# Research Papers — 2026-10 · bundle page 105 of 156

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### Covariate-dependent Joint Modeling of Multivariate Ordinal Preferences and Its Connections with Comparison Models

Authors: Yujie Chen, Antik Chakraborty, Anindya Bhadra
Published: 2026-10-06
Categories: stat.ML, cs.LG, stat.ME
arXiv: https://arxiv.org/abs/2610.09070v1

Multivariate ordinal data along with covariates are commonly collected in problems ranging from alignment of language models with human preferences, as well as in recommender systems. For example, data sets such as MovieLens contain several movies rated on a scale 1--5 by human users, along with their demographic information such as age or gender. Similarly, data sets such as HelpSteer collect human feedback on several attributes such as "helpfulness" or "verbosity" of LLM response on an ordinal scale, with covariates depending on the LLM prompt--response pairs. Unfortunately, the standard approaches for modeling these data (a) look at the attributes individually rather than jointly, and (b) often convert the data into pairwise or list-wise win--loss comparisons for fitting models such as Bradley--Terry and Plackett--Luce. Both of these lead to a coarsening of what is actually observed, which we address via a joint covariate-dependent consecutive ratio Markov random field model. We also show pairwise or listwise comparison models are obtained under restrictions of our joint model, and that joint modeling improves comparisons. We also develop a maximum likelihood inference procedure even in the presence of an intractable normalizer.

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### GUARD: Geometric Uncertainty-Aware Point Cloud Denoising and Segmentation for Robotic Hard Disk Drive Disassembly

Authors: Zuoxu Wang, Xiao Liang
Published: 2026-10-06
Categories: cs.CV, cs.RO
arXiv: https://arxiv.org/abs/2610.09068v1

Reliable robotic disassembly requires part-level representations that distinguish genuine component geometry from scanning and reconstruction artifacts. In point clouds of hard disk drives (HDDs), structured ghost artifacts can resemble valid components locally while remaining inconsistent with the overall geometry, allowing erroneous measurements to receive plausible semantic labels. This creates an engineering information problem: semantic prediction confidence alone does not establish whether the underlying geometry is reliable. We propose \textbf{GUARD}, a geometric uncertainty-aware framework that performs point filtering and segmentation within a single forward pass by modeling the reliability of learned geometric representations. GUARD combines a multi-scale geometric transformer with a multi-bandwidth random Fourier feature Gaussian Process to estimate per-point geometric uncertainty, complemented by predictive entropy to suppress unreliable measurements while preserving informative structures. Evaluation on 2,745 real HDD point clouds shows that GUARD improves PointNet++ segmentation mean intersection over union from 0.7739 to 0.8318. Additional experiments on ShapeNetPart and ScanNet examine robustness across corruption types, point-cloud domains, and segmentation backbones. On manually annotated ScanNet samples, geometric uncertainty achieves a corrupted-point detection F1 score of 0.7931, compared with 0.2212 for predictive entropy. The results demonstrate the value of distinguishing geometric reliability from semantic confidence and reveal a tradeoff between artifact suppression and preservation of informative structures. GUARD contributes a reliability-aware approach to interpreting imperfect 3D measurements for component identification and subsequent robotic handling. Project website: https://001-wang.github.io/GUARD_Point_denoiser/.

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### Talking with Language Models

Authors: James Ravi Kirkpatrick, Alexandru Radulescu, Rachel Katharine Sterken
Published: 2026-10-06
Categories: cs.CY, cs.AI, cs.CL, cs.LG
arXiv: https://arxiv.org/abs/2610.09064v1

When we interact with large language models (LLMs), are we having a conversation? They are designed to invite us to treat them as intelligent interlocutors who remember, act, and make commitments. But appearances deceive. We introduce the artifactual stance, a framework that reconceives human-AI interaction as artifact-mediated exchanges of candidate texts. LLM outputs are candidate texts optimized for utility, not utterances bearing meaning or force. LLMs are sophisticated text generators, not speakers. Between sessions, nothing runs; between turns, no one remembers. What persists is a configuration and a transcript. The "conversation" is a user's solo performance, interpretive labour disguised by interface and artifact design. This shift dissolves recent philosophical puzzles. Questions about what 'I' and 'you' refer to in AI exchanges, about whether systems can lie or be held to promises, about the identity of our supposed interlocutors all rest on a false presupposition. There is no speaker behind the screen, hence no one to refer to, no one to hold responsible. What feels like dialogue with someone is interaction with an artifact that generates text at unprecedented scale and fit. By abandoning the conversational framing, we see these systems for what they are: immensely sophisticated artifacts that afford varied uses. The philosophical questions that matter are about the normative underpinnings of design, adoption, authorization, and human practices of use.

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### Multi-Label Topic Assignment via LLM Distillation: A Comparative Analysis of Generative vs. Discriminative Student Models

Authors: Sourabh Kasliwal, Shubhranshu Singh
Published: 2026-10-06
Categories: cs.LG, cs.CL
arXiv: https://arxiv.org/abs/2610.09063v1

Multi-label topic assignment for user-generated content (UGC) -- including product reviews and buyer-seller conversations -- poses unique scalability challenges in large-scale e-commerce due to informal language, extreme label sparsity, and rapidly evolving taxonomies. While utilizing Large Language Models (LLMs) as labeling oracles to distill ground-truth data has emerged as an industry standard to bypass prohibitive manual annotation costs, determining the optimal, low-latency architecture for the resulting student models remains an open challenge. To address this, we conduct a comprehensive evaluation across Small Language Model (SLM) parameter scales (1B, 4B, and 8B) and architectural paradigms (causal generative versus bidirectional discriminative). Comparing generative text-to-label classifiers against discriminative baselines (DeBERTa-V3 and ModernBERT), our analysis reveals a crucial data-dependent trade-off: while discriminative models outperform ultra-lightweight generative models on structured product reviews, even the smallest 1B generative model surpasses discriminative baselines on complex, multi-turn conversational data. Furthermore, generative models maintain robust performance under massive label-set expansion (up to 112 topics) and severe long-tail distributions, whereas discriminative baselines suffer a 35% drop in Macro-F1 at scale. Finally, we detail the successful production deployment of these optimized models across both product review and conversational domains, demonstrating strict latency compliance and tangible business impact at a global marketplace scale.

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### EDiS: Edge Disjoint Subgraph Sparsification Framework for Graph Neural Networks

Authors: Sai Karthik Navuluru, Siddhartha Shankar Das, Franck Dernoncourt, S M Ferdous, Ryan A. Rossi, Nesreen K. Ahmed, Baris Coskunuzer, Alex Pothen, Lakshman Tamil, Mahantesh M Halappanavar
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09059v1

Sparse GNN training reduces computation, but deciding which edges to keep can be costly. Reusing one sparse graph is cheap, but locks training to a fixed topology, while varying it across epochs can require repeated sampling or recomputation. We introduce EDiS (Edge-Disjoint Subgraph sparsification framework), which separates one-time structural extraction from per-epoch graph composition. EDiS decomposes the graph once into cacheable edge-disjoint subgraphs, then recombines them into graphs with edge-budget constraints across epochs and retention ratios without re-extracting structure. Our default construction uses feature-based scores and successive maximum score covering forests, while the same composition mechanism also supports alternative edge selection rules. We provide a combinatorial analysis of the per-epoch sampler, the composition step that draws a training graph from the cached decomposition. We show that, under the default covering-forest selector, the stored decomposition deterministically preserves high-score cut edges, and we derive a selector-agnostic conditional bound on high-score cut survival in composed training graphs. Across 19 homophilic, heterophilic, and large-scale node classification benchmarks against 17 baselines under the same edge budget, EDiS achieves the highest mean benchmark score (accuracy/ROC-AUC) and the lowest average rank and gap-to-best among ranked methods. Ablations show the clearest benefits of structural decomposition and epoch variation at tight edge budgets.

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### Learning Cross-Model Activation Alignments with Explicit Many-to-Many Layer Maps

Authors: Alina Sudakov, Guy Bar-Shalom, Fabrizio Frasca, Haggai Maron
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09058v1

LLMs are released at a rapid pace, raising a natural question: how do two independently trained models relate, both in which layers correspond and in how features transform between them? We study this by learning an activation alignment, a map from a source model's layerwise activations to a target's. Our method, MATCHA, factors this map into a layer map, whose output is an explicit target-by-source matrix that can be extracted and inspected, and a layer-shared feature map between hidden spaces. Most of prior work fixes the layer correspondence in advance, pairing layers at roughly the same relative depth; in contrast, we learn both factors jointly from prompts. Across 42 pairs of seven models spanning three different families, MATCHA reconstructs the target's activations more faithfully and improves retrieval-based metrics substantially, w.r.t. previous approaches. The recovered maps are broadly monotone in depth but, in contrast with most previous approaches, are consistently many-to-many: each target layer draws on a band of source layers. Our alignments also enable transfer of activation-space interventions, allowing steering vectors and probes developed for one model to transfer to another.

