# Research Papers — 2026-10 · bundle page 100 of 156

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### Residual Learning in Empirical Asset Pricing

Authors: Dexin Peng, Xiaoyu Wang
Published: 2026-10-07
Categories: q-fin.ST, cs.LG
arXiv: https://arxiv.org/abs/2610.09613v1

Shallow models are special cases of deep models, and deep models theoretically have the potential to outperform the shallow ones. However, the existing empirical asset pricing literature provides strong benchmarks for shallow models. Residual learning allows neural network models in asset pricing to go deeper by preserving and refining their shallow counterparts. The out-of-sample Sharpe ratio for value-weighted long-short portfolios of deep residual models (2.07) is higher than that for the corresponding shallow ones (1.92) and more than twice that of the deep feedforward models (0.89). We show that model depth is a source of additional economic value in asset pricing. Residual learning can be used to deepen other neural-network-based asset pricing models if they contain intermediate layers. Our design also provides one way to scale asset pricing models, making native "large asset pricing models" more feasible.

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### Sequential Pretraining Favors Large Models

Authors: Mohnish Harwani, Yujia Zheng
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09611v1

Large neural networks often acquire capabilities that small models fail to learn. Does this stem from large models learning more representative features, or from being more robust to unaccounted-for adverse effects introduced during training? We define and quantify one such adverse effect, primacy bias, as the extent to which exposure to early data distributions impairs later learning. We show that small models can allocate learning capacity inefficiently toward early distributions, whereas sufficiently overparameterized models are robust to this effect. This inefficiency is particularly consequential in pretraining, where foundation models often encounter heterogeneous data distributions sequentially rather than jointly. As a result, small foundation models can struggle to learn distributions encountered late in training, which is particularly harmful when later data emphasizes desirable capabilities such as code, mathematics, and reasoning. Motivated by these findings, we introduce Exposure Therapy (ET), a simple regularization that promotes more efficient allocation of learning capacity during sequential pretraining. We demonstrate that ET improves foundation models' performance on late data distributions as well as overall capability in models up to the billion-parameter scale. Overall, our results suggest that some benefits of large foundation models may arise from greater robustness to adverse training effects, rather than from learning more representative features, and that improved training algorithms can recover some of these advantages in smaller models.

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### Decoupled Optimization for Teacher-Student Semi-Supervised Learning via a Pioneer Student

Authors: Haorong Han, Jidong Yuan, Chixuan Wei, Yongqi Sun
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09609v1

Semi-supervised learning (SSL) relies on two core mechanisms: self-training under the Teacher-Student (T-S) framework and joint optimization of labeled and unlabeled losses. Despite their effectiveness, we find both mechanisms introduce distinct optimization pathologies. First, parameter coupling enforces strict synchronization between teacher and student, where strong regularization on the student degrades the teacher's fitting ability, thereby limiting the permissible generalization intensity. Second, the imbalance in gradient update consistency between labeled and unlabeled losses drives the shared parameters to prematurely converge to labeled-dominated local minima, creating a bottleneck for global optimization. To address both issues, we propose the Pioneer Student (PiS), an auxiliary branch that operates in an independent parameter space and periodically transfers accumulated knowledge back to the T-S model. Extensive experiments show that PiS is a universal plug-and-play module that consistently improves mainstream SSL methods.

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### Which Language Should a Skeleton Speak? Language Choices in Multilingual Reasoning

Authors: HyeonSeok Lim, SeungWoo Song, Inho Won, Hoyun Song, Jihyo Kim, KyungTae Lim
Published: 2026-10-07
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2610.09607v1

Skeleton-based reasoning prompting is a promising training-free approach for structuring LLM reasoning, but prior work largely assumes an English-centric setting. We propose the Language-Aware Skeleton Exploration Framework (LASEF) to study skeleton-language choice in multilingual mathematical reasoning. Across math benchmarks, model scales, and languages, we show that English skeletons yield a small positive tendency on average, most visible for smaller models and low-resource languages. However, few language-level gains remain significant after correction, and English is not universally optimal. Combining greedy decoding, multi-rollout evaluation, translation ablation, and cross-benchmark validation, we further find three patterns of skeleton-language effects: directionally consistent, evaluation- and benchmark-dependent, and asymmetric negative. These effects cannot be fully explained by generation quality alone. Overall, skeleton language is a context-dependent design variable that requires multi-level exploration. All resources are released at https://github.com/lhsstn/LASEF.

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### Lightweight and Versatile Learned Optimization by Recombination of Gradient History

Authors: Minyoung Choi, Dalta Imam Maulana, Wanyeong Jung
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09604v1

This paper presents a lightweight and versatile learned optimizer that dynamically recombines gradient history, represented as averages over disjoint time spans. The optimizer reduces the prediction space to one scalar coefficient per gradient average, shared by multiple parameters. Progressively averaging older gradients minimizes memory cost of long history, while keeping their contributions independently accessible. A 37k-parameter network trained in 0.87 GPU-hours generalizes zero-shot to unseen tasks, lowering validation loss by 9.1% and 0.4% on BERT-Tiny and GPT-Tiny, and improving test accuracy over Adam by 3.5 %p on a Vision Transformer and by 2.7 %p on average across nine graph models, with FLOPs overhead as low as 0.3%.

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### Cluster-Robust Prediction-Powered Inference

Authors: David Broska, Michael Howes
Published: 2026-10-07
Categories: stat.ME, econ.EM, stat.ML
arXiv: https://arxiv.org/abs/2610.09601v1

Data collection is often costly or logistically demanding, limiting both the questions researchers can pursue and how precisely they can answer them. Prediction-powered inference (PPI) can reduce the amount of data needed for precise parameter estimation by combining labeled data with machine learning predictions. However, ignoring dependence within clusters can produce confidence intervals that cover the true parameter less often than their nominal rate. We introduce Cluster-Robust PPI++, which provides standard errors in closed form and asymptotically valid confidence intervals under arbitrary dependence within independent clusters, requiring no bootstrap or resampling. Our central contribution is to accommodate partially labeled clusters, a common empirical setting in which clusters contain both labeled and unlabeled units. As units are dependent within clusters, partially labeled clusters violate the independence assumption of PPI++. We also show how precision increases depend on the labeling design, and derive a cluster-aware power tuning rule that minimizes asymptotic variance. In an application to television news, standard PPI++ confidence intervals have coverage below 60%, whereas Cluster-Robust PPI++ can achieve nominal 95% coverage.

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### SafeEvo: Deciphering the Safety Alignment Mechanism and Evolution in Language Models

Authors: Miao Yu, Hao Huang, Lu Yuan, Yunpeng Li, Kun Wang, Zuming Jiang
Published: 2026-10-07
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09600v1

Safety interpretability advances the study of Large Language Model (LLM) alignment from behavioral constraints driven by data or algorithms towards a deeper understanding of internal mechanisms. However, existing works have focused primarily on safety-related representations, attention heads, or neurons after alignment, while largely overlooking the safety mechanisms in pretrained-only models and their evolution across alignment checkpoints. To address this, we propose SafeEvo, an interpretability framework from the circuit (sparse subgraphs of an LLM) perspective. SafeEvo first applies an optimization-based extraction algorithm to identify weak refusal circuits in pretrained base LLMs that can independently express refusal behavior. Causally ablating these circuits completely eliminates the base model's refusal of harmful inputs. SafeEvo then traces the evolution of refusal circuits across successive alignment checkpoints and finds that their structures change progressively, suggesting that the alignment tax may result from refusal-circuit updates affecting utility-related parameters. To validate this, SafeEvo introduces Safety Circuit Alignment (SCA), which confines safety updates to the refusal circuits. Experiments across three LLMs and two alignment algorithms show that, on average, SCA outperforms vanilla alignment in three aspects: \textbf{(1) stronger alignment}, lowering harmfulness score by 63.21\%; \textbf{(2) less over-refusal}, yielding a 58.44\% decrease in refusal rates for benign queries; and \textbf{(3) better utility}, retaining 99.58\% of the original model capabilities.

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### STORK: Spatio-Temporal Observation of uterine contRactions via neural networKs

Authors: Melissa Schween, Tristan Gottwald, Jordina Aviles Verdera, Lisa Story, Mary Rutherford, Jana Hutter
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09598v1

Uterine contractions in fetal MRI are typically identified manually and discarded, limiting insights into contraction dynamics. We formalize Uterine Contractile Activity Detection (UCAD) as a weakly-supervised learning problem and introduce STORK, a multi-instance learning model trained on dynamic MRI series using only coarse, series-level labels. STORK factorizes 3D spatio-temporal convolutions into parallel branches across temporal hyperplanes to capture coherent tissue motion without the cost of full 4D convolutions. Per-frame embeddings, combining intensity and Demons-estimated displacement fields, are aggregated by a linear mean-pooling head. This ensures that frame-level contraction scores can be recovered post-hoc without frame-level training supervision. Evaluated on around 700 multi-vendor dynamic fetal MRI series, STORK achieves a series-level AUROC of 95.0% and AUPRC of 94.6%, substantially outperforming 3D ResNet and ConvNeXt baselines. Grad-CAM analysis suggests that the model draws on predictive features extending beyond the placenta into the uterine tissue, offering an automated tool for richer phenotyping of uterine behavior.

