seven speech generators and two human-speech sources, the proposed screen achieves an equal error rate of 0.021\% with an estimated model storage of 151 KiB. When used as the first stage of a simulated cascade with a 1.15-billion-parameter detector, it reduces estimated detection energy by 84.4\% while operating at a 0.050\% synthetic-speech miss rate, demonstrating the potential of decoder-guided acoustic evidence for low-cost front-end screening.

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### EngramRAG: Dynamic Usage-Weighted Topology and Synaptic Consolidation for Multi-Hop Agentic Memory

Authors: Bhavyateja Potineni, Lohit Giri, Anu Jain, Vadim Kutsyy, Rajasekhar Pentakota
Published: 2026-09-25
Categories: cs.AI, cs.CL, cs.IR, cs.MA
arXiv: https://arxiv.org/abs/2609.32049v1

As autonomous LLM agents are deployed across multi-session environments, conventional memory architectures suffer from Associative Blindness (inability to traverse multi-hop relational dependencies), Scaffolding Amnesia (temporal decay evicting core persona invariants), and Static Topology Stagnation (immutable graphs ignoring usage dynamics). Grounded in Complementary Learning Systems (CLS) principles, we propose EngramRAG, an adaptive memory architecture coupling a low-latency Waking State reflex with an asynchronous background Dreaming State consolidation cycle. EngramRAG introduces: (1) Usage-Modulated Personalized PageRank (U-PPR), where transition probabilities adapt via Hebbian plasticity to promote persistent entities into high-centrality Epistemic Macro-Hubs; (2) Consolidation-Activated Topology Decay (CATD), which scales retention half-life by topological load-bearing weight rather than wall-clock recency, protected by a cold-start grace period (N_grace &gt;= 4); (3) Directed SUPERSEDES DAG filtering to suppress obsolete state during fact mutations; and (4) Triple-source hybrid retrieval fusing dense vectors, BM25, and U-PPR via dynamic Reciprocal Rank Fusion (RRF). Evaluating on all 1,982 QA pairs across 10 long-term conversations in the LoCoMo benchmark, EngramRAG achieves +38.9% relative improvement in Recall@5 (53.21% vs. 38.29%, p &lt; 0.001) and +43.1% in MRR (0.4203 vs. 0.2937) over dense vector RAG, significantly outperforming Okapi BM25 (48.66%) and isolated static graph retrieval (8.50%). On temporal reasoning, EngramRAG reaches 62.33% Recall@5 (+16.67 points over dense vectors). In controlled mutation tests, SUPERSEDES suppresses split-brain hallucinations from 70.0% to 0.0%, while 90-day simulations show 100.0% scaffolding retention under a 26.21ms interactive retrieval reflex.

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### Interactive Distributionally Robust Multi-Agent Learning with General Function Approximation

Authors: Debamita Ghosh, George K. Atia, Yue Wang
Published: 2026-09-25
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.32048v1

Model misspecification poses a fundamental challenge in multi-agent reinforcement learning, where transition uncertainty can be amplified by strategic interactions among agents. Distributionally robust Markov games (DRMGs) provide a principled framework for addressing such uncertainty, yet existing methods often rely on restrictive assumptions or scale poorly to large state and joint action spaces. We study online learning in general-sum DRMGs with general function approximation and $φ$-divergence uncertainty sets. We propose RoMEX-$φ$, a model-free framework that integrates equilibrium-based exploration with dual fitted learning. Through a functional dual representation of the robust multi-agent Bellman operator, RoMEX-$φ$ enables tractable worst-case value estimation from nominal interaction data using a centered empirical robust discrepancy. We introduce the robust Multi-Agent Decoupling Coefficient (robust MADC) to characterize the intrinsic exploration complexity arising from strategic interactions and adversarial transition uncertainty. We establish sublinear robust regret guarantees governed by the robust MADC rather than explicitly by the state and joint action space sizes, replacing tabular dependence with intrinsic function-class complexity. Numerical experiments on a scalable general-sum DRMG under total variation uncertainty show that RoMEX-$φ$ is substantially more resilient to transition shifts than its non-robust counterpart while remaining competitive with an exact tabular robust baseline. Our results provide a scalable framework for distributionally robust multi-agent reinforcement learning with general function approximation.

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### Receiver-Conditioned Latent Communication gives 94% CacheBack

Authors: Maximillian Rossi, Prajwal Raghunath, Haoqing Xuan, Yusen Zhang, Eugene Wu
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32046v1

Multi-agent systems distribute large contexts across agents that communicate to solve a task. Text messages are compact but require decoding and may omit evidence the receiving agent needs. Recent latent communication instead transfers KV caches. This avoids text generation and can improve accuracy and latency. However, a full KV cache grows linearly with both the context an individual agent processes, and the number of agents that coordinate together. This raises memory and context costs, often far exceeding available GPU resources and context window sizes. Our key observation is that agents need only send what the receiving agent requires for its local task -- which we call receiver-conditioned communication. The receiver agent passes the sender a small description of its information needs, which serves to filter and compress the sender agent's KV cache. CacheBack is a simple, robust, training-free instance of receiver conditioning based on the sender's attention weights. On FanOutQA, CacheBack with Qwen 3 removes 75% of the state the agent would otherwise receive, improving accuracy by 14.7 percentage points and reducing median task-completion latency by 3.2x relative to text communication. We show comparable improvements across model families that span dense Transformers, Mamba-attention hybrids, and sliding-window attention.