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### Epistemic Uncertainty-Aware Defect Detection for Quality Control in Medical Device Manufacturing

Authors: Raham A. Butt, Marco Romanelli, Roche C. de Guzman
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09057v1

Objective: We investigate whether accounting for epistemic uncertainty can improve the reliability of automated defect detection in medical device manufacturing. Methods: We consider a machine learning framework that operates on heterogeneous manufacturing and device-report data represented with Knowledge Graphs. To mitigate errors arising from uncertainty in the decision model, we analyze a principled rejection strategy to abstain from predictions whose estimated epistemic uncertainty exceeds a specified threshold. We evaluate the approach using standard synthetic benchmarks and real-world medical device report data. Results: The theoretical results establish the validity of the method characterizing the regimes under which it is expected to be effective. Empirically, the rejection strategy enables explicit control of coverage, that is, the proportion of samples for which the model issues predictions, while improving performance on the retained samples. On 266,170 real-world FDA MAUDE device reports, a 10% abstention rate reduces classification error by 48%, and more aggressive rejection (approximately 70% coverage) yields near-perfect accuracy on the retained samples. On standard synthetic manufacturing benchmarks, abstaining on 9% of the decisions, our approach reduces the risk up to 63% compared with the standard no-abstention approach. Conclusions: Abstaining from predictions with high epistemic uncertainty can provide a practical tool for controlling the reliability of machine learning-based defect detection, especially in high-stakes medical device manufacturing applications. Significance: Uncertainty-aware defect detection may support safer and more reliable quality assurance in medical device manufacturing by identifying cases that require additional inspection rather than issuing potentially harmful predictions.

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### A Geometry-Based Capacity Theory for Finite-Feature Associative Memory

Authors: Jianhai Zhang, Donghao Zhang, Pattarawut Charatpangoon, Bijoy Menon, M. Ethan MacDonald, Wu Qiu, Aravind Ganesh
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09056v1

We develop a geometry-based capacity theory for exact-key retrieval in compressed finite-feature Hebbian associative memory. For random or approximately isotropic values, retrieval interference separates into finite-feature noise, which decreases with feature dimension, and structural interference, which is determined by squared kernel overlap among stored keys and persists in the infinite-feature limit. This yields a fit-free prediction of retrieval quality, reveals a geometry-dependent capacity ceiling, and predicts the feature budget required for a target retrieval quality. When stored values are correlated, we show that retrieval depends jointly on the key kernel and value Gram matrix, and derive finite-feature approximations that account for this interaction. We validate the theory on synthetic, visual, and medical-image representations. Overall, the framework links representation geometry directly to memory capacity and distinguishes when performance can be improved by increasing the feature budget and when the representation itself must be changed. Across these settings, the predicted retrieval curves closely match empirical behavior and correctly identify changes in the preferred memory design.

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### MimicX: Policy-in-the-Loop Supervision Refinement for Video-Driven Humanoid Motion Tracking

Authors: Shuaijun Liu, Chenglong Zhang, Xuhao Liu, Feiyang You, Yifan Liao, Shuyang Hao, Chaozhe Zhang, Chengyu Wu, Zhen Sun, Ningxin Su
Published: 2026-10-06
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2610.09055v1

Human videos provide rich motion targets for humanoid learning, yet visually plausible references can still produce persistent failures under physics-based execution. These failures reveal where training supervision should change. We present MimicX, a policy-in-the-loop framework that uses execution feedback to refine video-driven humanoid motion tracking. Starting from reconstructed and retargeted motion, MimicX localizes difficult transitions and affected body regions, then jointly adapts tracking objectives and the reset curriculum for policy continuation. Repeated rollout verification selects execution-priority improvements subject to tracking guards. Across four core video tasks, MimicX consistently improves tracking accuracy and Robust Execution Horizon relative to the Fixed Reference baseline. Task-averaged results show a 25.7% reduction in body-tracking error and a 255.6% increase in execution horizon. Additional video, motion-reference, and collision-scene studies evaluate the method beyond the core tasks, while MimicX-HLoop accelerates feedback through heterogeneous execution. Overall, MimicX turns policy failure into actionable supervision for deciding what to refine and which refinement to retain.

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### Justice After Identity: Large Language Models and the View from Everywhere

Authors: W. Russell Neuman
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09053v1

The search for a common view of justice and fairness has challenged human collective activity, as our diverging judgments are unavoidably shaped by the self-interests of social position, personal benefit, cultural inheritance, and historical circumstance. John Rawls famously attempted to overcome this limitation through popularizing a philosophical tradition known by the phrase "the original position" - a thought experiment by which people select principles of justice without knowing the identities or advantages they will possess. Critics, however, have long questioned whether people can meaningfully suspend their social identities and suppress morally relevant forms of lived experience. Artificial intelligence engaged to calculate algorithmic and agentic fairness introduces a novel possibility. LLMs have no singular class, race, gender, nationality, or biography, yet their parameters encode linguistic representations of a vast range of human identities and moral traditions. Perhaps the ethical judgments of LLMs could approximate an integrative original position - a "view from everywhere" generated not by excluding social identities but by computationally incorporating their diversity.It is unlikely that humankind will "hand over the keys" to computational systems by simply delegating complete agentic control of distributive and procedural collective processes. But AI may play a role, perhaps a positive one, interacting with individual and collective human judgment as we often confront increasingly polarized views on what is fair and just. We present data comparing human, base model, and frontier/fine-tuned model judgments about classic moral dilemmas while systematically varying identity relationships and Rawlsian constraints on identity. We conclude by speculating whether, if advanced AI systems provide humans with thoughtful advice, humans would actually be likely to accept it.

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### BeatFlow-ECG: Rectified Flow for ECG Reconstruction from Indirect Wearable Signals

Authors: Mohamed Kamel, Sahar Selim, Walaa Medhat, Tamer Nadeem
Published: 2026-10-06
Categories: cs.LG, eess.SP
arXiv: https://arxiv.org/abs/2610.09052v1

Continuous cardiac monitoring outside clinical settings requires signals that are both informative and practical to collect during daily life. Electrocardiography (ECG) provides rich information about cardiac rhythm and waveform morphology, while wearable photoplethysmography (PPG) is easier to acquire continuously but is only an indirect cardiovascular measurement and is highly sensitive to motion. We present BeatFlow-ECG, a conditional rectified-flow model for reconstructing single-channel ECG from synchronized PPG and inertial measurements. BeatFlow-ECG models reconstruction as conditional transport from noise to ECG using a convolutional encoder-decoder with a transformer bottleneck and explicit flow-time conditioning. Motion information is incorporated through IMU-derived conditioning features, motion-dependent loss weighting, and an easy-to-hard training curriculum. We evaluate the model under leave-one-subject-out protocols on PPG-DaLiA and WESAD. BeatFlow-ECG achieves the best results among the evaluated deterministic, adversarial, and diffusion-based baselines across all reported waveform and beat-timing metrics, with Pearson correlations of 0.983 and 0.986 and R-peak F1 scores of 0.946 and 0.955, respectively. Compared with Conditional DDPM-1D, L1 error decreases from 0.085 to 0.062 on PPG-DaLiA and from 0.074 to 0.055 on WESAD. Additional analyses on PPG-DaLiA show higher correlation in fixed R-peak-relative waveform regions and lower reconstruction error across low-, medium-, and high-motion subsets.

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### A Self-Pruning Transformer: Extreme KV-Cache Compression with Universal Attention

Authors: Davis Wertheimer, Haochen Shen, Ahan Gupta, Derrick Liu, Yu Chin Fabian Lim, Mudhakar Srivatsa, Raghu K. Ganti, Minjia Zhang, Naigang Wang
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09051v1

The large KV-cache size of modern LLMs creates a barrier to efficient deployment. Recent work has explored replacing attention layers' RoPE positional embeddings with alternative decay-based mechanisms, which can then be used to prune KV-cache during inference. However, these decay functions have limited expressivity, and in practice devolve into sliding-window-like eviction patterns. In this work, we propose a unifying framework for complementary and novel decay mechanisms, capturing complex key statistics and interactions while preserving expressive RoPE embeddings and Softmax attention. The resulting Universal Attention is a highly expressive and end-to-end trainable architecture, whose composite decay mechanism acts as a natural, $\textit{adaptive}$ pruning criterion, removing tokens that contribute least to attention computation. Experimentally, Universal Attention achieves state-of-the-art $10\times$ compression on natural language and synthetic task data, while $\textit{improving}$ downstream performance compared to both state-of-the-art baselines and unpruned oracles. It further demonstrates superior long-context generalization with unprecedented $25\times$ compression at length 16k.