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### COPC: Coupled Off-Policy Correction for Asynchronous LLM Reinforcement Learning

Authors: Zicheng Hu, Zhijian Zhou, Xuan Zhang, Yuchen Liu, Cheng Chen, Yuan Li, Qi Gu, Yan Feng, Hongyan Hao, Chao Qu
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09597v1

Asynchronous RL accelerates large language model post-training by decoupling rollout generation from optimization, but trains on stale trajectories. Existing methods primarily correct token-level policy mismatch through importance-ratio control in the actor objective. We show that this \emph{policy-side correction} alone is insufficient: advantage estimates also inherit mismatch from behavior-policy continuations, which we term \emph{advantage staleness}. We derive exact bias and variance decompositions for a general two-channel actor update, revealing nonseparable coupling between policy-weight and advantage-estimation errors: their interaction induces multiplicative bias terms, while squared policy weights amplify advantage uncertainty in gradient variance. This motivates the hypothesis that policy- and advantage-side correction should be coordinated. We introduce Coupled Off-Policy Correction (COPC), an actor--critic method combining token-level ratio masking with two-sided clipped-ratio weighting of TD residuals for return and advantage estimation. Joint parameter sweeps across staleness levels support this hypothesis: the effect of one correction parameter depends on, and can reverse with, the other. COPC achieves the highest reported performance on tool-integrated mathematical reasoning and search, outperforming the strongest reported asynchronous baseline in each setting. It also offers a broad high-performing parameter region and improved training stability. In search, COPC remains stable throughout training, while most evaluated asynchronous baselines collapse late in training. These gains persist at 64-step policy staleness. COPC adds minimal step-time overhead over asynchronous PPO and retains a $1.7\times$ step-time speedup over synchronous PPO.

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### Structured pre-generation elicitation versus single-shot prompting in AI-assisted enterprise decision-making: a randomised online experiment

Authors: William Scott-Jackson
Published: 2026-10-07
Categories: cs.HC, cs.AI
arXiv: https://arxiv.org/abs/2610.09593v1

Generative AI speeds, and mostly improves, professional work, but there is concern that users who delegate both the production and the evaluation of an answer may accept weak output and engage less with the underlying reasoning (cognitive surrender). Interventions proposed so far, such as unassisted practice or slowing adoption, sit outside the working task. We tested a different approach: an interactive metacognitive scaffolding layer (Cognistance, a prototype developed at the Oxford Centre for Impact Research (OCIR) that asks users to clarify context, choose a strategic direction and explain their reasoning before the AI generates a deliverable). Mean composite quality was 32% higher with the scaffold, with the same direction for every rater. Gains were largest for trade-off articulation and strategic coherence and absent for technical specificity. A large part of the aggregate effect reflected rescue of weak prompts: floor-scored (off-task) deliverables fell from 34% to 5%. Among participants whose own prompt already stated the data-localisation problem, the advantage was 21%. Treatment participants reported greater involvement and took about 2.4 minutes longer on average (10.46 minutes). Immediate recall scores were higher, which tentatively suggests better retention, but in this limited experiment, was not robust to sensitivity analyses. Self-ratings of quality did not track rated quality in either condition. Structured elicitation before generation improved the rated quality and task relevance of AI-assisted strategy documents at modest cost in time. Delayed retention, error detection and effects in live organisations are the priorities for the next stage of research.

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### Scalable Logistic Gaussian Process Density Regression with Kinetic Langevin Sampling

Authors: Daniel Paulin, Ádám Jung, András A. Benczúr
Published: 2026-10-07
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2610.09591v1

Conditional density estimation targets the full distribution of a response given covariates, as required, for example, for per-galaxy photometric redshifts. We develop a scalable Bayesian estimator based on the logistic Gaussian process. The log conditional density has a separable covariance: a Matérn kernel along the response, represented in a truncated Fourier basis on a circle, and a covariate kernel represented by Nyström features, which accommodate non-stationary kernels with input-dependent amplitudes and length scales. Instead of a Laplace or variational approximation, we sample the latent field of this finite-feature model. Given the hyperparameters, its posterior is strongly log-concave with a uniformly bounded Hessian, and we draw from it by simulating kinetic Langevin dynamics with symmetric minibatch splitting in Kronecker-whitened coordinates. Marginal-likelihood gradients follow from Fisher's identity as posterior expectations. Under the conditions of our analysis their bias is controlled by the sampler's step size and run length, and the predictive averages over the non-Gaussian latent posterior instead of a Gaussian around its mode. On photometric-redshift benchmarks with up to 3.9 million training observations, trained on a single GPU, the estimator is competitive with state-of-the-art tabular foundation models on density and calibration metrics.

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### Learning Situation-Conditioned Thinking Policies for Long-Term LLM Agents

Authors: Hong Su
Published: 2026-10-07
Categories: cs.AI, cs.RO
arXiv: https://arxiv.org/abs/2610.09590v1

Long-running autonomous agents must reuse accumulated reasoning experience without allowing explicit historical memory and LLM context to grow indefinitely. However, existing memory mechanisms mainly retrieve, summarize, or compress past content and do not directly learn when particular kinds of thinking should be activated or discover new thinking knowledge from temporally dispersed experiences. This paper proposes a situation-conditioned thinking memory framework that transforms historical reasoning experience into a lightweight policy for predicting what should be thought about in the current situation, while leaving detailed reasoning to a large language model. Situations may represent temporal or spatiotemporal evolution rather than only current states. Temporary experiences are also periodically analyzed across multiple independent episodes to identify repeated long-range regularities, which are consolidated into new thinking knowledge and further internalized by the lightweight policy. Experiments show that the learned policy achieves 1.000 F1 on temporal-rule generalization, improves DeepSeek reasoning F1 from 0.789 to 0.868, reduces online processing time from 0.3636 ms to 0.0382 ms per query at 30,000 historical situations, and reaches 1.000 relation-discovery F1 and future-thinking accuracy after sufficient repeated cross-experience evidence.

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### Dual- versus Single-Suggestion AI Support for Radiographic Interpretation in Residents: Randomized Multireader Study

Authors: Lin Wu, Zhe Xu, Hongyi Wang, Feifei Zhou, Wei Deng, Chunlong Zhang, Yuting Zhu, Kaixiao Chen, Xiao Liang, Chen Yang, Yeyuan Chen, Hao Chen et al.
Published: 2026-10-07
Categories: cs.AI, cs.CY
arXiv: https://arxiv.org/abs/2610.09589v1

Purpose: To compare dual- and single-suggestion AI support for radiographic interpretation by residents, particularly when the shared AI suggestion was incorrect. Materials and Methods: This prospective, multicenter, randomized three-arm reader study was conducted at three hospitals in China from July to September 2026 (ChiCTR2600129243). After specialty stratification, 132 residents with fewer than 3 years of clinical experience were randomized 1:1:1 to GPT-5.4 alone (group A), GPT-5.4 plus Kimi-K2.6 (group B), or GPT-5.4 plus Gemini-3.6 Flash (group C); 123 were analyzed. Participants interpreted 60 radiographs before and after AI support. The primary outcome was accuracy change. Welch ANOVA and Holm-adjusted t tests compared support conditions; HC3 linear models assessed specialty interaction. Results: Among 123 residents (mean age, 24.1 years +/- 1.4; 65 women), radiology residents showed greater accuracy improvement with dual- than single-suggestion support (B-A, 6.69 percentage points (95% CI, 0.97-12.40); C-A, 7.87 percentage points (95% CI, 1.64-14.11); Holm-adjusted P = .030 for both), whereas accuracy change did not differ in non-radiology residents (P = .20). When GPT-5.4 was incorrect, AI-assisted accuracy was higher with dual- than single-suggestion support in radiology residents (40.1% and 40.4% vs 20.0%) and non-radiology residents (31.3% and 31.0% vs 12.1%) (all Holm-adjusted P &lt; .001). The dual-suggestion effect differed by specialty (interaction difference, 10.44 percentage points; 95% CI, 4.36-16.52; P &lt; .001). Conclusion: Dual-suggestion support may mitigate the influence of erroneous AI suggestions, with greater accuracy improvement observed in radiology but not non-radiology residents.