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### Distance-Residual Physics-Informed Neural Networks: A Deep Learning Framework for Differential and Partial Differential Inclusions

Authors: Maria Filipkovska, Juan José Marín, Isil Oner, Francisco Periago, Krzysztof Rykaczewski
Published: 2026-09-25
Categories: math.NA, cs.NE
arXiv: https://arxiv.org/abs/2609.32043v1

We introduce Distance-Residual Physics-Informed Neural Networks (DR-PINNs), a physics-informed learning framework for approximating solutions of ordinary and partial differential inclusions (DIs), governing laws in which a differential operator is constrained to lie in a set-valued map rather than equaling a prescribed function. The method replaces the classical pointwise PDE/ODE residual by the squared distance from the differential operator to the admissible set. This distance vanishes exactly when the inclusion is satisfied and measures the infimal correction needed for the operator to enter the admissible set. For a fixed closed convex admissible set, the squared distance is differentiable with respect to the operator value, with gradient given by the metric projection. When the admissible set also depends on the network state, that dependence is included through the chain rule. The framework encompasses ordinary and partial DIs with set-valued reaction terms. For both settings we prove consistency: under the stated closedness, measurability, convexity, and growth assumptions, any sequence of candidates satisfying the initial (and, in the parabolic case, boundary) conditions whose continuous distance-residual functional tends to zero admits a subsequence converging to an exact solution of the target inclusion. These are conditional statements for the continuous distance-residual functional; they do not cover the finite-collocation training loss, the behavior of the optimizer, or convergence rates. For admissible sets given as convex hulls of finitely many vertices, projection onto the set reduces to a small convex quadratic program, making the loss efficiently computable inside the training loop. Numerical experiments demonstrate high accuracy on the differential-inclusion benchmarks.

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### Quantization Thresholds Replicate, Failure Modes Do Not: A Three-Model Study of Agentic Tool Use in Polish from 8-bit to 2-bit

Authors: Jakub Prejzner
Published: 2026-09-25
Categories: cs.CL
arXiv: https://arxiv.org/abs/2609.32042v1

We ask how GGUF quantization affects agentic tool use in Polish and whether the effects generalize across models. We introduce PolAgentBench, a deterministic benchmark with Polish prompts and English tool schemas: a 67-task main suite (15 adversarial probes, 52 hard-tier tasks) and a 46-task arithmetic isolation ladder. Three models span two axes of variation: Bielik-11B-v3.0 and its pruned, distilled child Bielik-Minitron-7B-v3.0 isolate model compression, and Llama-PLLuM-8B adds a change of pretraining family. Each is measured at six precisions, Q8_0 to Q2_K. Only the collapse threshold replicates. (1) All three models fall off a cliff between 3-bit and 2-bit (11B 0.716 to 0.045, 7B 0.463 to 0.149, PLLuM 0.224 to 0.015; paired McNemar p &lt; 0.001 in each), across a fourfold capability spread and both axes. (2) Failure modes do not replicate: at 2-bit the 7B fails long (median 9.1k tokens, 4 steps) while the 11B mostly answers at the first step with a confabulated final answer (37 of 64 failures); PLLuM fails on content across precisions (71.8-92.0% of steps parse). (3) On the arithmetic ladder the unscaffolded rung is a floor, left standing by a rerun that states the no-tool rule; four explicit calls lift the 8-bit 11B from 1/10 to 9/10 and the 7B from 0/10 to 7/10 after format-only failures with the gold value are forgiven, an exploratory effect with eight distinct baseline inputs that does not survive multiplicity correction, while the order-trap arm separates the models at 8-bit (11B 6/6, 7B 0/6). (4) The Polish-versus-English gap is associated with degradation or with task family. We document four artifacts that shaped our conclusions (rounding-hostile gold values, strict answer typing, a no-tool rule the prompt never stated, priority-ordered failure labels), report affected results in strict and corrected form, and release the benchmark, trajectories and commit-stamped artifacts.