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### Towards Financial World Modeling

Authors: Humzah Merchant, Alec Guthrie, Simon Mahns, Randall Balestriero, Bradford Levy
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09048v2

Building a world model requires a state representation useful for planning and decision-making---potentially over tasks unknown at training time. In the context of financial markets, planning and decision-making may require a model to reason about market-wide conditions, asset-specific expected returns, liquidity, volatility, and cross-asset relationships. Yet financial representation learning has largely been evaluated on individual predictive tasks, oftentimes on a single time period using comparatively narrow datasets. We address this through three primary contributions. First, we introduce Market-1T, a dataset containing nearly one trillion observations across U.S. equities from 2008 to 2025 at 1 Hz resolution. Second, we develop and implement a rigorous evaluation protocol. Third, we conduct a systematic large-scale study of financial representation learning, comparing 18 encoder-training strategies across nearly two decades of market regimes. We evaluate learned representations both by their predictive utility on common finance tasks and through probes of latent structure. We find that encoders with similar predictive performance can organize market state very differently. Collectively, we establish a foundation for training and evaluating financial market representations in support of world models such as DINO-WM, V-JEPA 2, and LeWM.

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### Learning Transition Kernels of Jump-Diffusion Processes with Conditional Diffusion Models

Authors: Yuzhen Zhao, Yating Liu, Quentin Guibert
Published: 2026-10-06
Categories: stat.ML, cs.LG
arXiv: https://arxiv.org/abs/2610.09045v1

We study the problem of learning transition kernels for time-homogeneous jump-diffusion processes using conditional diffusion models, with the goal of generating new sample paths from training data consisting of N independent trajectories observed on a high-frequency discrete time grid. On the theoretical side, we establish non-asymptotic bounds for the conditional score estimation error and for the KL divergence between the laws of the true and generated discretely observed paths. On the numerical side, we first evaluate our method on synthetic data to assess the theoretical findings and benchmark its performance against the approach of Gao et al. (2025). We then apply our method to real-world data and investigate its performance on a probabilistic forecasting task.

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### Quadratic Weak-to-Strong Generalization in Random Feature Networks via Random Matrix Theory

Authors: Deborah Oliveira, Elliot Paquette
Published: 2026-10-06
Categories: stat.ML, cs.LG, math.PR
arXiv: https://arxiv.org/abs/2610.09044v1

Weak-to-strong generalization is the phenomenon where a strong student model trained with labels produced by a weak teacher model is able to generalize better than the teacher. In this paper, we study this phenomenon in two-layer random feature networks where the model strength is determined by its width. Using tools from random matrix theory, we derive deterministic equivalents for the population errors of an optimally trained teacher and a student trained with gradient flow. For ReLU activation and a pure spherical harmonic target, we obtain sharp asymptotics under a Gaussian universality assumption, showing a quadratic improvement: the student error scales as the square of the teacher error. These results attain the general lower bound of Medvedev at al (2025). We also analyze how the student behaves under more general stopping times and targets supported on multiple harmonic degrees, characterizing the regimes in which weak-to-strong generalization occurs and identifying the transition between quadratic, non-quadratic, and no improvement.

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### Careful Judge: Safe and Efficient Human-AI Collaborative Decision Making

Authors: Chenyu Zhang, Rachel Luo, Boyi Li, Anjali Parashar, Marco Pavone, Apoorva Sharma
Published: 2026-10-06
Categories: stat.ML, cs.AI, cs.LG
arXiv: https://arxiv.org/abs/2610.09043v1

In human-AI collaborative decision making, human review can prevent unsafe AI decisions, but each human judgment is costly. Treating human intervention after AI abstention as a one-off fallback misses the opportunity to improve future AI decisions for greater automation, yet AI adaptively learning from selectively queried human feedback breaks safety guardrails calibrated for old models. We approach this challenge with CARE---calibrated adaptive rectification and escalation---an end-to-end pipeline that combines AI models and human reviewers to guarantee safe, human-aligned decisions, while continuously learning from human feedback to achieve greater automation with fewer human queries. CARE is principled, general, modular, and works with any black-box AI model. Our novel adaptive calibration module guarantees risk control at every time step for any rectification module. We further show how CARE improves query efficiency when the AI model is well trained and the human-AI misalignment has a clear structure. Experiments on four safety-critical real-world datasets spanning driving, language, and robotics demonstrate that CARE achieves human-aligned decisions while reducing human queries by 25-81% relative to baselines.

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### ORACLE: Optimizer-Relative Alignment for Constrained LEarning

Authors: Utkarsh Grover, Wyatt Mackey, Kaixun Hua, J. Morris Chang, Xiaomin Lin
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09040v1

Constraint handling methods typically intervene before the optimizer acts, by modifying the objective or the gradient. Yet momentum, adaptive scaling, and structured preconditioning can substantially reshape that signal before it becomes a parameter update. We formulate optimizer relative constrained learning, where constraint compatibility is assessed on the post optimizer update. Building on this view, we introduce ORACLE, which evaluates the native optimizer's realized step through a joint endpoint linearization of heterogeneous constraint families, constructs the resulting alignment in the optimizer's own geometry, bounds its authority, and commits it only after validation. We evaluate ORACLE across eight Partial Differential Equation benchmarks and four optimizers spanning Euclidean, diagonal adaptive, and structured preconditioned geometries, where it improves or matches native optimizer in 94% of configurations. Cross model analysis shows the same behavior in 92% of configurations, while matched comparisons show improvements over alternative constraint-handling methods acting at the objective, gradient, and post-optimizer levels.

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### From High Recall to High Utility: Dataset-Adaptive Post-Processing of LLM-Generated Customer Intents

Authors: Mahesh Viswanathan, Joan Rossello, Leticia Fernandes, Paul Mutawe
Published: 2026-10-06
Categories: cs.AI, cs.IR
arXiv: https://arxiv.org/abs/2610.09039v1

Large language models can extract useful signals from heterogeneous enterprise data, but high-recall extraction often produces outputs that are duplicated, uneven in granularity, semantically overlapping, or too numerous for downstream systems and human reviewers to use effectively. We present a dataset-adaptive post-processing architecture developed for Customer Intent Extraction (CIE), where unstructured customer language is transformed into stable, traceable intent units. The approach separates recall-oriented extraction from utility-oriented reduction. Source-specific preprocessing first isolates evidence from multimodal plans, sparse operational records, and structured opportunity data. Candidate intents are then standardized and deduplicated, optionally enriched with metadata for embedding computation, represented in a shared semantic vector space, and grouped using a clustering strategy selected according to the candidate set's characteristics. Cluster-level keywords provide an explainability layer, while singleton reassignment requires agreement between embedding and keyword similarity. Finally, constrained language-model aggregation produces one concise intent per cluster without introducing unsupported concepts, and the resulting unit retains provenance, clustering, embedding, and generation metadata. This treats post-processing not as cosmetic cleanup, but as a semantic reduction layer converting high-recall LLM outputs into reusable enterprise intelligence. We also describe two downstream applications: Machine-Generated Intents, which infer likely objectives for customers lacking direct evidence from peer customers with similar profiles, and intent-guided semantic retrieval and mapping, which uses the stable intent as a query against a downstream decision space, illustrated here by mapping customer intents to business outcomes.

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### When the Governor Becomes the Disturbance: Control-Generated Disturbance and Cost-Aware Backoff in Governed Tool-Using Agents

Authors: Veronique Ziegler
Published: 2026-10-06
Categories: cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2610.09037v1

Supervisory governors can interfere with the tool-using agents they regulate. We study this possibility in a controlled file-recovery environment where increases in regulatory intensity trigger experimentally imposed tool failures. A cost-blind governor can turn these failures into persistent blocking that prevents task completion. We compare this governor with a backoff rule that reduces intervention probability using a moving average of known induced events. On a hand-coded stochastic-policy agent, the failure pattern appears under both result replacement and execution of corrupted tool arguments. For the persistent policy, adaptive backoff improves completion relative to a fixed weak governor with approximately matched intervention frequency. A Gemini 2.5 Flash experiment comprising 576 episodes across 6 tasks also shows reduced blocking and improved completion under backoff; among the tested settings, intermediate backoff strength achieves the highest observed aggregate success. These results identify an interaction between intervention cost and persistent action blocking, together with a possible mitigation. The cost mechanisms are imposed and their induced events are directly observable to the backoff rule; applicability beyond this controlled environment remains an empirical question.