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### Adaptive Code Generation for Controlling Robots

Authors: Justus Flerlage, Thorsten Wittkopp, Alexander Acker, Odej Kao
Published: 2026-10-07
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2610.09588v1

Deploying robots as Complex Adaptive Systems (CAS) in unknown and dynamic environments necessitates a transition from rigid command libraries toward intention-based autonomy, as natural language represents the only medium capable of articulating complex goals beyond the capacity of finite instruction sets. While Large Language Models (LLMs) offer a path toward natural language goal description, their integration introduces significant challenges: the formalization gap between imprecise intentions and executable actions, the taxonomy gap induced by unpredictable environments, and the challenge of maintaining temporal state and progress awareness. This work introduces an architectural framework that enables robotic control by leveraging generative AI. The system follows a dual-AI design: an LLM translates high-level intentions into executable program code restricted to a formal robotic library and constrained by verifiable syntax, while a Vision-Language Model (VLM) provides semantic grounding via a distillation process. To ensure robustness, the framework incorporates environment-driven replanning triggers based on geometric and semantic thresholds, complemented by continuous runtime monitoring and an adaptive planning loop. Benchmarked across frontier models, our framework architecture demonstrates that grounding generative AI in a reactive, constrained loop enables robust fulfillment of complex intentions in dynamic and unknown environments.

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### Collaborative Reasoning Distillation via Cross-Feedback and Coherent Curation

Authors: Taehoon Kim, Seunggeun Cho, Dongsu Han
Published: 2026-10-07
Categories: cs.LG, cs.AI, cs.CL
arXiv: https://arxiv.org/abs/2610.09587v1

Reasoning capabilities are critical for advancing Large Language Models, yet current approaches either require massive computational budgets or struggle to effectively distill reasoning to smaller models. Standard distillation methods rely on outcome-based rewards, failing to distinguish between sound reasoning and lucky guesses. We propose Collaborative Reasoning Distillation (CRD), a framework that enhances reasoning in compact models through three innovations: (1) interactive cross-feedback where teachers iteratively critique each other's reasoning, (2) fine-grained step-wise quality assessment capturing logical validity independent of final answers, and (3) coherence-aware step stitching that synthesizes complementary strengths. Students are trained via Reasoning Quality Optimization (RQO) with budget constraints. Our model, CRD-4B, achieves 97.3% on MATH-500 and 70.3% on AIME'25, surpassing baselines while using only 50K training examples, up to 12 times smaller than the datasets of comparable models.

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### Correct Answers, Unsupported Findings: Evidence Binding in Forensic Reconstruction of LLM Agent Logs

Authors: Taehyeon Yun, Dongho Kim, Geonwoo Kim, Juyoung Seo, Minseok Hur, Moohong Min
Published: 2026-10-07
Categories: cs.CR, cs.AI
arXiv: https://arxiv.org/abs/2610.09581v1

Forensic reconstruction of LLM-agent actions requires not only recovering the correct value, but establishing which preserved record supports that finding. Tool logs, generated explanations, and local citation identifiers capture different parts of this evidence, yet a citation identifier does not establish a source unless its binding to a record is preserved. We audit this distinction using 64 mechanically checkable cases from saved AgentDojo Banking executions. Two LLM readers reconstruct source relationships under controlled variations in visible evidence and identifier-to-record bindings. We separately evaluate complete-record agreement, evidence-grounded findings, justified abstention, and unsupported assertions. With original identifiers and no binding table, Sonnet recovered every literal source location but made unsupported citation-source assertions in 26 of 28 cases requiring the missing relation; 22 nevertheless matched the complete reference. Adding explicit bindings improved grounded reconstruction for both readers, whereas identifier renaming alone provided no consistent remedy. A deterministic same-packet comparator correctly resolved the bounded task or abstained throughout. These results show that factual agreement alone is insufficient for evaluating forensic reconstruction of agent logs and motivate preserving explicit record bindings to distinguish supported findings from correct guesses.

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### Gradient-Based Trajectory Optimisation over Continuous Poses for Sparse-View Cone-Beam CT

Authors: Linda-Sophie Schneider, Simon Wittl, Gabriel Herl, Andreas Maier
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09579v1

Trajectory optimisation for cone-beam computed tomography (CT) determines which information sparse-view scans acquire. Fixed candidate pools prevent off-grid refinement and require new object-specific precomputation for each acquisition manifold. We make every source pose an individual continuous variable and move all poses jointly by gradient ascent on the scanner's kinematic manifold. The objective combines soft-Tuy plane coverage, continuous View Covariance Loss, and an analytic attenuation-aware ray-bundle penalty. The same optimiser handles circular, limited C-arm, two-axis, and freesphere parametrisations. On a Defrise flange, continuous selection recovers laminar defects invisible to a circular orbit, matches discrete swap search on the free sphere at the sparser budget, and leads at the denser one, with the same objective evaluated in every arm. A moderate elevation band already recovers most of the free-sphere gain at the defects, so the same optimiser transfers to bounded scanner envelopes. Photon noise preserves the ordering on the flange and compresses it on a dense fuel nozzle. Sparseprescan planning benefits from matching prescan and planned acquisition manifolds. Selection takes seconds rather than minutes without an object-specific reconstruction basis. Prescan-planned poses were executed on a robot CT bench and reconstructed in a common frame, demonstrating feasibility but no consistent metric gain over uniform band sampling. Continuous pose optimisation incorporates attenuation and scanner constraints directly into sparse-view acquisition design.

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### Online Resource Allocation with an Endogenous Markov State: Fewer LP Solves Earn More

Authors: Zhaohua Chen
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09577v1

We study finite-horizon online resource allocation with i.i.d. requests and an endogenous Markov state on a finite state space: each action affects the transition of the state that governs future rewards and resource consumption. In this problem, a transient fluid LP benchmark upper bounds the expected reward of every nonanticipating policy, while a stationary LP supplies randomized state-dependent controls. We assume that the stationary LP has a unique optimum and identify primal nondegeneracy and irreducibility of the optimal induced kernel as important regularity conditions in this framework. With a known request prior, we show that, under nondegeneracy and irreducibility, both frequent and infrequent re-solving attain $O(1)$ regret. However, under a degenerate optimum, irreducibility yields the sharp worst-case $Θ(\sqrt{T})$ rate for infrequent re-solving, while frequent re-solving can incur $Ω(T)$ regret. Thus, more frequent optimization can perform asymptotically worse. With an unknown request prior, we develop a three-phase U-shaped infrequent re-solving policy that coordinates learning and inventory correction with $O(\log\log T)$ LP solves. When the optimal induced kernel is irreducible and the algorithm is given the optimal target state class and a constant-cost entrance policy, it attains $O(1)$ regret under nondegeneracy and $O(\sqrt{T})$ regret under degeneracy. Without the target-class information, linear minimax regret is unavoidable. Numerical experiments further illustrate the instability of round-by-round re-solving relative to epoch-wise infrequent re-solving, show that thresholding greatly mitigates its loss, and find that infrequent schemes remain dominant under both known and estimated priors.

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### PEACE: Covariant learning of nonadiabatic manifolds with parity-resolved Hamiltonians

Authors: Rongzhi Gao, Shuguang Chen, Yang Zhou, GuanHua Chen, Ziyang Hu, ChiYung Yam
Published: 2026-10-07
Categories: physics.chem-ph, cs.LG
arXiv: https://arxiv.org/abs/2610.09576v1

Nonadiabatic molecular dynamics provides mechanistic insight into light-driven processes and informs the design of molecules and materials for solar energy conversion, photocatalysis and photo switching. Accurately describing these processes requires a representation that respects electronic symmetry and consistently relates energies to interstate couplings. Here we introduce PEACE, which combines a parity-equivariant latent Hamiltonian with a learned electronic connection. Controlled ablations reveal the complementary roles of symmetry-allowed state mixing and electronic-frame variation in reproducing crossing structures and relaxation dynamics. PEACE closely reproduces excited-state population dynamics from first-principles simulations, while its extension to spin-orbit coupling enables simulations of intersystem crossing. These results demonstrate that a more complete incorporation of the underlying physics into learned electronic representations leads to more accurate predictions of nonadiabatic dynamics.

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### How Do LLMs Change Predictions Under Negation?

Authors: Jongwook Yoon, Jongwon Lim, Sungjib Lim, Woojin Cho, Yohan Jo
Published: 2026-10-07
Categories: cs.CL, cs.AI
arXiv: https://arxiv.org/abs/2610.09571v2

Negation is an essential feature of human language, yet large language models (LLMs) remain unreliable in processing it. We evaluate recent open-source and closed-source LLMs on our negation benchmark and find that, in 37-71% of cases, they repeat the same answer under negation (e.g., "Madrid" for "What is not the capital of Spain?"). To understand and address this brittleness, we mechanistically examine how models operate under negation. Our main finding is that specialized attention heads and MLP neurons jointly implement negation by (1) suppressing retrieval of the original answer (e.g., "Madrid") while (2) promoting a favored candidate within the answer category (e.g., "Paris"). This contrasts with accounts of human negation processing, in which information about the original answer helps to determine what should be excluded. Furthermore, we find that this difference from human processing is a key source of negation failures: the model's mechanism relies on suppressing the original answer rather than using it to determine what to exclude, so the model can repeat the original answer when suppression is too weak or when a bias toward particular answers prevents it from selecting an alternative. To address this weakness in the model's negation mechanism, we propose a training objective that requires larger shifts in answer preference for more confident original predictions, and show that it reduces negation failures with less degradation of general capabilities than standard fine-tuning baselines. Together, our results demonstrate how mechanistic analysis can reveal why a linguistic capability fails and guide training that targets the underlying limitation.