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### Amnesia by Design, Memory By Necessity: Persistent State for Document Intelligence

Authors: Souhail Bakkali, Ayoub Merimi
Published: 2026-09-25
Categories: cs.CV, cs.AI, cs.CL, cs.IR, cs.LG
arXiv: https://arxiv.org/abs/2609.32041v1

Modern Document AI reads contracts, extracts fields, reasons over tables, and grounds answers to page regions, then forgets everything. Processing an amendment the next day begins from scratch: no schema retained, no contradiction detected, no experience carried forward. This is a structural choice, not a scale failure: current systems are stateless functions. We call this the statelessness bottleneck. This bottleneck lies beyond parameter scaling, context extension, and retrieval augmentation: storage provides persistence and retrieval provides access, but neither consolidates observations into knowledge that improves future processing. This survey formalizes persistent evidence-grounded document state as a unifying framework, specifying the operations and invariants required to convert multimodal evidence into durable, provenance-linked state. We introduce a statefulness audit showing that ten representative benchmarks, coded against eight statefulness criteria, leave cross-session state evolution untested, and derive a longitudinal benchmark harness with five counterfactual metrics: Experience Gain, Cost Efficiency, Memory Harm, Forgetting Fidelity, Coverage Retention, to characterize the benefit, cost, risk, and governability of persistent document state. Document AI lacks mechanisms coupling persistent state to document-native structure, provenance, and temporal validity. The next era of Document AI will be defined by what systems retain across documents, sessions, and time.

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### ControlGS: Conditioning Neural Gaussians for Downstream-Processing-Aware XR Rendering

Authors: Weikai Lin, Junjie Zhao, Carl Marshall, Sushant Kondguli, Yuhao Zhu
Published: 2026-09-25
Categories: cs.CV, cs.GR
arXiv: https://arxiv.org/abs/2609.32038v1

Extended Reality (XR) users do not directly perceive the output of a rendering engine. Instead, rendered images pass through a post-processing pipeline and the physical display-optics path before reaching the eye. Critically, the exact downstream processing can vary significantly at run time, influenced by, for instance, camera pose and display power budget. Traditional 3DGS methods either implicitly assume that this downstream pipeline preserves image quality or cannot adapt to downstream processing changes. To bridge this gap, we present ControlGS, an XR Gaussian rendering pipeline that optimizes end-to-end visual quality. ControlGS models and integrates the entire downstream processing, between the rendering output and the human eye, into the optimization objective. To adapt to downstream processing at run time, ControlGS dynamically generates Gaussian primitives conditioned upon the downstream processing parameters. Experiments show that ControlGS consistently improves end-to-end post-optics XR quality across different neural Gaussian backbones and datasets, with minimal overhead. Code is available at https://horizon-lab.org/controlgs/.

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### ScreenHaystack: Finding Blind Zones in GUI Grounding

Authors: Chenyue Li, Xiaoxiao Sun, Yubo Deng, Qinlin Zhao, Serena Yeung-Levy, Yuhui Zhang
Published: 2026-09-25
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.32036v1

We introduce ScreenHaystack, a dynamic needle-in-a-haystack benchmark for evaluating spatial reliability in GUI grounding. Instead of testing each target at a fixed position, ScreenHaystack systematically relocates controlled target icons across high-resolution GUI backgrounds and measures whether models can localize them consistently. Using this benchmark, we find that leading GUI grounding models, including Qwen3-VL, UI-TARS, GTA, and UI-Venus, exhibit blind zones: spatial regions where grounding accuracy drops sharply despite fixed target appearance and instruction. These blind zones transfer to unseen ScreenSpot-Pro examples: targets inside blind zones are consistently harder to ground, with Qwen3-VL-8B dropping by 16.1 percentage points, and controlled relocation shows that moving targets into blind zones decreases accuracy while moving them out improves accuracy. We further show through controlled synthetic experiments that uneven spatial coverage in training data can induce such blind zones. Therefore, we propose a simple strategy, blind-zone-oriented augmentation, which adds supervision in blind zones and improves ScreenSpot-Pro accuracy over both original and randomly augmented Click-100k fine-tuning.

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### Reasoning Concentrates Errors, and Self-Consistency Never Notices

Authors: Asaad Althoubi
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32035v1

Self-consistency assumes that independent samples disagree when a model is unsure, so agreement is evidence of correctness. Holding weights fixed and toggling only a reasoning mode, over five benchmarks and 74,944 samples, we show that reasoning concentrates a model's errors: the probability that two independently drawn wrong answers coincide rises in all ten dataset-scale comparisons (p = 0.00098), and in nine of nine after restricting both arms to the problems each gets wrong. Where the answer space is unbounded, reasoning cuts the distinct answers produced to 0.43-0.65 of the non-reasoning count; where it is bounded, both arms hold an identical option set and reasoning concentrates mass on it instead, which no positional prior can explain at fixed weights. The aggregate cost is smaller than the mechanism predicts, because reasoning also shrinks the set of problems where answer diversity can decide anything, in ten of ten cells and by 2.7x; normalized for available headroom, both arms convert a quarter of it in domain. Confidence weighting does not recover what is left. Across 280 method-dataset-model combinations on eight models and five benchmarks, not one beats plain majority voting after correction; weighted voting agrees with it on 98.5% of problem-method pairs and is right 56.3% of the time on the rest; and a signal's direction can invert within fixed weights, with answer log-probability predicting correctness when reasoning is off and error when it is on. A learned six-signal combination gains nothing out of domain. Confidence signals should be evaluated on decisions, not on discrimination.