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### Shared-Roadmap Generation and Evaluator for Multi-Agent Path Planning Using Heterogeneous Graph Neural Network

Authors: Brandon Ho, Nikola Rogers, Seung-Kyum Choi
Published: 2026-10-06
Categories: cs.AI, cs.LG, cs.MA, cs.RO
arXiv: https://arxiv.org/abs/2610.09034v1

Multi-agent path planning (MAPP) in continuous environments often relies on roadmaps to balance safety and search efficiency. However, traditional roadmap generation methods, such as lattice grids or standard sampling-based approaches, frequently face a trade-off between graph density and the likelihood of finding feasible, high-quality solutions. In this paper, we propose a scalable heterogeneous Graph Neural Network (GNN) framework for the automated generation and evaluation of shared multi-agent roadmaps. Our model covers the representation of waypoints, agent locations, and task locations as distinct nodes in a heterogeneous graph, allowing it to reason over global connectivity and inter-agent interactions. By training on occupation density maps aggregated and collected from expert solver trajectories, the GNN learns to identify critical points of interest and prune redundant nodes and edges. This process produces a compact, coordination-aware roadmap that is invariant to task permutations and is reusable for multi-agent pick and delivery tasks. Experimental results demonstrate that our framework can reduce planning effort and can potentially find better solutions, reaching at least 40% reduction in runtime and in graph size for dense roadmaps.

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### Quad-State Safety Evaluation of Open-Weight Large Language Models on Non-Canonical Inputs

Authors: Pavan Maddula
Published: 2026-10-06
Categories: cs.CL, cs.AI, cs.CR, cs.LG
arXiv: https://arxiv.org/abs/2610.09033v1

Standard safety evaluations of large language models assess harmful requests written in canonical plain text, while models in real-world deployment routinely receive inputs containing emojis, altered spellings, encoded strings, and character-level variations. This work introduces the Adversarial Surface-Form Robustness Dataset (ASRD), comprising 2,100 prompts across seven distinct surface-form families. Five open-weight language models are evaluated across these prompts, producing 10,500 responses. The Quad-State Evaluation Rubric classifies each response into one of four outcomes: harmful compliance, safe response, comprehension failure, or indeterminate. Emoji and invisible Unicode variations cause almost no comprehension failure, with pooled harmful compliance of 20.27% and 17.20% against a 22.87% baseline that is driven mainly by Mistral 7B, whereas leetspeak, encoded wrappers, and hybrid transformations score 2.40%, 0.13%, and 2.40% while comprehension failure rises to 36.47%, 65.60%, and 34.47%. Inspection of raw model outputs reveals three response behaviors: hallucinated benignity, structural collapse, and language drift. Project page: www.pavanmaddula.com/quadstate

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### Shape-Bayes: Bayesian Inference of Structured Shapes under Visual Ambiguity

Authors: Mani Kumar Tellamekala, Tosh Brown, Michel Valstar
Published: 2026-10-06
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.09032v1

Perceiving structured shapes, such as human faces, from pixels is an inherently ambiguous task in real-world conditions. Yet, shape inference is largely posed as a deterministic regression task predicting fixed spatial coordinates. We find that deterministic regression is brittle when visual evidence is ambiguous or incomplete; under severe occlusions deterministic models exhibit structural collapse, predicting incoherent shapes or reverting to generic averages. To address this, we introduce Shape-Bayes, a probabilistic framework that couples uncertainty-aware visual perception with Bayesian shape reasoning. Rather than forcing point estimates, Shape-Bayes dynamically weights visual evidence against geometric priors to infer a structurally valid shape posterior. Demonstrated on human face shape regression, a rigorous testbed featuring complex non-rigid deformations and strict anatomical constraints, Shape-Bayes comprises: (1) a base model predicting noisy landmarks alongside distilled aleatoric uncertainties; (2) a lightweight Transformer encoding these observations into an adaptive prior over a PCA shape manifold; and (3) a differentiable Bayesian solver computing closed-form posteriors by balancing the noisy predictions against this prior. By guaranteeing complete structural integrity, Shape-Bayes achieves an absolute improvement of up to ~34% IDR over state-of-the-art deterministic models. Simultaneously, it yields highly calibrated uncertainty bounds and reduces relative error by up to 12.5%, establishing a new state-of-the-art for robust 2D face shape regression under severe occlusion. The project page is at https://shape-bayes.github.io.

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### Beyond Explanation: Debugging Medical Imaging Models via Concept Intervention

Authors: Samrajya Thapa, Daniel J. Quest, Timothy L. Kline, Carrie L. Langstraat, Emanuel C. Trabuco, Wei Le
Published: 2026-10-06
Categories: cs.CV, cs.LG
arXiv: https://arxiv.org/abs/2610.09031v1

Medical imaging models often operate as black boxes, limiting interpretability and systematic debugging. We introduce an easy-to-use, plug-and-play framework for concept-based interpretation and model refinement. By aligning a single-modality encoder to BioMedCLIP, we construct a Concept Bottleneck Model (CBM) that enables concept-level interventions. These interventions allow us to isolate causal versus spuriously correlated concepts, validate insights with domain experts, and generate counterfactual samples for targeted fine-tuning. We evaluate our framework on a Mayo Clinic ultrasound dataset and the CheXpert 5x200 chest X-ray dataset. Results demonstrate that concept intervention enables reliable model diagnosis while maintaining, and occasionally improving predictive performance via guided fine-tuning. Our findings highlight the practical value of this framework for controlled, interpretable refinement of clinical deep learning models.

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### Graph-monotone entrywise guarantees for MLE and Rank Centrality on general comparison graphs

Authors: Yuepeng Yang, Cong Ma
Published: 2026-10-06
Categories: math.ST, stat.ML
arXiv: https://arxiv.org/abs/2610.09030v1

Pairwise comparisons are widely used to infer latent scores and identify top-ranked items. Although sharp statistical guarantees are available under uniform sampling, real data often induce irregular comparison graphs with heterogeneous observation counts across pairs. In this paper, we study an arbitrary fixed comparison graph under the Bradley--Terry--Luce model with minimal assumptions. We prove that both the standard maximum likelihood estimator and Rank Centrality achieve a high-probability entrywise error rate of order $1/\sqrt{λ_{\mathcal{D}}}$ up to logarithmic and dynamic-range factors, where $λ_{\mathcal{D}}$ is the algebraic connectivity of the count-weighted observation graph. This guarantee is graph-monotone since $λ_{\mathcal{D}}$ cannot decrease when additional comparisons are added. Under heterogeneous sampling, where comparison pairs are sampled independently with unequal probabilities, our guarantee improves existing error bounds or requires weaker assumptions. We further extend our analysis to show that both estimators are robust against outcome-adaptive augmentation, where an adversary can choose additional comparison pairs after observing the initial outcomes.

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### Visual Memory Attacks Can Persist Through The KV Cache

Authors: David Dobre, Leo Schwinn, Gauthier Gidel, Spandana Gella, Perouz Taslakian, Pierre-André Noël
Published: 2026-10-06
Categories: cs.CR, cs.AI, cs.CV
arXiv: https://arxiv.org/abs/2610.09027v1

Modern language model systems operate autonomously over increasingly long contexts containing untrusted text and images. Can an adversarial input continue to steer a model even after that input is removed from its context? We show that attacks can be trained to persist through the key/value (KV) cache of subsequent tokens, allowing adversarial influence to outlive direct access to its source.We consider the Visual Memory Injection (VMI; Schlarmann and Hein, 2026) attack setting, in which an adversarial image that stays in the context plants a hidden backdoor: the model behaves normally until a chosen trigger elicits an attacker-chosen response. We first demonstrate persistence in this setting with optimized soft prompts, which remain effective after we mask the prompt from attention. We then introduce Persistent Visual Memory Injection (P-VMI), which optimizes images to preserve this adversarial behaviour after they are masked from attention. These attacks persist over conversations substantially longer than those used during optimization. On Qwen3-VL-8B-Instruct, P-VMI achieves up to approximately $90\%$ target success in its strongest configuration and remains effective under a stricter removal setting that exposes the image only on the first turn. A cache-swap ablation localizes the persistent influence to the KV cache. Finally, we show that these attacks can be trained to survive compaction that retains the KV cache of a summary generated by the same model, demonstrating that adversarial behaviour can persist in cached state without continued access to its source.

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### BEACON-SP: Ontology-Grounded GraphRAG Framework for Clinical Suicide Risk Assessment

Authors: Kemal Davaslioglu, Nathan Conger, Sastry Kompella, Yalin E. Sagduyu, Nathaniel D. Bastian
Published: 2026-10-06
Categories: cs.AI, cs.CL, cs.IR
arXiv: https://arxiv.org/abs/2610.09026v1

We present BEACON-SP, an ontology-grounded Graph Retrieval-Augmented Generation (GraphRAG) framework for clinician-facing decision support in behavioral health settings such as suicide prevention, where effective assessment requires integrating heterogeneous clinical, behavioral, social, and temporal evidence. BEACON-SP combines patient knowledge graphs with ontology-guided retrieval to support multi-hop reasoning across diagnoses, medications, risk and protective factors, life events, and temporal relationships. The framework is enabled by a comprehensive suicide prevention ontology that integrates the Three-Step Theory, the Integrated Motivational-Volitional Model, and the Suicide Social Determinants of Health Ontology into a unified representation of patient risk factors. We construct ontology-grounded patient knowledge graphs and evaluate BEACON-SP for clinician-facing question answering. Compared with a vector-based retrieval-augmented generation (RAG) baseline on a 1,500-query benchmark spanning 15 clinical categories and 100 patients, BEACON-SP improves completeness, clinical relevance, and evidence grounding under a corrected comparative evaluation protocol, with a small gain on factual accuracy. In paired criterion-level comparisons, GraphRAG is preferred in 76.4% of cases. These results demonstrate the potential of ontology-guided GraphRAG to provide structured, contextualized patient evidence for clinical decision support.