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### RELATE: An Evaluation Framework for measuring Relational Orientation of Large Language Models

Authors: Shivam Shukla, Jihye Kim, Shubham Gaur, Mahnaz Roshanaei, Magy Seif El-Nasr
Published: 2026-10-07
Categories: cs.CL
arXiv: https://arxiv.org/abs/2610.09569v1

Large language models (LLMs) are increasingly used for emotional support, raising concern that sustained use may draw users away from their real-world relationships. Yet existing evaluations primarily focus on the safety, empathy, or helpfulness of responses, leaving under-examined a relational question: where does the model orient the user for continued support? To address this question, we introduce relational orientation, a property operationalized through two non-exclusive dimensions: inward-facing (IF) language, which positions the AI as the user's ongoing source of support, and outward-scaffolding (OS) language, which encourages real-world human connection. Grounded in psychological and sociological literature, we formalize a taxonomy of relational orientation and present RELATE, a persona-conditioned framework for measuring inward-facing and outward-scaffolding language at the sentence level in multi-turn dialogues. RELATE pairs 76 help-seeking situations adapted from naturally occurring questions with three simulated user styles, providing 228 evaluation stimuli. In our experiments, we evaluate seven LLMs using dialogues with six assistant turns each, yielding 1,596 dialogues and 69,194 assistant sentences. We assess these sentences using a primary rubric-based LLM judge and apply a secondary judge to a subset. Under automated evaluation, we find that the proportion of sentences labeled as IF is higher at the sixth assistant turn than at the first, while the proportion labeled as OS is substantially lower for hesitant, indirect simulated users than for explicit, reassurance-seeking users. RELATE provides a reproducible framework and a sentence-level signal for auditing and steering the relational orientation of supportive LLMs.

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### EvoSignal: LLM-Guided Evolutionary Design of Modular Traffic Signal Control Programs

Authors: Leizhen Wang, Peibo Duan, Zhenlin Qin, Yancheng Ling, Jian Xu, Yue Wang, Hao Wang, Zhenliang Ma
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09563v2

Effective traffic signal control (TSC) requires policies that respond to changing traffic demand and network conditions while meeting different control objectives. However, adapting existing strategies often involves repeated manual design and adjustment, making it difficult to systematically explore better control rules for a target network. Large language models (LLMs) can automate this process, but directly using them to select signal phases leaves decision rules embedded in black-box models and incurs recurring inference costs and latency. This paper formulates TSC as a modular program design problem and proposes EvoSignal, an LLM-guided evolutionary framework using traffic knowledge and performance feedback. The modular representation separates traffic feature extraction, local phase prioritization, and optional network-based priority adjustment. Starting from several established strategies, EvoSignal improves programs through feedback on congestion and signal operation, retaining strategies with different performance trade-offs. The resulting programs operate without online LLM inference. Simulation experiments across five scenarios on two real-world road networks show that the selected default EvoSignal program reduces waiting time by 16.8--49.2\% relative to the lowest waiting time achieved by the 20 conventional, reinforcement learning-based, and LLM-based baselines in each scenario. A program prioritizing travel time and queue length outperforms all 20 baselines on all three metrics in the search scenario and remains among the top three on each metric when transferred unchanged to the other four scenarios. These findings support automated design of inspectable control programs that transfer across the evaluated road networks and traffic demands. Code is available at https://github.com/georgewanglz2019/EvoSignal.

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### World Potential Model: Pretrained World Knowledge as Progress Potentials

Authors: Jun Zhao, Jixin Tang, Yang Shu, Jinyang Wu, Yuyang Lu, Jingqi Tong, Hao Xu, Weifeng Ge, Qi Zhang
Published: 2026-10-07
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09560v1

Long-horizon language agents often receive supervision only from terminal task outcomes, leaving little signal for distinguishing productive intermediate behavior from stagnation or even regression. Rather than learning a separate value function or process reward model for every task, we ask whether pretrained models can recognize task progress from their existing world knowledge. We formalize this capability with a World Potential Model (WPM), a goal-conditioned evaluator of task-relative realized progress in agent contexts. In ALFWorld and ScienceWorld, off-the-shelf pretrained models substantially outperform chance at recovering realized-progress structure without task-specific evaluator fine-tuning. We further anchor these progress judgments to task-specific milestones to obtain scalar world potentials, whose temporal differences provide process-sensitive step-level credit for policy optimization. Under matched comparisons, WPM-guided optimization improves success over outcome-only GRPO across all evaluated configurations. Together, these results provide initial evidence that pretrained world knowledge can support reusable realized-progress evaluation and provide useful supervision for long-horizon agents.

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### UniCSI Towards a Universal Wi-Fi CSI Encoder for Ubiquitous Human Sensing

Authors: Daniel Eckhoff, Hua Kang, Zhitang Chen, Jie Chuai
Published: 2026-10-07
Categories: cs.LG, cs.NI
arXiv: https://arxiv.org/abs/2610.09559v1

Wi-Fi sensing promises to turn the everyday wireless signals that already surround us into ubiquitous sensors for human sensing. However, a fundamental obstacle is that CSI is acquired under diverse device-specific configurations, including different subcarrier counts, bandwidths, and carrier bands. Consequently, the resulting CSI tensors vary in both spectral resolution and tensor shape, making heterogeneous modeling challenging. Standard architectures struggle with such heterogeneity, forcing lossy pre-processing which compromises the underlying signal. To bridge this gap, we present UniCSI, a unified foundation architecture that directly operates on heterogeneous CSI while preserving the integrity of the native waveform. UniCSI hinges on two core innovations: (1) a physics-informed RF tokenizer that encodes each frequency channel based on its fractional position within the physical spectrum rather than rigid array indices. It preserves intrinsic spectral coherence and enables seamless, frequency resolution-agnostic processing across arbitrary sensing configurations. (2) a spectral aggregator that distills variable-length channel sequences into a fixed-size spectral signature, effectively decoupling the feature dimensionality from the physical subcarrier spacing. Extensive evaluations on a large-scale corpus of 25 heterogeneous public datasets, spanning 14 to 2048 subcarriers, 20 to 160 MHz bandwidth, and the 2.4 and 5 GHz bands, demonstrate that native heterogeneous ingestion substantially improves cross-domain transfer under both supervised and self-supervised training schemes, particularly in regimes where fixed-grid architectures fail to generalize.

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### DrugTargetWorld: A Synthetic Biobank for Training and Benchmarking AI Scientists

Authors: Samuel Margolis, Paul Schmiedmayer, Alan Huang, Ethan Chen, Ishan Bhattacharjee, Atman Shah, Ben Viggiano, Fang Cao, Shriya Reddy, Roger Xia, Jack O'Sullivan, Daniel Katz et al.
Published: 2026-10-07
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09558v1

Drug target discovery requires distinguishing molecules that causally drive disease from those that are merely associated with it. Training and evaluating AI agents to perform this workflow end-to-end is difficult because real world biobanks lack known causal ground truth and participant-level data is access controlled. We introduce DrugTargetWorld, a framework that procedurally generates simulated biobanks, or "worlds," with known but concealed causal structure. Each world contains genotypes, proteins, health records, outcomes, and synthetic magnetic resonance imaging (MRI) for 54,000 participants. Agents must construct a disease phenotype, identify causal driver proteins, infer the beneficial direction of modulation, and optionally conduct virtual 'wet lab' experiments. We evaluated nine agents in 540 episodes across 20 cardiovascular worlds and three experimental budgets. Opus 5 and GPT-5.6 Sol achieved the highest mean composite scores, 39.98 and 35.38 of 100, respectively, and both recovered 64% of causal drivers on average. However, no agent reliably distinguished misleading non-causal proteins, and performance remained limited by the integrative judgments required to connect phenotype construction, causal evidence, and intervention decisions. By making each world's causal structure known to the evaluator but hidden from the agent, DrugTargetWorld turns end-to-end drug target discovery into a scalable training and evaluation problem with verifiable reward.