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### A Voltage-controlled MTJ-CMOS Neuron Emulating Tunable Izhikevich-Inspired Dynamics

Authors: Kayode Oluwaseyi Adebunmi, Jordan Athas, Allison Fleming, Hamed Poursiami, Giorgio A. Ascoli, Maryam Parsa, Pedram Khalili Amiri, Akhilesh R Jaiswal
Published: 2026-09-25
Categories: cs.ET, cs.AR, cs.NE
arXiv: https://arxiv.org/abs/2609.32031v1

Biological neurons exhibit diverse firing dynamics that enable adaptive and stimulus-dependent signalling, yet reproducing these dynamics in hardware has remained an enduring challenge. In this work, we present an Izhikevich- inspired reconfigurable neuron that co-designs voltage-controlled magnetic tunnel junction (V-MTJ) dynamics with CMOS circuitry. The proposed architecture combines V-MTJ excitability dynamics, enabled by a tunable energy landscape, with CMOS recovery dynamics to generate five distinct neuronal firing pat- terns with different spiking, bursting and response characteristics. Our results, based on measured V-MTJ characteristics and circuit simulations using com- mercial GlobalFoundries 22-nm FD-SOI CMOS technology, show an average energy consumption of 145.44 fJ per spike. Algorithmic simulations further show that these firing dynamics reduce inference spike activity by up to 88.6% while maintaining baseline classification accuracy. These results highlight the potential of V-MTJ/CMOS reconfigurable neurons to reduce computational activity and enable compact, energy-efficient brain-inspired computing systems.

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### Who Governs Data in the AI Era? A Computational Analysis of the U.S. Privacy Workforce in Job Postings

Authors: Ramazan Yener, Muhammad Hassan, Masooda Bashir
Published: 2026-09-25
Categories: cs.CY, cs.CL, cs.CR
arXiv: https://arxiv.org/abs/2609.32030v1

Privacy protection now spans legal, technical, and managerial duties, and demand for privacy professionals is growing across sectors. However, little is known about how employers define these roles. We analyze 1,143 U.S. privacy job postings from LinkedIn and Indeed. We examine job titles, salaries, competencies, certifications, education, experience, regulatory references, and AI-related language by using rule-based text mining. We also apply Topic Modeling (BERTopic) to the same postings and identify 18 latent themes which we grouped them into four categories. Our findings show that privacy roles are hybrid and they combine legal knowledge, technical skills, and interpersonal competence. Artificial intelligence appears in more than half of postings, with AI language spread across compliance, legal, governance and security themes. Our research indicates that AI governance responsibilities are often embedded within existing privacy roles, contributing to the rise of hybrid positions alongside dedicated AI governance roles.

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### Depth Any Seen: Which Surfaces and How Far?

Authors: Xiaohao Xu, Xiaonan Huang
Published: 2026-09-25
Categories: cs.CV, cs.AI, cs.GR, cs.RO
arXiv: https://arxiv.org/abs/2609.32027v1

When several surfaces are visible along a ray, recovering visible 3D structure from one image requires jointly estimating their presence and metric depth. Depth Any Seen represents these surfaces as image-conditioned multi-Bernoulli depth sets, whose components each contribute one depth or remain absent. Its auxiliary-free Exact Multi-Bernoulli objective (ExactMB) learns depth and presence by marginalizing one-to-one assignments to complete, distinct targets. Our analysis shows that matching expected count can leave component-surface assignment unresolved. We extend real and synthetic layered-depth benchmarks to evaluate depth accuracy, recovered support, and overprediction. Compared to depth stacking, ExactMB reduces overprediction by a relative 88.2% on LD-Real and 80.5% on MD-3K while retaining most ordinal accuracy, with comparable conditional metric-depth error on LD-Syn. Further ablation studies show that ordered assignment improves depth-accurate recall and precision over marginalization, whereas the count-regularized configuration achieves higher deeper-rank precision than ordered assignment at lower recall. Our code will be publicly released.