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### SPIN: Shadow Predictive Indexer for Sparse Attention

Authors: Yao Fu, Jiahan Chang, Ritchie Zhao, Bryce Long, Yueying Li, Mahdi Kamani, Samkit Jain, Rahul Raman, Tara Safavi, Shreya Gupta, Parsa Ashrafi Fashi, Minseok Lee et al.
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09025v2

Indexer-based sparse attention reduces the cost of core attention by passing only a fixed, small number of important tokens to it. However, the indexer must still score the entire KV cache at every decoding step. This scoring overhead becomes a major bottleneck as the context length grows. We propose SPIN (Shadow Predictive Indexer) to reduce this indexer overhead. SPIN uses lightweight, history-based prediction to identify important KV blocks, avoiding the need to score the full KV cache at every decoding step. SPIN treats KV blocks and speculative decoding as first-class design and implementation considerations. Across extensive evaluations on long-context and agentic benchmarks, SPIN achieves 30-40% sparsity while preserving task quality. In end-to-end vLLM serving, SPIN improves output throughput by up to 14.9% and reduces median inter-token latency by up to 13.2%.

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### Not Every Call Needs a Frontier Model: Per-Call-Site Evaluation of Small Language Models in a Deployed Agentic Home-Automation System

Authors: Panagiotis Kasnesis, Christos Chatzigeorgiou, Lazaros Toumanidis, Amalia Contiero Syropoulou
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09021v1

An agentic system issues several structurally different kinds of LLM calls. It routes intent, classifies actions, grounds language in a device registry, plans multi-agent pipelines and writes the Python code those pipelines run. The difficulty of these call sites varies by an order of magnitude, yet in practice a single model, chosen for the hardest site, serves all of them. In this work, we evaluate 9 models from 0.8B to a frontier hosted model across the five call sites of a deployed open-source home-automation framework (Wactorz), using its unmodified production prompts and two real Home Assistant installations (280 cases, 2520 scored calls). We find that capability is not ordered the same way at every site, and that larger models are not uniformly better: one 4B model is worse than its 2B sibling at grounded actuation. Paired testing shows the best local model to be statistically indistinguishable from both hosted models at four of five sites. Only code generation separates them, against a small hosted model (p = 0.039) as well as a frontier one (p = 0.002). Aggregate accuracy also hides a safety failure specific to actuation, where small models resolve the accuracy/refusal trade-off in degenerate ways: one model (Gemma4 E2B) actuates on 87.2% of requests for devices the site does not own, while another refuses every request it receives. Routing each site to its best local model reaches 91.8% against 95.4% at no per-call cost. In a live deployment judged by a user, hosting only the two generative sites matches hosting everything (39/43 against 39/43) for 28% of the spend, and the actuation gap the benchmark predicted appears as exactly one case in twenty-six. Benchmark, harness and all records are released at https://github.com/waldiez/slm-callsite-eval.

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### Neighborhood Smoothing for Calibration

Authors: Idan Horowitz, Avigdor Gal
Published: 2026-10-06
Categories: cs.LG
arXiv: https://arxiv.org/abs/2610.09020v1

Modern neural networks are often miscalibrated, with a tendency to overconfidence. Existing train-time calibration methods largely modify task losses or calibration penalties, leaving neighborhood structure in learned representations underexploited. We introduce graph smoothing as a general principle for train-time calibration, which encourages similar predictive distributions across neighboring samples in representation space. We analyze the effects of graph smoothing, deriving bounds that connect predictive divergence between neighboring samples to local confidence variation and to the propagation of pointwise calibration error, and characterize the conditions under which smoothing can or cannot improve calibration. In light of this analysis, we propose \modelNoSpace, a graph-based train-time regularizer that penalizes the Jensen--Shannon divergence between predictive distributions of neighboring samples. We present a thorough empirical analysis, showing that across standard calibration benchmarks, \model improves predictive quality, and the improvement is complementary to post-hoc calibration: after temperature scaling, \model attains the lowest NLL of all evaluated train-time methods in seven of the eight image and tabular settings. These findings demonstrate the value of graph smoothing over learned representations for neural network calibration.

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### PAIR: Bridging Perception and Action in Vision-Language-Action Models

Authors: Kaixi Feng, Guoheng Sun, Ang Li
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09016v1

Vision-language-action (VLA) models map visual observations and language instructions to continuous robot actions. This task requires a transition from representations that describe the scene and instruction to representations that support action generation. Many continuous-action VLAs leave this transition implicit and supervise it mainly through the final action-prediction loss. We introduce PAIR, a framework that learns a shared perception-action representation between these two spaces. During training, a Masked Action Autoencoder encodes expert action chunks into horizon-aligned Action Latent Tokens. A Bridge Module extracts task-relevant features from the current visual-language representations. PAIR aligns these features with the Action Latent Tokens to form Bridge Tokens that preserve task information and capture the structure of expert actions. The Bridge Tokens are then projected into the action-token space and injected into the initial Action Tokens, providing an action-ready starting point for Action Expert refinement. At inference, the autoencoder is removed, and the Bridge Tokens are generated only from the current observation and instruction. Experiments on LIBERO, LIBERO-Plus, and CALVIN ABC-D show gains for the evaluated OpenVLA-OFT and VLA-Adapter models. On LIBERO-Plus, PAIR raises VLA-Adapter's success rate from 59.1% to 64.2%. On CALVIN, it increases VLA-Adapter's average completed sequence length from 4.42 to 4.53. Across seven real-world tasks, PAIR raises OpenVLA-OFT's success rate from 51.4% to 65.0%. Representation analyses show that Bridge Tokens retain task information while making continuous-action information accessible before Action Expert refinement. These results support a shared intermediate representation as a useful interface between perception and action in continuous-action VLAs.

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### Personalize at Test Time: Learning User Preferences for Image Generation

Authors: Jiamu Bai, Jiaming Hu, Yanhong Wu, Zellux Wang
Published: 2026-10-06
Categories: cs.CV, cs.AI
arXiv: https://arxiv.org/abs/2610.09015v1

Diffusion models can generate high-quality images, yet aligning their outputs with individual user preferences remains challenging. A key bottleneck is accurately modeling diverse user preferences from limited feedback. Existing approaches often rely on labor-intensive manual preference annotations or vision-language models (VLM) to extract preference information from user interaction histories, introducing substantial annotation or computational costs that limit scalability. We propose an approach that learns personalized reward models directly from users' historical image preference pairs. First, we use an autoencoder to compress hundreds of visual attributes into 50 attribute-anchored preference dimensions and train an evaluator to score images along these dimensions. We then represent each user's preferences as a linear combination of the shared dimension scores, estimating the user-specific weights by maximizing the likelihood of their observed pairwise preferences under the Bradley-Terry model. This formulation reduces per-user adaptation to optimizing a low-dimensional weight vector, simplifying optimization and enabling data-efficient personalization from sparse feedback. The learned personalized rewards guide image generation at inference time while keeping the diffusion model frozen. Experiments on real-user preference data show that our approach achieves approximately 77% held-out pairwise preference prediction accuracy and improves the alignment of generated images with individual user preferences.

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### Enabling Dynamic Computation in Looped LMs

Authors: Aayush Mishra, Arnau Padrés Masdemont, Victor Conchello Vendrell, Jordi Ros Giralt, Arash Behboodi, Fabio Valerio Massoli
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09013v1

Looped LMs are parameter efficient and promise dynamic computation (saving memory and FLOPs on easy tokens). However, state-of-the-art open Looped LMs trained with this dynamic computation capability (Ouro models) do not realize it in practice as each loop iteration (depth) requires its own level of KV-cache, necessitating all loop computations. Moreover, Ouro's early-exit prior is enforced on each token equally, which results in static lower-depth like processing of all tokens regardless of difficulty. In this work, we propose a simple "best-available" KV caching strategy that works out-of-the-box, creating a new frontier in the performance vs depth space. Our approach enables up to 30% reduction in FLOPs and KV memory while retaining full-depth performance, showing the true flexibility of Looped LMs. Furthermore, training looped LMs with awareness about this KV caching strategy improves performance and efficiency. Finally, we apply a small but effective fix to the early-exit prior enforcement objective that makes tokens exit at truly heterogeneous depths based on effort. Our findings are validated on Ouro models as well as smaller looped LMs pre-trained from scratch.