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### Reliability of LLM Judges for Evaluating Entity Alignment

Authors: Vaibhava Lakshmi Ravideshik, Mayank Kejriwal
Published: 2026-10-07
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09554v1

Entity Alignment (EA) identifies equivalent entities across knowledge graphs and is critical for knowledge base integration and ontology merging. Evaluating EA systems at scale requires expensive expert annotation, making systematic assessment across diverse domains practically infeasible. LLM-as-judge evaluation offers a potentially scalable alternative, yet its reliability for structured prediction tasks like EA remains unstudied. We present the first systematic benchmarking study across three frontier models, three datasets, and four EA systems, using perturbation bias diagnostics, meta-evaluation across all dataset-judge-prompt combinations, and counterfactual label-flip tests. We identify anchor bias, a failure mode in which judges invert discrimination when the system's decision label is visible. Label exposure causally collapses judge discrimination (J-ROC-AUC 0.12-0.87), while a label-free protocol recovers near-ceiling capability on distinctive-name datasets (0.93-1.00) and significant recovery on biomedical pairs (0.93-0.95). Counterfactual experiments confirm causality (FSR 53-99%) and reveal a frontier model paradox: stronger judges exhibit greater label sensitivity, not less. A blinded two-annotator human evaluation (102 pairs, Cohen's kappa=0.902) confirms this mechanism directly. We release the first biomedical EA benchmark (MeSH-SNOMED CT, 15K pairs) and a reproducible auditing framework for LLM judge reliability in EA. Code and data are available at https://github.com/vaibhavalakshmiravideshik/llm-as-a-judge-entity-alignment.

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### MARS: Malware Analysis with Rule-Based Scoring of LLM Claims

Authors: Hyeongjun Choi
Published: 2026-10-07
Categories: cs.CR, cs.AI
arXiv: https://arxiv.org/abs/2610.09553v1

Large language models can triage malware through direct verdicts or behavioral claims scored by an external policy. We present MARS, a malware triage framework, and compare direct classification with single-pass claim scoring using the same evidence collector and identical static evidence bundles for each model. The evaluation covers 1,195 PE and ELF binaries grouped into 1,001 near-duplicate clusters and six language models, with deterministic rules providing a baseline. Direct classification is more accurate for all six models. On samples with usable outputs from both paths, its accuracy advantage ranges from 3.7 to 20.9 percentage points, with all 95% cluster-bootstrap confidence intervals for the differences above zero. It also achieves higher malicious alert recall in ten of twelve platform and model combinations. Claim mediation provides no consistent reduction in performance variation across models. Separate subset studies find more consistent alert decisions for direct classification and a larger recall loss for the claim path when predefined indicator fields are removed. In a family identification probe, claims yield higher accuracy than verdict labels but lower accuracy than evidence text. Retained claims expose the inputs to verdict computation and permit policy revision without another model call. We reproduce archived verdicts exactly and apply a revised policy to the same records, including outputs from two additional models withdrawn by their provider. Under the evaluated claim taxonomy and additive policy, these results favor direct classification when only a verdict is required, while demonstrating that retained claims support explicit policy inspection and revision.

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### Constitution-Guided Watermarking

Authors: Toluwani Aremu, Samuele Poppi, Nils Lukas
Published: 2026-10-07
Categories: cs.CR, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2610.09552v1

Watermarking enables language model providers to identify text generated by their models. However, its desired properties can conflict (\ie~stronger watermark signals can degrade text quality), while designs that resist editing may also facilitate forgery. Providers address these trade-offs by choosing configurations that balance competing objectives or prioritize particular properties. Either approach imposes a shared operating point on requests with different requirements, potentially sacrificing quality where wording preservation matters or robustness where reliable attribution is essential. To allow flexible and adaptable designs, we introduce \emph{Constitution-Guided Watermarking}, a framework that selects request-appropriate trade-offs from provider requirements, listed as natural-language principles. \emph{Offline}, a pretrained reasoning agent examines constitutional rules alongside watermark implementations and iteratively refines rule-specific configurations using empirical feedback. \emph{At deployment}, a separate monitor identifies applicable rules and retrieves the corresponding policy, including watermarking exemptions, without modifying the serving model. Furthermore, our framework supports offline parallel optimization and refinement of rule-specific configurations based on evolving provider requirements without affecting deployment, and binds each deployed configuration to its evaluation evidence, making deployment decisions auditable. In a proof-of-concept evaluation using KGW and a five-rule constitution, our framework selects configurations responsive to provider priorities and improves post-paraphrase detection on robustness-prioritized requests by up to $14$ percentage points over fixed configurations, while matching or exceeding all baselines in aggregate quality and clean detection at a nominal $0.1\%$ false-positive rate.

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### A Framework for the Systematic Review of ML Assets in AI Registries

Authors: Alexandra González, Quim Motger, Xavier Franch, Silverio Martínez-Fernández
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09551v1

Background: Modern software systems increasingly rely on Machine Learning (ML) assets (i.e., pre-trained models, datasets, benchmarks) for building, evaluating, and integrating ML-based systems. However, current exploration, selection and reuse practices of ML assets are not supported by systematic retrieval methodologies comparable to those used in traditional evidence synthesis. Consequently, in practice, ML asset selection is often presented as a settled design decision, supported by informal justification rather than a traceable, evidence-based, and updatable selection process. Aims: This paper explores how systematic review methods can support ML asset retrieval. In doing so, we aim to make their selection transparent and reproducible, grounded in explicit evidence, and ultimately better suited to its intended use. Method: We analyze established systematic review practices from scientific literature and adapt their phases (i.e., planning, conducting, and documenting) to Artificial Intelligence (AI) registries, treating ML assets as first-class units of analysis. The resulting framework integrates registry-aware search strategies, cross-registry schema alignment, and dependency-driven ML asset exploration. Results: We conceptualize ML asset retrieval as a systematic and reproducible process rather than an ad hoc activity, and propose a framework for structured ML asset discovery. \textbf{Conclusions:} This work illustrates how systematic review principles can be extended beyond scientific literature to support evidence synthesis over evolving AI registries.

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### Visual Evidence Under Cross-Examination: Evaluating and Controlling Decision-Level Evidence Use in Vision-Language Models

Authors: Huiyao Zhang, Jin Bai, Zilong Su, Rui Guo, Chaofan Qin, Jinze Lv, Wenhui Yu, Hongfei Wang, Ye Li
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09550v1

Vision-language models increasingly reason through crops, regions, and tool-produced observations. Yet an observation can influence the answer without benefiting the candidate it supports. We study candidate-bound visual contribution: valid evidence should help, invalidating its supporting relation should remove its additional effect, and valid rebinding should redirect that effect to the newly supported candidate. We introduce CROSS-Bench, a benchmark of 28,000 decision problems, with matched invalidation and rebinding tests on a dedicated evaluation subset. Our RIVET interface preserves evidence identity and uncertainty, composes a candidate-conditioned response, and separately controls its strength. Shared-evidence experiments show that task accuracy and evidence ownership can diverge. Under matched capacity and training, RIVET increases normalized effect transfer from 0.512 to 0.651 where clean evidence has a positive effect. The advantage persists on common evaluation examples and across repeated decision-layer fits. With evidence predicted from raw inputs, RIVET improves CROSS-Bench accuracy by an average of 5.70 pp across four frozen backbones, relative to the same models without auxiliary evidence. These results separate the utility of visual evidence from the candidate-specific destination of its effect.

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### CircuitGate: Logic-Consistent Circuit-Level Functional Modeling for And-Inverter Graphs

Authors: Qifan Zhang, Ruijie Li, Fangzhou Zhang, Qian Ma, Hui Li, Furui Zhan, Yongpeng Wang, Liying Hao, Shikai Guo
Published: 2026-10-07
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09549v1

And-Inverter Graphs (AIGs) are fundamental representations for logic synthesis and verification in Electronic Design Automation (EDA). As structured representations of complex digital systems, AIGs require models to capture functional dependencies beyond local structure and remain robust to functionality-preserving transformations. In learning-based AIG representation, existing approaches are predominantly based on GNNs and rely on local gate-level message passing, limiting their ability to capture circuit-level functional context and making the learned representations sensitive to topology-specific patterns. Therefore, we propose CircuitGate, a function-aware AIG representation learning framework that advances from gate-level semantics to circuit-level functional modeling. CircuitGate explicitly encodes global primary-input (PI) support and models support-overlap-aware reconvergence between fanins, while incorporating logic-inspired Boolean constraints to encourage functionally consistent representations. We evaluate CircuitGate on the large-scale ForgeEDA benchmark and further validate it on the EPFL and ITC'99 benchmarks. Across equivalent-gate identification and signal-probability prediction tasks, CircuitGate consistently outperforms existing methods, achieving up to 21.7% and 14.2% reductions in MAE, respectively. Under direct ForgeEDA-to-OpenABC transfer without fine-tuning, CircuitGate also achieves the best equivalent-gate identification performance, demonstrating strong cross-dataset generalization. These results demonstrate the effectiveness of modeling circuit-level functional dependencies beyond local topology.