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### Continuous-Time Trajectory Generation from Discrete Observations with Stochasticity

Authors: Ruifeng Shang, Shu Liu, Yuhua Zhu
Published: 2026-09-25
Categories: stat.ML, cs.LG, math.DS
arXiv: https://arxiv.org/abs/2609.32026v1

Physical systems evolve continuously in time, yet their states are typically observed only at discrete times. Generating trajectories consistent with their probability densities from such observations therefore requires capturing the continuous-time evolution rather than only learning transition mappings between consecutive observations. We propose PhiBE-Flow, a framework that directly estimates the probability velocity field induced by the stochastic differential equation (SDE) which governs this continuous-time distributional evolution. PhiBE-Flow learns from discrete observations using a model-free approach requiring neither known SDE coefficients nor score estimation. We establish convergence guarantees for the method, accounting for both time-discretization and finite-sample errors. We evaluate PhiBE-Flow on systems of increasing complexity, from controlled stochastic numerical systems to Navier--Stokes dynamics and real-world videos. Our results show that PhiBE-Flow accurately recovers probability flows of stochastic dynamics, preserves multiscale physical statistics, and improves video generation performance over representative baselines. The code is available at https://github.com/R1fe/PhiBE-Flow.

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### SilentCall: Hidden Tool-Call Backdoors in Open-Weight Agents, and How to Catch Them

Authors: Bhanu Pallakonda, Mikkel Hindsbo, Sina Ehsani, Prag Mishra
Published: 2026-09-25
Categories: cs.CR, cs.AI
arXiv: https://arxiv.org/abs/2609.32021v1

Open-weight tool-calling agents are adopted on evidence of merit, usually benchmark scores and a record of reliable use. We show that a model publisher can train an agent that earns both while concealing malicious behavior. Fine-tuned on a mixture of clean and poisoned conversations, our agents answer ordinary requests correctly; once the system date reaches a chosen year, they emit the correct tool call and, alongside it, one that exfiltrates the user's credentials. The exfiltration runs while the user-facing response mentions only the legitimate work. We call this attack SilentCall. Under the trigger, it fires on at least $99.6$\% of requests, and no response ever mentions it. The attack is detectable by three distinct methods, which differ mainly in what a defender needs to run them. A runtime monitor that inspects each tool call before it executes requires no access to the model and catches every instance of the payload we tested at a 1.73% false-positive rate. High-temperature probing requires only the published weights. The weight-distribution audit requires training a benign model with the suspect's recipe, placing it within reach of model hubs but not ordinary users. Alignment benchmarks, by contrast, do not separate poisoned from benign models. SilentCall leaves no trace on standard benchmarks. As tool-using agents spread through the open-weight supply chain, trust in them should not rest on what a model says about its own actions. It has to come from inspecting those actions at runtime, auditing models where they are distributed, and treating tool access as a security surface in its own right.

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### A Benchmark for LLM's Understanding of Middle School and High School Science Topics

Authors: Noah L. Schroeder, Yessy Eka Ambarwati, Yuji Zhang, ChengXiang Zhai
Published: 2026-09-25
Categories: cs.AI, cs.CY, cs.HC
arXiv: https://arxiv.org/abs/2609.32020v1

Large language models (LLMs) are increasingly integrated into educational settings, yet educators lack robust, standards-aligned tools to evaluate their effectiveness in K-12 science contexts. Existing benchmarks predominantly assess general language or advanced scientific reasoning, leaving a critical gap in understanding LLMs' performance on content directly relevant to secondary science curricula. To address this gap, we developed a comprehensive NGSS-aligned benchmark for both middle and high school science using a rigorous synthetic data pipeline, multi-judge validation, and item-level psychometric analysis. Nine open-weight LLMs were systematically evaluated using this benchmark, indicating that several smaller, locally deployable models achieved high accuracy across diverse science domains and question types. Our findings indicate that model size did not consistently predict performance, emphasizing the importance of intentional model selection for educational deployment. We then incorporated a human reviewer into the loop, reviewing the items generated by the LLMs for alignment with NGSS standards. The human review indicated that synthetically generated items were not in perfect alignment with the NGSS standards, indicating the benefits of human-in-the-loop item development, the need to explore the intersection of content and pedagogical knowledge, and the need to extend benchmarks to evaluate LLMs' capacity for interactive, evidence-based feedback in educational scenarios.

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### Decentralized Master-Mind: Joint Action Refinement through Iterative Intent Denoising in Multi-Agent Pathfinding

Authors: Valeriy Vyaltsev, Anton Andreychuk, Taisia Zlotnikova, Konstantin Yakovlev, Aleksandr Panov, Alexey Skrynnik
Published: 2026-09-25
Categories: cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2609.32019v1

Decentralized multi-agent path finding (MAPF) with communication requires agents to reach individual goals without collisions under partial observability. Learnable policies trained on expert data provide an effective approach to this problem. However, when several coordinated joint actions are valid in the same context, independently sampling from per-agent distributions can recombine locally valid choices into incompatible joint actions. This failure can arise from the final sampling mechanism even when the per-agent action distributions are learned correctly. DMM (Decentralized Master-Mind) addresses this by replacing one-shot action sampling with discrete, iterative refinement of action intents across communication rounds, inspired by denoising in diffusion models. Agents initialize random action intents and refine them through local communication, coupling their choices before commitment. DMM is pretrained with imitation learning on expert MAPF solutions and further optimized with MICPO, a critic-free group-relative reinforcement-learning method designed for multi-agent, multi-round action refinement. DMM generally achieves higher success rates and lower solution costs than the evaluated learnable baselines. On 1,600 MovingAI tasks, DMM fine-tuned with MICPO solves 1,598, the highest coverage among the evaluated methods, while achieving solution costs close to those of the strongest baselines. DMM also scales to over one million simultaneously acting agents in obstacle-rich environments. These results show that round-level intent refinement can improve joint-action coordination while preserving decentralized execution.