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### Whose Memory Is It? Scope-Aware Commit Rules for Long-Term LLM Memory

Authors: Hongyu Gu, Xinchang Li
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.09008v1

Persistent memory allows an LLM agent to carry experience across conversations, but it also turns a local reasoning mistake into a durable one. During deliberation, an agent may consider a plan, simulate a tool result, report another speaker's belief, and then reject all of them. If memory retains only the resulting sentences, those once-useful possibilities can later return as facts. The record is neither fabricated nor irrelevant; it has simply been detached from the context in which it was valid. We identify this missing context as \emph{discourse ownership}: the world, branch, or speaker that licenses a proposition. Our first finding is counterintuitive. Language models already carry a causally active signal for ownership, yet conventional memory interfaces discard it when they convert reasoning into records. We introduce CASK (Causally Anchored Scoping Keys), a commit rule that preserves this signal so that shared-world facts enter durable memory while provisional content remains available only within its original scope. Our second finding is that the most obvious way to preserve the signal---storing the discovered internal coordinates---is unreliable because equivalent representations need not keep the same coordinates. CASK instead preserves the stable relations that express ownership. Controlled long-conversation conflicts and tool-agent traces show that this design improves memory admission and prevents provisional content from contaminating later answers while complementing runtime provenance. The resulting commit boundary lets agents explore more possibilities without granting every intermediate sentence authority over future behavior.

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### Sigma-Hunter: A Domain-Specific Language Model for Threat Hunting and Detection Engineering

Authors: Kemal Davaslioglu, Sastry Kompella
Published: 2026-10-06
Categories: cs.AI, cs.CR
arXiv: https://arxiv.org/abs/2610.09007v1

Detection engineers must translate threat reports, forensic observations, and hunt hypotheses into precise, testable rules. General-purpose large language models (LLMs) can draft such rules, but often produce invalid YAML, incorrect log sources, unsupported fields, or overly broad detection logic. This paper presents \emph{Sigma-Hunter}, a domain-adapted LLM for analyst-assistive Sigma rule generation and threat hunting. We build an instruction-tuning dataset from 3,635 validated open-source Sigma rules, expanded into 7,663 question-answer and analyst-reasoning examples. Each source rule is assigned to a single train, validation, or test partition before this expansion, so no rule leaks across splits. We fine-tune a 7B Mistral model and a Phi-4 model with LoRA and score held-out rule generations on syntax, approximate field consistency, and a semantic judgment of detection logic, completeness, selectivity, and log-source alignment. Sigma-Hunter-Mistral scores 8.17 overall, against 7.88 for the strongest general-purpose baseline and 4.61 for untuned Mistral. Two findings stand out: domain adaptation enables a compact 7B model to perform competitively with larger general-purpose models on this structured task, and syntactic validity is a weak proxy for semantic rule quality, as several baselines emit well-formed YAML carrying weak detection logic. The adapted models run locally, which suits detection engineering in disconnected environments where analysts cannot reach hosted model services.

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### Removing Information Content Does Not Certify Tamper Resistance in Open-Weight Models

Authors: Domenic Rosati, Alessa Carbo, Ali Dadsetan, Hong Huang, Matthew Young, Subhabrata Majumdar, Frank Rudzicz, Hassan Sajjad
Published: 2026-10-06
Categories: cs.LG, cs.CR
arXiv: https://arxiv.org/abs/2610.09004v1

Does removing harmful information make open-weight models resistant to fine-tuning attacks? We show that mutual information at release alone cannot universally certify slow recovery. Function-preserving reparameterizations leave information unchanged while altering gradient-descent geometry, so an invariant certificate is bounded by the fastest reachable parameterization. We apply this principle to weight--data mutual information under training-data filtering and label--representation mutual information under capability removal. Training order can change recovery time at fixed weight--data information, while exact representation-level independence can preserve the entire parameter Jacobian. An explicit construction has both information quantities equal to zero and recovers in one gradient step. Controlled experiments illustrate order-dependent recovery and parameterization-dependent attack speed. These results identify the missing requirement for certification: constraints on attack dynamics beyond mutual information at release.

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### Algorithmic Scratchpads and Curriculum Staging for Arithmetic Reasoning in Tiny Transformers

Authors: Sourabh Kasliwal
Published: 2026-10-06
Categories: cs.LG, cs.AI
arXiv: https://arxiv.org/abs/2610.09003v1

Autoregressive Large Language Models (LLMs) frequently struggle with deterministic multi-step algorithmic tasks such as multi-digit multiplication and long division. In this paper, we investigate the mechanics of multi-step arithmetic in compact "Tiny" Transformers (~10.6M non-embedding parameters, 49.3M total) trained on synthetic data across four basic operations (+, -, *, /) unrolled as step-by-step scratchpads. First, we establish the necessary training foundations: (1) dataloader sequence padding creates an 83% gradient starvation artifact that collapses accuracy from 40% to 1%, remediated via continuous sequence packing; (2) linguistic pretraining is an essential prerequisite (&lt;= 2.0% without it); and (3) modern architectural primitives (RoPE, RMSNorm, SwiGLU) and Sparse Mixture of Experts (MoE) substantially improve additive reasoning over baseline GPT-2. Second, we demonstrate that algorithmic scratchpad formulation directly dictates success. Introducing a deterministic Digit-by-Digit Long Division scratchpad within a 4-stage Hierarchical Developmental Curriculum dramatically elevates single-digit division from 4.0% to 86.7% accuracy on a 4,000-problem held-out benchmark. In contrast, multi-digit multiplication remained challenging: detailed error analysis revealed that while the model correctly computed single-digit sub-products and place-value zeros, our FOIL scratchpad failed because it forced a simultaneous summation of up to nine multi-digit terms in a single step without pairwise intermediate accumulation. Finally, we identify two key boundaries: performance collapses to 0.00% on unseen 4-digit operands, and unbuffered training induces catastrophic forgetting, collapsing division accuracy from 86.7% down to 0.00%.

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### Learning to Report Unsafe Tasks in a Multi-Agent Game

Authors: Avyay M. Casheekar, Hariganesh Tangirala
Published: 2026-10-06
Categories: cs.AI, cs.MA
arXiv: https://arxiv.org/abs/2610.09002v2

When a team of agents shares a reward for completed tasks, reporting and stopping unsafe work reduces the team's reward. Random audits that penalize silence can make universal reporting optimal without ensuring that a silent team learns to report. We study this problem in a game where any witness can stop a task by reporting. When a task's k witnesses share a policy and draw actions independently, the derivative of expected reward with respect to the shared silence probability at universal silence counts its benefit k times, while the comparison between universal reporting and silence counts it once. A fully shared policy can therefore be locally attracted to silence even when reporting is optimal. For any grouping into shared policies, we give an audit condition sufficient for exact policy-gradient updates to reach universal reporting and, outside boundary cases, necessary from near universal silence. In a balanced family, meeting the condition with prescribed margins costs k times as much for a fully shared policy as for one policy per role. We test these predictions with PPO on 24 witness graphs, starting from learned silence. Witness groups, which place co-witnesses in separate networks, reduce unsafe task completion by 33.59 percentage points relative to shuffled groups of the same sizes under the same audits (95% graph-bootstrap interval: 21.03-45.13). Only 9 of 48 witness-group runs achieve below 1% unsafe completion while retaining at least 90% legitimate completion. At the same audit budget, a fully shared network meets both thresholds in 0/48 runs with independent action draws and 48/48 with a common draw. On 24 further graphs with witness groups fixed, audits allocated by the condition reduce unsafe completion by 42.22 points relative to audits maximizing a static coalition deterrence ratio at the same budget.

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### How Fragile Is On-Device Language Model Safety? Localizing Safety-Critical Parameters for Sparse Fault Analysis

Authors: Muhammad Zeeshan Karamat, Christiana Chamon Garcia
Published: 2026-10-06
Categories: cs.AI, cs.CL, cs.CR, cs.LG, cs.SE
arXiv: https://arxiv.org/abs/2610.09000v1

As small language models (SLMs) are increasingly deployed on resource-constrained and on-device platforms, including as components of agentic systems, the integrity of locally stored model parameters becomes an important safety concern. We investigate whether safety-sensitive behavior in LLaMA-2-7B-Chat is concentrated within a sparse subset of parameters, creating a reduced fault surface for targeted analysis. We study two complementary localization methods: low-rank safety-associated subspace analysis and parameter-level safety--utility importance filtering. Both approaches reveal highly non-uniform safety sensitivity across the network, with the MLP down_proj consistently emerging as a prominent safety-sensitive component and o_proj providing a smaller contribution. Using parameter-level localization, modifying only 0.19% of model weights in down_proj yields 53% Basic ASR and 56% GCG ASR, while tinyBenchmarks accuracy remains at 51.6% compared with a 52.2% unmodified baseline. These results motivate targeted fault analysis and selective integrity protection for language models deployed in resource-constrained, on-device, and agentic settings.