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### Certified by Abstention: Distribution-Free Guarantees for Chain-of-Thought Verifiers at Small Calibration Budgets

Authors: Arjun Balaji
Published: 2026-10-07
Categories: stat.ML, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2610.09541v1

Signals that predict whether a chain-of-thought (CoT) trace is correct are compared by AUC, but deploying one requires a threshold with a guarantee. We ask what distribution-free selective guarantees deliver for CoT verifiers at realistic calibration budgets of tens to a few hundred labelled problems, using seven open models, five verifier signals and 37,000 graded traces. The central observation is validity by abstention: an $(α,δ)$-valid procedure that issues a certificate with probability $P_{\rm fire}$ bounds the failure probability of an issued certificate only by $δ/P_{\rm fire}$, so a certificate that rarely fires can be valid and wrong every time it is used. In a simulation with known risk the standard certificate fails in at most 0.3% of calibration draws but in up to 69% of those in which it fires. A certification floor and a lattice condition for Benjamini-Hochberg conformal selection explain why certificates abstain at these budgets, and the data bear them out: the standard certificate returns nothing or a large accepted set, and an unreadable residual-stream probe buys two to three times the coverage of the readable signals, an edge a cross-fitted reconstruction cannot recover linearly from the readable features. We then give a floor-started fixed-sequence certificate, valid without monotonicity assumptions, that covers more than the Bonferroni certificate on every model-signal pair and raises coverage at the non-vacuous target $0.75π_0$ from 0.05 to 0.16, although the floor keeps absolute coverage small. Finally, a certificate cannot see what matters after deployment: under benchmark shift the error among accepted traces tracks the new task's base error, and under best-of-$n$ selection against the verifier it rises past the target while the empirical failure frequency stays below $δ$, because abstention absorbs the failures.

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### WAPR: A Foundation Model for Wide-Angle Refinement in Unseen Object Pose Estimation

Authors: Yulin Wang, Mengting Hu, Hongli Li, Jianghao Zhou, Chen Luo
Published: 2026-10-07
Categories: cs.CV, cs.AI, cs.RO
arXiv: https://arxiv.org/abs/2610.09535v1

Real-world applications require 6D pose estimation to be accurate, fast, and scalable to unseen objects. This paper introduces WAPR, a zero-shot wide-angle pose refinement model that refines candidate poses with rotational deviations up to 90 degrees. With as few as 12 candidate poses per detected object instance, WAPR supports fast inference within 1 s per frame and reaches a pose-estimation throughput of up to 25 detected object instances per second. To support wide-angle training for rotationally symmetric objects, WAPR uses rotational symmetry priors to canonicalize symmetry-equivalent pose targets before loss computation. We further construct SA6D, a large-scale 6D training dataset with such priors. SA6D obtains KASAL-assisted rotational symmetry priors for 944 GSO scans and expands them through geometry and texture augmentation into about 50K augmented object instances and about 2M rendered RGB-D images. In addition, an angle-balanced loss stabilizes learning across different angular ranges by reducing the influence of uninformative large-error cases. Experiments on seven BOP core datasets show that WAPR achieves state-of-the-art performance in unseen-object 6D pose localization and detection under both fast and unconstrained inference settings. Project page: https://github.com/WangYuLin-SEU/WAPR.

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### KASALv2: Fully Automatic 3D Rotational Symmetry Classification and Axis Localization

Authors: Mengxin Zhang, Yulin Wang, Chen Luo, Yongzhe Li, Yijun Zhou
Published: 2026-10-07
Categories: cs.CV, cs.AI, cs.GR
arXiv: https://arxiv.org/abs/2610.09534v1

Rotational symmetry is an important prior in 6D pose estimation, improving pose accuracy and supporting symmetry-aware evaluation. However, current symmetry annotations for 3D objects remain largely manual or semi-automatic, often requiring predefined types or orders, which limits scalability. This work introduces a fully automatic, reference-free framework for symmetry-type classification, rotational-order identification, and full-axis localization across all eight canonical 3D rotational symmetry types. The method localizes a dominant high-order axis, infers its rotational order through self-consistency analysis, and reconstructs the complete symmetry structure under a hierarchy-guided formulation. A texture-aware extension further models appearance-induced reductions in rotational order while preserving axis orientations. Experiments on idealized and real-world datasets demonstrate strong accuracy and generalization, achieving 94.75% accuracy on 438 symmetric objects in GSO. Training FoundationPose with these priors improves accuracy by up to 0.9% across five BOP datasets, showing that automatically estimated rotational priors improve downstream 6D pose estimation. Code is available at https://github.com/WangYuLin-SEU/KASAL.

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### Unpaired Canonical Correlation Analysis

Authors: Nir Ben-Ari, Ronen Talmon, Uri Shaham
Published: 2026-10-07
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2610.09530v1

Canonical Correlation Analysis (CCA) is a fundamental method for multiview shared space learning. However, its strict reliance on paired data poses a significant limitation, as such data is often difficult to obtain or entirely unavailable. In this paper, we present Unpaired CCA (UCCA), a novel method that learns linear projections to maximize the correlation of the true underlying pairing without access to any paired samples during training. We first establish theoretical results connecting the Quadratic Assignment Problem (QAP) to CCA. Leveraging these theoretical insights, we derive a practical method to maximize correlation exclusively from unpaired data. To the best of our knowledge, UCCA is the first approach to learn maximally correlated projections in a strictly unpaired setting. We validate UCCA on real-world multi-modal datasets, demonstrating that it significantly outperforms recent unpaired alignment baselines in recovering the underlying true correlation. This work fills a critical gap between traditional statistical multiview learning and the growing field of unpaired data learning.

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### A Comparative Study of Evaluation Metrics for Long-Document Financial Narrative Summarization with Transformers

Authors: Nadhem Zmandar, Mo El-Haj, Paul Rayson
Published: 2026-10-07
Categories: cs.CL
arXiv: https://arxiv.org/abs/2610.09529v1

There are more than 2,000 listed companies on the UK's London Stock Exchange, divided into 11 sectors who are required to communicate their financial results at least twice in a single financial year. UK annual reports are very lengthy documents with around 80 pages on average. In this study, we aim to benchmark a variety of summarisation methods on a set of different pre-trained transformers with different extraction techniques. In addition, we considered multiple evaluation metrics in order to investigate their differing behaviour and applicability on a dataset from the Financial Narrative Summarisation (FNS 2020) shared task, which is composed of annual reports published by firms listed on the London Stock Exchange and their corresponding summaries. We hypothesise that some evaluation metrics do not reflect true summarisation ability and propose a novel BRUGEscore metric, as the harmonic mean of ROUGE-2 and BERTscore. Finally, we perform a statistical significance test on our results to verify whether they are statistically robust, alongside an adversarial analysis task with three different corruption methods.

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### Align Before You Combine: Reference Space Calibration for Supervision Without Ground Truth

Authors: Jackson Eshbaugh, Jorge Silveyra
Published: 2026-10-07
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2610.09525v1

We introduce a calibration-first framework that produces supervision scores without access to ground-truth labels or a shared annotation space. Our framework aligns subset-specific scorers using a synthetic ordinal reference space before fusion. This reference space is constructed from ordered calibration features that represent the latent concept, providing a common scale on which otherwise incomparable scorer outputs can be aligned. Because our calibration procedure uses the reference space rather than training samples, it is independent of the training set's empirical distribution. Across three benchmark datasets, our framework consistently outperforms uncalibrated averaging and achieves higher primary-metric point estimates on the evaluation metrics than the best individual scorer. Performance relative to sample-dependent baselines varies by domain, with absolute differences below 0.02 on Ames Housing and below 0.01 on Breast Cancer Wisconsin and Wine Quality. After Bonferroni correction, differences remain significant for all three comparisons on Ames Housing and one on Breast Cancer Wisconsin. Additionally, we show that using fewer calibration levels per feature can closely approximate higher-resolution results at substantially lower computational cost. Together, these results support our framework as a viable approach to construct supervision scores when neither ground-truth labels nor a shared annotation space is available.

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### Reflected Anchored Langevin Algorithms

Authors: Changwei Tu, Xiaoyu Wang, Yingli Wang, Xicheng Zhang, Lingjiong Zhu
Published: 2026-10-07
Categories: stat.ML, cs.LG, math.PR
arXiv: https://arxiv.org/abs/2610.09522v1

First order Langevin algorithms for constrained sampling in machine learning, such as projected Langevin Monte Carlo which are based on discretizations of reflected Langevin dynamics, require differentiable log densities that limits their applicability. This paper introduces reflected anchored Langevin dynamics (RALD), a reflected diffusion that converges to non-differentiable targets on constrained domains. The method uses a smooth anchored reference potential and multiplies the drift and noise covariance of its reflected Langevin dynamics by the same state dependent scaling factor. Its Euler-Maruyama discretization with projection gives reflected anchored Langevin Monte Carlo (RALMC) algorithm. We prove explicit convergence bounds and iteration complexity for RALMC in the 2-Wasserstein distance to the target distribution. Numerical experiments are provided to illustrate the theoretical predictions and the empirical performance of the method.