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### Representation Learning for Exact Preimages

Authors: Konstantin Hess, Stefan Feuerriegel
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.32018v1

Modern neural predictors can model highly nonlinear maps, but many scientific and engineering tasks require reasoning in the opposite direction: given a performance or safety level, the goal is to characterize the preimage, that is, the complete set of inputs which meet the desired target level and optimize over that set. For expressive neural predictors, however, such preimages typically have no explicit representation and are expensive to recover or optimize over. This creates a fundamental three-way challenge between expressive forward prediction, accurate preimage approximation, and tractable optimization over the preimage for downstream tasks. We introduce TRIO (tractable representations for preimage learning and inverse optimization), a framework for learning representations that make these objectives compatible by construction. Our key contribution is a preimage factorization: the forward model remains expressive through nonlinear radial transformations (including neural networks), while, under inversion, each transformation reduces to a single scalar radius, which yields simple geometric level sets. This yields an explicit geometric representation that is reusable for downstream optimization over the preimage, and, for linear objectives, we show that this admits a closed-form global solution. We finally prove a universal approximation theorem which shows that TRIO can approximate any continuous forward map and its entire family of potentially disconnected, nonconvex preimages arbitrarily well. Hence, TRIO combines expressive forward modeling, exact preimage recovery, and tractable global downstream optimization over preimages by design.

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### VoiceNet: Fine-Grained Voice Understanding Beyond Emotion at Scale

Authors: Christoph Schuhmann, Robert Kaczmarczyk, Gollam Rabby, Felix Friedrich, Maurice Kraus, Gijs Wijngaard, Kourosh Nadi, Huu Nguyen, Kristian Kersting, Sören Auer
Published: 2026-09-25
Categories: cs.SD, cs.AI, eess.AS
arXiv: https://arxiv.org/abs/2609.32016v1

Expressive speech synthesis has outpaced expressive speech perception: systems now render fine-grained vocal performances that no public benchmark can score. Most benchmarks for this inverse problem stop at six to nine basic emotion categories, largely on acted speech. This paper introduces VoiceNet, a human-annotated representation-level benchmark for voice performance understanding on permissively-licensed in-the-wild speech. VoiceNet has two subsets: VoiceNet-Emo applies a 40-emotion taxonomy with three expert ratings per item, and VoiceNet-Ext, a preliminary subset, scores 57 talking-style attributes including speaking rate, vocal tension, breathiness, and register. The paper also releases Emolia, an emotion-annotated version of the Emilia corpus, with a curated rebalanced subset enriched by dense MOSS-Audio Thinking annotations. Two voice-text contrastive baselines train on this data: a 110M-parameter VoiceCLAP-Small for fast large-scale data filtering and a 7B VoiceCLAP-Large for state-of-the-art performance. Both outperform existing CLAP baselines, which sit near chance on VoiceNet-Emo. On VoiceNet-Emo, VoiceCLAP-Large aligns more closely with the aggregate expert consensus than individual experts agree with one another: a comparison against the majority label rather than evidence of surpassing human emotion perception. All systems evaluated here are voice-text embedding models: VoiceNet scores representation-level attribute recognition and retrieval, not end-to-end spoken-dialogue behaviour. Clustering and filtering uncurated speech corpora into subsets that span diverse talking styles and emotions remains an open challenge; VoiceCLAP embeddings offer a promising tool for this task. VoiceNet, Emolia, and VoiceCLAP are publicly available for research use.

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### TriO: Tri-Modal Unsupervised Occupancy World Model for Anything Perception

Authors: Quinlan Sykora, Sourav Biswas, Christopher Diehl, Andrew Cunningham, Thomas Gilles, Raquel Urtasun
Published: 2026-09-25
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2609.32013v2

We present TriO, a multi-modal unsupervised world model that predicts 4D occupancy, obstacle segmentation, flow and LiDAR. In contrast to prior work, TriO utilizes three distinct sensor modalities (camera, LiDAR, and RADAR) as both inputs and sources of self-supervision, eliminating the need for additional human annotations. Thanks to its novel supervision, the model is able to segment any occupancy from the drivable surface, overcoming the limitations of existing open-set methods in handling long-tail objects. TriO achieves state-of-the-art results in multiple 3D and 4D tasks, including occupancy, flow, and LiDAR prediction, as well as zero-shot road obstacle segmentation across multiple datasets such as Argoverse 2, and Spotting the Unexpected.