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### PhysEvo: Astra Can Act, Let It

Authors: Wenqing Tian, Zeyu Zhang, Zhaocheng Liu, Fengwei Liu, Qiang Liu, Liang Wang
Published: 2026-10-06
Categories: cs.RO, cs.AI
arXiv: https://arxiv.org/abs/2610.08995v1

Astra can act, yet reliable manipulation depends on the system through which it observes and controls the world. We introduce PhysEvo, a framework for physical recursive self-improvement (RSI) around a single frozen model. A task agent executes robot tasks; a meta-agent uses the resulting trajectories to diagnose failures, revise tools and skills, and test corrections. The meta-agent can also improve its own diagnostic tools, so retained revisions support both later action and later self-improvement. This process develops joint-level control, evidence-seeking observation, and reusable manipulation skills without model-weight updates or a separately trained action policy. Across 42 RoboDojo tasks, held-out-layout evaluation of retained task-specific deployment versions yields a five-dimension average score of 68.14/100 and 62.00% success, compared with 47.17% for RoboDawn's one-shot Astra agent, the strongest published reference in our comparison. On eight manipulation tasks challenging direct Astra, PhysEvo achieves 55.00% success, compared with 1.25% for the direct-Astra reference. Deploying the simulation-evolved harness on AgileX PiPER and continuing skill revision yields 90.60/100 average score and 84.00% success across 25 trials on five real-world tasks. PhysEvo turns the consequences of action into persistent, testable changes to how a frozen model acts and improves.

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### Phoneme-Guided Initialization for LLM-based Speech Recognition

Authors: Ryo Magoshi, Shinsuke Sakai, Tatsuya Kawahara
Published: 2026-10-06
Categories: eess.AS, cs.CL, cs.SD
arXiv: https://arxiv.org/abs/2610.08994v1

Speech large language models (speech LLMs) perform well on automatic speech recognition (ASR) when sufficient paired speech-text data is available, but their performance degrades in low-resource settings. A cascaded pipeline that performs speech-to-phoneme (S2P) conversion followed by phoneme-to-grapheme (P2G) conversion has been shown to outperform end-to-end speech LLMs in this regime, suggesting that phoneme-mediated processing is beneficial when paired data is scarce. We propose \textit{phoneme-guided initialization}, a simple method that uses this insight within an end-to-end framework: we pre-train the audio encoder on S2P and the LLM on P2G tasks, then connect them and fine-tune the full model end-to-end on the target ASR task. Experiments on Japanese (CSJ), Chinese (AISHELL-1), and two low-resource languages from Common Voice 25.0 (Tatar and Urdu) show that our method matches or outperforms both the cascaded S2P-P2G baseline and the end-to-end model without P2G initialization.

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### Verify Less, Evolve More: Training Idea-Level Critics for Verification-Efficient ML Evolving Agents

Authors: Jiamu Bai, Lizhu Zhang, Xin Yu, Yanhong Wu, Zellux Wang, Serena Li, Weiwei Li, Zhuokai Zhao, Lingzhou Xue, Kiwan Maeng, Xiangjun Fan, Bo Peng
Published: 2026-10-06
Categories: cs.AI
arXiv: https://arxiv.org/abs/2610.08993v1

As large language models become more powerful, self-evolving agents are able to tackle challenging tasks including AI for machine learning (AI4ML). In AI4ML, while empirical verification is available, it often requires computationally costly model training and evaluation, limiting the speed and scale of agent evolution. Yet verification efficiency remains under-explored, and frontier models provide only limited gains when used directly as idea selectors. We address this gap with specialized idea-level critic models that predict whether a proposed ML modification will improve upon the current solution, allowing agents to screen ideas and concentrate verification resources on the most promising candidates. We train the critic models through supervised fine-tuning on high-quality critiques synthesized by Gemini-3.1-Pro, followed by GRPO to further improve their predictive accuracy. Empirically, our critic models outperform Gemini-3.1-Pro in static idea evaluation, and these gains extend to agent inference, continual learning, and policy training. During inference-time evolution, they improve final solution quality under the same verification budget by selecting more promising ideas, with further gains from continual learning. During policy training, they serve as learned reward models, reserving empirical verification for uncertain cases and enabling substantially more policy updates with the same verification resources. Together, these results show that idea-level critic models help ML agents discover better solutions and learn stronger proposal policies under limited verification budgets.

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### REFIT: Recognize, Fix, and Test Wearable Sensor Placement Shifts without Labels

Authors: Bangxun Tang
Published: 2026-10-06
Categories: cs.LG, cs.HC
arXiv: https://arxiv.org/abs/2610.08991v1

We present REFIT, an input calibration for frozen activity-recognition models whose inertial sensors are worn differently at deployment than in training. When users move a watch to the other wrist or put a strap sensor back on turned, the model sees the same motion on changed axes. REFIT undoes such shifts without labels or retraining. It describes them by families of axis transforms, such as reflections and rotations, and fits each family to the user's data so that simple statistics match those of the training data. The family that removes most of the mismatch names the shift. REFIT fixes the shift by applying the best member of that family before the frozen model and re-estimating its normalization statistics. It tests the fixed model with a label-free accuracy estimate and asks the user to re-wear the sensor when it is low. Experiments on real left/right sensor pairs and on real and simulated re-attachment show that REFIT outperforms label-free test-time adaptation methods on every dataset and restores most of the accuracy lost to re-attachment. It names injected shifts far more reliably than a confidence-based selector. After a correction over all signed permutations of the axes, the estimate separates successful from failed corrections.

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### LASER: Latent Space Adjoint Matching for Support-Constrained Entropy-Regularized Offline RL

Authors: Songyuan Zhang, Oswin So, Eric Yang Yu, Matthew Cleaveland, Peter Crowley-Dolen, Chuchu Fan
Published: 2026-10-06
Categories: cs.LG, cs.AI, cs.RO, math.OC, stat.ML
arXiv: https://arxiv.org/abs/2610.08989v2

While offline reinforcement learning (RL) enables policy optimization from static datasets without costly online interaction, it remains bottlenecked by the risk of executing out-of-distribution (OOD) actions. Recent approaches mitigate this by learning a behavior-cloning policy through flow matching and then performing RL within its constrained latent space. However, naively optimizing the latent policy can easily cause the policy to collapse into a brittle mode or exploit sharp artifacts of the learned critic. In this work, we find that entropy regularization is essential in latent-space RL for addressing these challenges. We introduce LASER, a novel offline RL algorithm that applies latent-space adjoint matching to achieve entropy-regularized latent-space RL with expressive flow policies while avoiding backpropagation through time. Through comprehensive experiments on 40 challenging OGBench tasks with varying dataset qualities, we show that LASER achieves state-of-the-art performance. Notably, LASER uses fixed method-specific hyperparameters across all tasks and outperforms the evaluated baselines, including those with task- and dataset-specific tuning, which highlights the robust applicability of LASER. Project website: https://mit-realm.github.io/laser/.

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### A method for multimodal analysis of TAIGA experiment data using essential features

Authors: Alexander Kryukov, Julia Dubenskaya, Elena Fedotova, Elizaveta Gres, Stanislav Polyakov, Eugene Postnikov, Alexander Razumov, Pavel Volchugov, Dmitry Zhurov
Published: 2026-10-06
Categories: astro-ph.IM, astro-ph.HE, cs.LG
arXiv: https://arxiv.org/abs/2610.08985v1

The aim of processing and analyzing experimental data from physical experiments is to obtain physically significant information about the phenomenon under study. This goal is achieved by multi-stage processing of experimental data, during which noise associated with measurements is suppressed and the dimensionality of the input data is reduced. In this paper, we propose a new method based on the use of neural networks such as autoencoders to extract essential features. The special value of the proposed approach lies in the possibility of its application to the analysis of multimodal data received simultaneously from several installations. We will apply this approach to a multimodal data (MMD) of the experiment TAIGA. Currently, the analysis of the MMD is carried out independently for each installation separately. Therefore, the development of methods for the joint analysis of MMD from TAIGA-type installations is an urgent task in cosmic ray physics and gamma-ray astronomy. Based on Monte Carlo simulation, it is shown that the proposed method allows for effective MMD analysis. It can also be used for MMD analysis at other experimental complexes.