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### Not All Uncertainty Matters: Simulation-in-the-Loop Fast-Slow Reasoning for Decision-Critical Autonomous Driving System

Authors: Jiayi Chen, Shuai Wang, Guangxu Zhu, Derrick Wing Kwan Ng, Chengzhong Xu, Kaibin Huang
Published: 2026-10-07
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2610.09520v1

Large vision-language models (VLMs) provide powerful open-world perception and reasoning for autonomous driving, but their high computational cost and inference latency make continuous cloud-side use impractical. This motivates fast--slow collaboration, where efficient onboard modules handle real-time perception and control while cloud models provide high-level reasoning only when needed. The key challenge is deciding when cloud reasoning should influence time-critical driving decisions. Existing methods often rely on perception uncertainty, heuristic triggers, or resource-driven policies, without assessing whether resolving an uncertainty will improve planning. We propose \textbf{SIGMA}, a simulation-in-the-loop framework for task-oriented fast--slow collaboration. SIGMA embeds the planner into uncertainty assessment and evaluates how plausible scene realizations under semantic and geometric uncertainty affect feasible trajectories and planning cost. Based on these outcomes, it estimates the expected reduction in planning cost from resolving uncertainty. We further introduce expected planning gain (EPG), a decision-level metric for cloud invocation, cloud-guidance integration, and request prioritization under deadline and resource constraints. Experiments in CARLA show that SIGMA reduces unnecessary cloud interactions while improving planning, efficiency, and navigation success in static and dynamic obstacle scenarios. Compared with fixed-period collaboration, SIGMA reduces unnecessary cloud interactions by 50\%, improves navigation success by more than 6\%, and cuts finish time by up to 26.2\% in dynamic scenarios.

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### Differential Refresh Policies for Models Trained on Lagging Data Snapshots: From a Single-Age Equivalence Limit to an Optimal Per-Segment Allocation

Authors: Amit Rajula
Published: 2026-10-07
Categories: cs.LG, cs.DC
arXiv: https://arxiv.org/abs/2610.09519v1

Production machine-learning models are derived artifacts of time-bounded training snapshots: a deployed model is a materialized view over a training cut that ages the instant it is built. A common response is to replace the fixed retraining cadence with an adaptive trigger -- a weighted staleness score that retrains when accumulated source risk crosses a threshold. We show this is the wrong lever, and identify the right one. First, an equivalence limit: any refresh trigger that is a static, strictly monotone function of a single shared global training-data age is operationally equivalent to a calibrated uniform age timer, so a global staleness budget, however elaborately it weights segments, sources, and sensitivities, carries no scheduling information a clock does not. The limit also shows how to escape it: refresh segments differentially, giving each its own age and refresh interval, which is meaningful when refresh cost is separable across segments (incremental training or per-segment models). We solve the resulting budget-allocation problem. In the frequent-refresh regime each segment's optimal refresh rate is proportional to the square root of its risk $w_j λ_j$ (weight times change rate), and the optimal policy never costs more than the uniform timer, beating it by a closed-form Cauchy-Schwarz "price of uniformity" that is zero for homogeneous workloads and grows with heterogeneity. In a discrete-event simulation with real Poisson change events, the optimal policy lowers realized weighted stale exposure by 8-29% relative to the uniform timer at matched refresh budget, winning on 86-100% of seeds; a naive exposure-threshold policy does not, showing the allocation is what helps; and the advantage survives 50% rate-estimation noise. The leverage in model refresh is not a better score but a better action.

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### ActiveLang: Active Open-Vocabulary 3D Mapping with Semantic-Uncertainty-Guided Exploration

Authors: Liyan Chen, Hairong Yin, Huangying Zhan, Yi Xu, Raymond A. Yeh, Philippos Mordohai
Published: 2026-10-07
Categories: cs.CV, cs.RO
arXiv: https://arxiv.org/abs/2610.09518v1

As robots increasingly assist humans with diverse tasks, they need both geometric and semantic understanding of their surroundings. Moreover, robots often operate in unfamiliar environments and take on new tasks without knowing the relevant concepts ahead of time. This motivates language-annotated 3D maps that support open-vocabulary scene understanding and human-robot interaction. We introduce ActiveLang, an autonomous system for active open-vocabulary 3D mapping with semantic-uncertainty-guided exploration. ActiveLang performs online language-feature adaptation on a compact dual-Gaussian representation to jointly reconstruct scene geometry, appearance, and open-vocabulary semantics with modest memory overhead. Its planner efficiently selects informative viewpoints, enabling effective mapping with fewer observations and lower computational cost. Experiments on Replica and ScanNet++ demonstrate substantial improvements in 2D and 3D open-vocabulary segmentation over both online and offline baselines, highlighting that actively exploring scenes builds language-annotated 3D maps more efficiently.

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### It Is Not Seeing the Hazard: A Frozen Vision-Language Safety Score Measures Its Caption Bank

Authors: Samuel Tetteh, Cody Fleming
Published: 2026-10-07
Categories: cs.CV, cs.LG
arXiv: https://arxiv.org/abs/2610.09517v1

Frozen vision-language models increasingly provide safety signals for reinforcement learning. Their use assumes that similarity to language describing danger indicates the hazard itself. Yet policy return and collision rate cannot reveal whether a score detects hazards or responds to correlated features of the scene. VLM-based methods have reported gains in driving and safe-RL benchmarks by converting image-text similarity into rewards, costs, or confidence weights. Such signals promise to reduce reliance on manually designed feedback. They may also reflect prompt structure, embedding geometry, or camera viewpoint, leaving their safety meaning unverified. To address this gap, we present a controlled evaluation of a frozen CLIP prompt-margin safety score. We apply the score to trajectories generated by policies that never receive it, match pre-contact observations to contact-free observations with comparable hazard geometry, and vary the captions, encoder, and camera view. Across three policies, 180 episodes, and 130 isolated contact onsets, the score decreases for about twenty steps before contact. Mechanism controls indicate that the score mainly tracks resemblance to the scene shared by its captions and changes with caption separation and camera view. A constant-confidence control retains the lower catastrophe-rate point estimate, so policy gains do not establish hazard perception.

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### STRIKE: Learning Visual State Transitions for Physical World Modeling

Authors: Wenbin Teng, Tianshuo Xu, Depu Meng, Yuelei Li, Quentin Herau, Yihan Hu, Yajie Zhao, Wei Zhan
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09514v1

Physical world modeling requires predicting how interactions change a scene, not merely generating coherent motion. We propose STRIKE, a framework that separates visual state transition learning from dense video generation. We construct event-aligned supervision by extracting observed states from training videos and pairing them with transition descriptions and temporal offsets. An image-based transition model learns to predict the next scene configuration from the current image, a local transition specification, and elapsed time. At inference, a pretrained vision-language planner predicts time transition specifications, and recursive application of the learned transition model produces a sequence of future visual states. A separately trained dynamic model then generates the complete rollout conditioned on these states and their temporal locations. Experiments on Physics-IQ Verified, PhyGenBench, Pisa-Experiments, and RoboTwin2.0 show improvements of STRIKE over the corresponding video-backbone baselines in benchmark measures of physical consistency and manipulation-video fidelity. These results support learned visual state transitions as an effective intermediate representation for physical world modeling.

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### OmniCam: Omni-Camera Trajectory Generation via Geometry-Grounded Pose Token Learning

Authors: Zhenyang Liu, Chenjie Cao, Yisu Zhang, Xuhui Zuo, Xiangyang Xue, Yanwei Fu, Tengfei Wang, Chunchao Guo
Published: 2026-10-07
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2610.09513v2

Camera trajectories control viewpoint changes in video generation, scene reconstruction, and robotic perception. Generating them from language requires both scene geometry and target-aware framing. We introduce OmniCam, an autoregressive model that generates camera pose sequences from a single panorama and textual trajectory descriptions. Its geometry-grounded pose token learning combines three components: a panoramic point-cloud encoder for omnidirectional geometric context; hybrid absolute-rotation and relative-translation tokenization with temporally consistent quaternion signs; and separate geometric and semantic conditioning streams with an explicit 3D target anchor. We also construct OmniCaT, containing 267,700 trajectories across four camera behaviors. On the reported OmniCaT evaluation, OmniCam reduces trajectory errors by 28--47% and collision rate by 65.8% relative to GenDoP retrained on OmniCaT. Against the best baseline for each metric, the ATE and collision reductions are 43.0% and 62.3%, respectively. Component ablations support the use of geometric and target-aware conditioning, while downstream experiments examine camera-controlled video generation and robotic active perception.