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### Human Activity Recognition via Ultra-Wideband Data: A Framework for Dimensionality Reduction, Pattern Discovery, and Predictive Modeling

Authors: Nahid Sahel Gozin, Reza Sedaghat, Prathap Siddavaatam
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.32008v1

Recent advances in sensor technology have enabled more effective human activity recognition (HAR), particularly in real-time systems with limited computational resources. However, Ultra-Wideband (UWB) radar data remain challenging due to high dimensionality, noise, complexity, and nonlinear characteristics. This research proposes a framework to efficiently reduce data size, uncover significant patterns, and classify six activity types (Standff, Liedown, Noactivity, Sit, Stand, and Walk) from UWB signals with high accuracy. Two novel dimensionality reduction techniques are introduced in this paper. The first, Clustered Polynomial Expansion with Incremental PCA (CPE-IPCA), combines clustering and polynomial feature expansion with Incremental PCA, preserving 100% of the variance in only 50 components. The second, Post-PCA Standardization Approach (PPSA), standardizes data after PCA and retains 99.1% of the variance in 80 components, achieving superior compression and computational efficiency compared to conventional nonlinear methods. Frequent patterns are identified using Apriori and FP-Growth, which are then classified with Random Forest and a Vector Space Model (VSM). The framework achieves 100% accuracy with Random Forest on CPE-IPCA and 99% on PPSA, while VSM attains 100% precision, recall, and F1 on PPSA and near-perfect performance on CPE-IPCA (precision 1.00, recall 0.98-1.00, F1 0.99-1.00), demonstrating a fast, interpretable, and robust HAR system suitable for healthcare, assisted living, and smart environments.

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### Is invariance all you need for algorithmic fairness? Removing demographic information can create new bias

Authors: Aditya Parikh, Eike Petersen, Stella Frank, Enzo Ferrante, Melanie Ganz, Aasa Feragen
Published: 2026-09-25
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.32004v1

Encoded demographic information in internal model representations is a commonly assumed risk factor for algorithmic bias, with demographic representation invariance often being touted as the ideal state. However, while demographic shortcut learning is a genuine threat, some degree of encoding is necessary when demographics correlate with target labels. Here, we show, mathematically and empirically, that enforcing demographic invariance can actually hamper bias mitigation and even create new biases. We distinguish marginal from class-conditional representation invariance, and show that they imply the standard group fairness notions of demographic parity and equalized odds, respectively. We evaluate the effects on predictive performance and fairness of enforcing both invariance types, both theoretically and empirically across five tabular and two chest X-ray imaging datasets. Our findings support our mathematical argument that demographic representation invariance is neither desirable nor sufficient for fairness.

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### What Does the Rank Buy? A Spectral and Distributional Analysis of Low-Rank Adaptation

Authors: Babak Barazandeh
Published: 2026-09-25
Categories: cs.AI, cs.LG, stat.ML
arXiv: https://arxiv.org/abs/2609.32002v1

The rank $r$ in LoRA is widely treated as a capacity control: a smaller rank is assumed to yield a simpler model that generalizes better. We show that, under hard per-factor norm budgets---the idealization of the weight decay and norm control used in practice---this intuition breaks down. The reason is structural: under such budgets, the updates LoRA can reach are exactly the matrices of rank at most $r$ inside a nuclear-norm ball, and every complexity and displacement functional we analyze is maximized over this set by a rank-one update---so the rank cap never binds. The consequences follow directly. The linear-readout model class we study is identical for every $r \ge 1$, its Rademacher complexity carries no dependence on $r$, and the distance the adaptation can move the source distribution obeys a rank-independent upper bound that we show is sharp. If rank does not control capacity, where does it act? We identify two places. Statistically, replacing the per-factor budgets with a joint budget on the product restores a data-dependent, rank-sensitive complexity bound---though the gain appears only for well-spread feature distributions, and the worst case remains rank-free. Spectrally, rank sets the price of adaptation: canceling the leading singular directions of the pretrained weight requires both sufficient rank and sufficient budget. We bound the smallest rank achieving a desired source--target alignment, with upper and lower bounds that match under two-sided spectral decay. Together, these results recast rank as governing which updates are reachable and what cancellation costs---not how much capacity the model has.