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### Zero-Shot Brain MRI Inpainting with 2.5D Unconditional Flow Priors

Authors: Arnela Hadzic, Franz Thaler, Simon Johannes Joham, Martin Urschler
Published: 2026-10-06
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.08983v1

Generative inpainting of brain MRI volumes is essential for synthesizing healthy tissue in pathological regions, improving the accuracy and reliability of automated downstream brain analysis applications such as image registration, brain extraction, and segmentation. However, standard 3D approaches are computationally prohibitive, while efficient 2D slice-wise methods suffer from severe inter-slice discontinuities. Furthermore, traditional models rely on conditional training, requiring task-specific learning of masked inputs. We propose a zero-shot brain MRI inpainting framework utilizing 2.5D unconditional flow priors to capture spatial context along the superior-inferior axis without the overhead of full 3D convolutions. During training, our flow matching model learns the joint distribution of adjacent axial slice triplets, modeling the manifold of healthy brain anatomy while explicitly excluding pathological regions from the loss function. At inference, the model processes the input triplets autoregressively along the depth axis. We employ the Restora-Flow solver to constrain the unconditional prior using the input mask, achieving accurate zero-shot inpainting. Evaluations show our 2.5D strategy resolves the structural discontinuities of 2D baselines, synthesizing plausible healthy tissue while maintaining volumetric consistency across the axial, sagittal, and coronal planes. As a final step, we generate and average an ensemble of multiple stochastic reconstructions to form the final prediction. Quantitative results benchmarked on the official BraTS 2026 Inpainting Challenge validation set demonstrate the effectiveness of our proposed approach, yielding an SSIM of 0.816 $\pm$ 0.112, MSE of 0.007 $\pm$ 0.005, and PSNR of 22.923 $\pm$ 4.343. Code is available at https://github.com/imigraz/brats2026-inpainting.

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### S2Tok: Streaming 3D Gaussian Reconstruction with Persistent Spatial Tokens

Authors: Fang Li, Jiraphon Yenphraphai, Quentin Herau, Depu Meng, Yihan Hu, Tianshuo Xu, Narendra Ahuja, Wei Zhan
Published: 2026-10-06
Categories: cs.CV
arXiv: https://arxiv.org/abs/2610.08978v1

Streaming 3D reconstruction requires more than a sequence of geometric predictions: it requires a persistent scene state that can incorporate new evidence and remain renderable as observations arrive. Latent spatial tokens offer a promising representation for this purpose, but constructing them from an image collection leaves open how to maintain them online, where each observation may both revisit known regions and reveal new content. We introduce S2Tok, a feed-forward framework that maintains a size-adaptive, persistent scene state from uncalibrated image streams. Its central idea is to distinguish updates to the existing representation from selective expansion. A spatially informed transformer integrates each incoming observation with the persistent scene tokens, while a learned admission module selectively expands the representation to limit redundant storage. A hierarchical decoder and Gaussian head convert the evolving state into non-pixel-aligned 3D Gaussians, enabling novel-view rendering without caching previous frames. Experiments across four benchmarks demonstrate competitive streaming rendering quality with compact Gaussian representations. These results support latent spatial tokens as a persistent computational state for online 3D reconstruction, combining learned scene updates with explicit Gaussian rendering.

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### SNR-Gated LSTM-Conditioned Diffusion Model for MIMO Channel Estimation

Authors: Jixing Zhou, Xinming Huang
Published: 2026-10-06
Categories: cs.LG, eess.SP
arXiv: https://arxiv.org/abs/2610.08977v1

Accurate and low latency channel estimation is critical for modern MIMO systems, particularly under mobility, where channels exhibit structured sparsity and strong temporal correlation. This paper proposes a time-series conditioned diffusion framework for channel estimation that performs denoising in the angular domain. Starting from least squares (LS) observations, we train a diffusion denoiser whose conditioning information is encoded by a long short-term memory (LSTM) network over a short observation sequence, enabling the model to exploit temporal dynamics beyond per-snapshot estimation. To robustly balance observation fidelity and learned generative priors across a wide signal-to-noise ratio (SNR) range, we introduce a learnable SNR-gated late-fusion shortcut that injects the network input into the final decoding stage through a sigmoid gate with trainable center and scale. To reduce inference latency, we adopt deterministic denoising diffusion implicit model (DDIM) style reverse updates with SNR-adaptive truncation and step allocation, which significantly reduces the number of reverse diffusion steps at high SNR while maintaining strong performance in low SNR regimes. Simulations on time-evolving standardized channel models demonstrate that the proposed method achieves consistent performance gains over existing diffusion-based channel estimation baselines, while retaining low latency through SNR-adaptive inference.

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### The Best Optimizer Depends on Batch Size

Authors: Xingyu Dang, Kaiyue Wen, Sadhika Malladi
Published: 2026-10-06
Categories: cs.LG, stat.ML
arXiv: https://arxiv.org/abs/2610.08975v2

A plethora of new adaptive optimizers are designed to efficiently estimate and use minibatch gradient statistics to shape parameter updates, but they are typically benchmarked at a single batch size. Hyperparameter scaling rules promise to preserve performance as batch size and gradient noise change, suggesting that the best optimizer at one batch size should remain the best at another. We challenge this approach to developing and evaluating optimizers by showing: (1) no principled scaling rule for Muon works consistently across training settings, and (2) the best optimizer for language model pretraining changes with batch size even after extensive hyperparameter tuning. To understand these failures, we analyze a noisy quadratic model and show that the batch-size scaling rule that preserves performance is direction-dependent, shifting from square-root to linear as a direction's curvature-to-noise ratio rises. We further prove that gradient noise drives a bias-variance tradeoff in preconditioning that can reverse optimizer rankings across batch sizes, even under optimal learning rate and momentum tuning. Consistent with this, when we increase the batch size $16\times$ partway through language model pretraining, keeping small-batch updates in only the sharpest $0.001\%$ of directions removes up to $59.5\%$ of the resulting loss gap over the next $8\%$ of training, while a random subspace of the same size barely helps. Taken together, our results show that principled optimizer design must account for batch size and empirical benchmarking should be performed across batch sizes.

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### HULK: Learning Whole-Body Forceful Loco-Manipulation for Humanoids

Authors: An Dang, Arturo Flores Alvarez, Yu-Ming Chen, Conor Mc Gartoll, Helen Sun, Aaron Ames, Nima Fazeli, Manikantan Nambi
Published: 2026-10-06
Categories: cs.RO, cs.LG
arXiv: https://arxiv.org/abs/2610.08970v1

Humanoid loco-manipulation of large, heavy objects demands forceful interaction across the entire body. However, such payloads shift a humanoid's center of mass and impose sustained loads across the upper body, challenging balance and command tracking. We present HULK, a whole-body control framework for forceful loco-manipulation. Using model predictive control (MPC) to guide reinforcement learning with predictions of the loaded dynamics, we train two teachers: one tracks arm motions under wrist forces, and the other locomotes while holding large objects against the body. A capture-point control barrier function augments the wrist-force teacher during training to improve balance under load. We distill both teachers into a single policy. Evaluation spans simulation and the Unitree G1. In simulation, the teacher with the barrier function achieves the lowest forward and lateral velocity tracking errors at 10 kg per arm among evaluated controllers and reduces aggregate divergent component of motion (DCM) excursion magnitude by 35.7% relative to MPC-guided reinforcement learning alone. Our wrist-force teacher withstands torso push disturbances of up to 130 N.

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### Work While They Sleep: Exploiting Evaluation Latency for Fully Bayesian Optimization

Authors: Gustavo Sutter, Alejandro Comas-Leon, David Holzmüller, Hao Wang, Luis Ricardez-Sandoval, Pascal Poupart, Agustinus Kristiadi
Published: 2026-10-06
Categories: cs.LG, cs.AI, stat.ML
arXiv: https://arxiv.org/abs/2610.08969v2

Black-box optimization problems are ubiquitous across science and engineering, often dealing with expensive objective functions. This objective latency has two consequences during optimization: (i) the objective evaluation dominates execution time, and (ii) sample-efficient algorithms are crucial to accelerate development and avoid wasting resources. Bayesian optimization (BO) methods are the \textit{de facto} choice of planners for suggesting the next point to try. Standard BO fits the surrogate model's hyperparameters with a point estimate. Alternatively, a fully Bayesian approach uses model averaging to account for uncertainty over the hyperparameters, leading to better uncertainty estimates---useful in the low-data regime that is pervasive in BO. However, it is often prohibitively expensive and thus rarely used. In this work, we propose ELF-BO, an algorithm that uses the objective evaluation latency to headstart the computation of the next suggestion, allowing for fully Bayesian optimization without incurring substantial decision-time costs. This is done by sampling from the hyperparameter posterior \emph{while} the objective is being evaluated, only requiring reweighting of the samples once the objective value is observed. Across synthetic functions and real-world applications, we show that ELF-BO matches the performance of fully Bayesian methods while only incurring decision latency on par with or better than standard BO. Thus, ELF-BO makes fully Bayesian optimization practical in real-world use cases.

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