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### LiG-DETR: Local-in-Global Reassembly in Latent Space for Aerial Object Detection

Authors: Yupeng Zhang, Fangzhuo Gao, Juntao Cheng, Ziyi Zhao, Liang Wan, Ruize Han
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09511v1

Aerial object detection faces substantial scale and density variations. Small objects are easily degraded by downsampling and feature compression, while medium and large objects require sufficient global context. Existing methods mainly follow two paradigms: image slicing provides clearer local evidence but relies on independent crop-level prediction and post-processing, whereas feature- and query-level optimization preserves unified inference but operates on already compressed full-image representations, limiting recovery of fine-grained information. This raises a key question: can aerial detection directly acquire high-fidelity local evidence before feature degradation and integrate it into a unified end-to-end framework? To this end, we propose LiG-DETR, an Efficient Global-Local Reassembly framework that reformulates image slicing as high-fidelity local feature acquisition. A shared encoder extracts global and locally magnified features, which are projected into the detector feature space. The projected local features are reassembled according to their original spatial locations to form a globally aligned local feature level, and a single DETR decoder jointly decodes global and local features. To reduce redundant computation, Context-Preserved Selective Reassembly focuses high-resolution encoding on informative regions while preserving a dense feature layout, and Density-Aware Adaptive Query Allocation adapts the decoder query budget using encoder proposal scores. Experiments show substantial gains on small and medium objects while retaining strong large-object performance, with favorable accuracy--efficiency trade-offs and improved cross-domain generalization. The code will be released.

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### Physics-Informed Neural Plasticity: PDE Solvers That Reshape Themselves

Authors: Chun-Wun Cheng, Bingcheng Hu, Angelica I. Aviles-Rivero
Published: 2026-10-07
Categories: cs.LG, math.NA
arXiv: https://arxiv.org/abs/2610.09510v1

Physics-informed neural PDE solvers adapt their parameters to satisfy governing equations, yet their representational structure typically remains fixed throughout training. This rigidity is poorly matched to PDE solutions with strongly heterogeneous complexity across space and space--time, leaving capacity insufficient where the physics is difficult and redundant where it is simple. We introduce physics-informed neural plasticity, a paradigm in which the representation itself reshapes during optimization in response to unresolved physics. We instantiate this principle with Representation Capacity Adaptation for PDEs (ReCAP), a Gaussian-localized solver that dynamically redistributes capacity through local enrichment, residual-directed splitting, gate-based pruning, and function-aware merging. ReCAP uses responsibility-weighted error indicators and the geometry of residual energy to determine where and how to refine. To limit the disturbance introduced by splitting, we introduce quiet-child refinement, which initializes new components by transporting the parent representation while controlling instantaneous functional perturbation. We further establish conditional a posteriori reliability and structural-stability guarantees linking localized physics residuals to solution error and stable refinement. Across five challenging 3D and 4D PDE benchmarks against 11 physics-informed solvers, ReCAP achieves the lowest relative $L^2$ error on every problem, reducing error by $10.7\%$--$27.5\%$ relative to the strongest competing result. These results suggest that physics-informed solvers need not merely learn their parameters---they can learn how their representational capacity should be organized.

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### TERRA: Learning Transportable Latent Actions through Temporal Effect Representation and Relational Alignment

Authors: Tianxingjian Ding, Mubarak Shah, Yu Tian
Published: 2026-10-07
Categories: cs.CV, cs.LG, cs.RO
arXiv: https://arxiv.org/abs/2610.09509v1

Latent actions supervise robot policies with action-like codes inferred from visual transitions, and their usefulness hinges on two questions: what a code keeps from a transition, and whether it still means the same thing when reused in a different initial state. The first is a tension in time: an endpoint difference discards how motion unfolds, while the full sequence admits nuisance variation. The second is left open by reconstruction, which only ever observes a latent together with the state it came from. We argue that both questions can be answered in the same place. TERRA (Temporal Effect Representation and Relational Alignment) describes a transition by a compact temporal effect, its net feature change together with a low-order within-window dynamics component, and learns a continuous latent from this effect. The same effect space then serves as the reference for reuse: Effect-Anchored Transport (EAT) decodes a latent in other initial states and anchors the resulting effect to the one observed at its source, so that the latent is shaped by what it does across contexts rather than only by the transition it came from. With frozen linear readers, TERRA predicts actions more accurately than UniVLA and a LAPA-style baseline, degrades more slowly under visual distractors, and keeps transported transitions faithful to the donor action as the recipient context moves farther away; a same-budget control shows that these gains come largely from EAT. At matched pretraining scale, the complete system reaches 93.4% average success on LIBERO, compared with 91.8% for UniVLA.

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### Safe on Average, Unsafe in the Tail: When Is the Episodic-Cost Tail Controllable?

Authors: Samuel Tetteh, Cody Fleming
Published: 2026-10-07
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2610.09508v1

Safe reinforcement learning seeks policies that maximize return while satisfying constraints on cumulative cost. Most methods impose these constraints on expected episodic cost. Consequently, standard evaluations report mean episodic cost without characterizing how cost is distributed across episodes. A policy that satisfies the mean-cost criterion may therefore remain unsafe in its worst episodes. Mean-cost reporting neither identifies this tail violation nor shows whether it can be brought within budget while preserving return. In this work, we measure the episodic-cost tail using $\mathrm{CVaR}_{0.1}$, the average cost of the worst $10\%$ of episodes. We classify a policy as tail-safe when $\mathrm{CVaR}_{0.1}$ is within the safety budget. This allows us first to identify policies that are safe on average but unsafe in the tail and then to study whether their tail violations can be controlled while preserving return. To identify tail-unsafe policies, we evaluate five standard algorithms on three Safety-Gymnasium navigation tasks. We then examine four constraint families on dense-hazard navigation and assess tail control across four navigation and four locomotion tasks.

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### Adjoint-Based Calibration and Optimal Control of Stochastic Multiscale Bioprocess Digital Twins

Authors: Keilung Choy, Wei Xie
Published: 2026-10-07
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2610.09505v1

We develop a bias-aware digital-twin calibration and control framework for multiscale bioprocess models within a biological systems-of-systems (Bio-SoS) paradigm. The digital twin is represented by a stochastic differential equation (SDE) model and calibrated from sparse, discrete observations using quasi-likelihood estimation and adjoint sensitivity analysis. SDE generator-based moment expansions characterize truncation-induced parameter bias, while forward-backward adjoints quantify how calibration uncertainty propagates to value functions and policy performance. The resulting parameter-error distribution supports both policy-directed adaptive experimental design and uncertainty-aware policy optimization through a second-order Gaussian-averaged objective. We characterize the asymptotic behavior of the resulting exploration criterion and derive a physical-system performance under the optimized policy. To implement these ideas, we develop an Actor-Simulator algorithm that jointly updates model parameters, selects informative experiments, and optimizes control policies. Numerical studies demonstrate improved calibration accuracy, sample efficiency, and control performance relative to state-of-the-art baselines.

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### RT-DETR-World: Transferring Rich LLM Semantics to Real-Time Open-Vocabulary Detection

Authors: Yupeng Zhang, Ziyi Zhao, Juntao Cheng, Sheng Wang, Ningnan Guo, Ruize Han, Liang Wan
Published: 2026-10-07
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09502v1

Open-vocabulary detection (OVD) recognizes categories unseen during training through textual category queries, yet achieving strong generalization with real-time efficiency remains challenging. Beyond vocabulary scaling, zero-shot generalization may benefit from reusable visual--semantic cues learned from seen data, including attributes, actions, states, and contextual relations. Existing real-time OVD methods primarily emphasize vocabulary coverage and efficient region/query--text matching; under strict efficiency constraints, compact detectors may struggle to absorb rich instance semantics and scene context. We propose RT-DETR-World, a compact DETR-style detector that transfers the rich semantics conveyed by descriptions during training while retaining lightweight query--text matching at inference. We construct GroundingCapv2 with three levels of supervision: category names for standard OVD, object descriptions conveying instance-level semantics, and image descriptions conveying object relations and scene context. These descriptions serve only as training-time semantic supervision. To help the compact detector absorb these semantics, we propose Dual-Path Description Alignment (DDA), combining a deployment-consistent MiniLM pathway with a training-only LLM teacher. MiniLM provides query--category supervision and object-description alignment, while offline teacher features supervise matched queries and global visual representations at the object and image levels, respectively. All teacher features are precomputed, and the teacher-side modules are removed after training. We further propose Relation-Aware Negative Relaxation (RNR), which uses teacher-derived semantic similarities to relax related negatives while preserving exact positives. Experiments demonstrate competitive zero-shot accuracy and a favorable accuracy--efficiency trade-off. The code will be released.

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