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### SenseAgent: An LLM Agent for Adaptive Cross-Domain IMU Sensing

Authors: Tianya Zhao, Chuan Liu, Xuyu Wang
Published: 2026-09-25
Categories: cs.AI
arXiv: https://arxiv.org/abs/2609.32000v1

Deep learning has improved inertial measurement unit (IMU) sensing for mobile and wearable applications. However, an IMU model trained in one domain often becomes unreliable when it is used with a new user, device, or body position. Existing methods usually treat this problem as a static model-design task: they pretrain a stronger representation, add data augmentation, or select one adaptation method before deployment. In practice, the target domain is only gradually observed, labels are scarce, and different domain shifts require different sensing actions. This paper presents SenseAgent, an LLM-guided sensing agent for cross-domain IMU activity recognition. Instead of asking an LLM to classify raw IMU signals, SenseAgent uses the LLM as a runtime planner over sensing tools, source-domain experience memory, online target memory, and verifiers. The agent builds a label-free diagnosis report from the target stream and uses it to decide whether to keep raw inference or invoke specialized tools, including gravity-aware sensing, prototype transfer, and style normalization. Verifiers check source calibration, target-memory reliability, and no-harm criteria before accepting high-risk tool decisions. SenseAgent also supports scarce feedback without retraining the backbone or replacing the label-free route. This design converts cross-domain IMU sensing from a fixed inference pipeline into a closed-loop sensing process that diagnoses target shifts, selects suitable sensing actions, and rejects unsafe adaptations. We evaluate SenseAgent across multiple IMU datasets and deployment shifts. Results show that its verified route selection improves cross-domain sensing, especially under harder placement and compound shifts, and further benefits from limited user feedback.

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### VC Dimension and Expressivity of Real-Valued Transformers

Authors: Gavin Dooley, Andy Yang, Yijia Jessica Zhu, David Chiang, Peter Cholak, Anand Pillay
Published: 2026-09-25
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2609.31999v1

Whereas previous results on abilities and limitations of transformers have restricted the definition of transformers in various ways, here we study softmax-attention, multi-layer transformers operating on real values, with very few additional assumptions. Applying results from real geometry, we obtain upper bounds on the VC dimension and split VC dimension of such transformers ($O(n^4)$ and $O(n^6)$, respectively, where $n$ is the input length). Conversely, we also construct specific transformers witnessing lower bounds on these quantities ($Ω(n)$ in each case). These results have some notable consequences. For example, within the class of symmetric (permutation-invariant) functions, we show that transformers can uniformly express all functions over an alphabet of one symbol and non-uniformly express all functions over an alphabet of two symbols, but cannot (even non-uniformly) express some functions over an alphabet of six symbols. We also prove limitations on how many bits of a real number a transformer can access.

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### Type-Balanced Federated Learning for Visual Analog Meter Reading

Authors: Weida Zhao, Logan Bellamy, Yazhou Tu, Jiaqi Wang
Published: 2026-09-25
Categories: cs.CV
arXiv: https://arxiv.org/abs/2609.31998v1

Analog dial meters are widely deployed in industrial applications and utility sites, where environments and meter types vary and inspection data may be sensitive. Currently, automatic meter readers must be individually developed and deployed for each environment and meter type in practice. Deep learning could handle this variability but requires diverse labeled data that are costly to collect and update. In practice, meter images are distributed across independent sites, each with limited labels, while raw images often cannot be pooled because of ownership, governance, or privacy constraints. To address these challenges, we present a federated framework for visual analog meter reading that enables multiple sites to collaboratively train a reading model without sharing their raw images. Our framework consists of a four-stage pipeline: (1) dial localization, (2) thin-structure segmentation trained federatively across clients, (3) polar unwrapping, and (4) tick-counting decoding for final reading. To enable systematic evaluation of this setting, we release MeterFL, a 1,382-image mask-annotated dataset organized into deployment-motivated pseudo-clients derived from visual attributes via deterministic rules, with dHash near-duplicate control between the segmentation train and test splits. We evaluate both segmentation quality and end-to-end reading accuracy. MeterFL is publicly available at https://github.com/weidazhaoooo/Meter-FL.

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### Integrating Language Models into Listened and Imagined Speech Decoding from MEG

Authors: Maryam Maghsoudi, Sai Samrat Kankanala, Shihab A. Shamma, Sriram Ganapathy
Published: 2026-09-25
Categories: cs.LG
arXiv: https://arxiv.org/abs/2609.31997v1

Decoding imagined speech is an important goal for brain-computer interfaces but remains challenging due to weak neural responses, low signal-to-noise ratio, and limited imagined-speech datasets. Language models provide strong contextual cues for text prediction, but how much they can help neural decoding and whether their contribution differs for decoding perceived and imagined speech remains unclear. To investigate this, we use a paired listened-imagined MEG dataset and incorporate language-model information at two stages. First, we train a contrastive neural decoder that aligns MEG representations with acoustic and contextual language representations, improving cross-subject word decoding for both listened and imagined speech. Second, at inference, we introduce a neural-constrained beam-search framework that combines neural evidence with language-model next-word probabilities. We find that imagined-speech decoding benefits more from the language model than listened-speech decoding. For Imagined speech, the best-performing balance between neural and language-model evidence shifts toward the language model, and the gain over neural-only decoding is larger. Together, these results suggest that language priors are most useful when neural evidence is weaker, making them particularly valuable for imagined-speech BCIs.

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